Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 28216
THIRD DIVISION Docket No. TD-27822
89-3-87-3-387
The Third Division consisted of the regular members and in
addition Referee Dana E. Eischen when award was rendered.
(American Train Dispatchers Association
PARTIES TO DISPUTE:
(Consolidated Rail Corporation
STATEMENT OF CLAIM:
"CLAIM #l - J. E. Arneth - System Docket CR-335
Appeal of J. E. Arneth re 5 days suspension, deferred as per Rule 18
Section 2(b)(1). Carrier file System Docket CR-335
CLAIM $2 - M. J. Bednar - System Docket CR-336
Appeal of M. J. Bednar re 5 days suspension, deferred as per Rule 18
Section 2(b)(1). Carrier file System Docket CR-336
CLAIM r#3 - R. C. Castaldo - System Docket CR-337
Appeal of R. C. Castaldo re 5 days suspension, deferred as per Rule
18 Section 2(b)(1). Carrier file System Docket CR-337
CLAIM /I4 - T. J. Didyoung - System Docket CR-338
Appeal of T. J. Didyoung re 5 days suspension, deferred as per Rule
18 Section 2(b)(1). Carrier file System Docket CR-338."
FINDINGS:
The Third Division of the Adjustment Board upon the whole record and
all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employes within the meaning of the
Railway Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the
dispute involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
On various dates in April, 1986, each of these Claimants called in
and marked off from work due to illness. Each sick pay Claim was paid by
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Carrier and the bona fide of these Claims are not contested by Carrier.
However, Claimants each were charged with failure to report for duty on the
days they marked off sick in April, 1986, and also notified "in light of your
prior attendance record this constitutes excessive absenteeism." Prior to the
issuance of these disciplinary notices each Claimant had been interviewed by
Supervisor Kaufman and informed that his attendance was not satisfactory,
whatever the reasons might be.
Following a Hearing into the alleged excessive absenteeism and failure to report for duty each C
of these disciplinary actions and the Claims are now properly before the Board
for determination.
The Organization appeals on behalf of Claimants on grounds that they
were not at fault for being ill and Carrier abuses its managerial discretion
when it disciplines employees for being legitimately sick and collecting sick
leave benefits. Carrier counters with several arbitration decisions which
hold generally that excessive absenteeism, even for legitimate reasons, need
not be tolerated indefinitely by an employer.
Carrier relies especially upon two 1983 Cases involving the same
Parties and issues in which the Board upheld disciplinary action against train
dispatchers who were "excessively absent" due to illness, but reduced the
penalty from five days deferred suspension to a letter of warning. See Third
Division Awards 24540 and 24541. We have reviewed these Awards and find them
so internally inconsistent that they are of little value in the present case.
At the outset in those decisions the majority held that Carrier's right to
discipline employees for excessive absenteeism was preconditioned upon a fair
and thoughtful determination as to what reasonably constitutes "excessive"
absenteeism. After holding that Carrier failed to meet that "precondition",
however, for some reason the majority abandoned its central premise and issued
a split decision reducing the discipline to a letter of warning. It is easy
to understand why both Parties filed Dissents to portions of these Awards.
We concur that a precondition of employer implementation of discipline for "excessive" absenteei
what really constitutes "excessive" absenteeism and communication of that information to employees.
action for "excessive" absenteeism without such a determination and communication is unreasonable on
the middle. Further, even if this precondition is met by the employer, the
fundamental premise for progressive discipline in such cases is that an employee has it within his c
be prodded into doing so by the negative inducement of disciplinary action.
It necessarily follows that application of disciplinary action against a
chronically and legitimately sick employee is unreasonable. In cases where
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the employer has clearly proven that an employee is unable, despite his best
intentions and efforts, to appear regularly and promptly for work, the Employer may be justified ult
there is reasonable doubt whether a case is appropriate for disciplinary action, in the absence of a
its right to counsel and warn employees and/ or require a medical verification
of claimed illness. These and other fundamental principles were discussed in
a similar case decided by PLB 2263 in Award No. 37, as follows:
...care must be taken to distinguish between
culpable excessive absenteeism for no good reason,
which is 'subject to discipline' and 'no fault'
excessive absenteeism over which an employe has no
control. In the latter situation, the approach
properly utilized by personnel managers and the
principle upon which the better-reasoned arbitration
decisions turn is a balancing of interests analysis.
Fundamental to the employment relationship is the
payment of a fair day's pay in return for a fair day's
work. Implicit in this arrangement is the understanding that an employe must be reasonably prompt an
regular in his/her attendance at work. Repeated failure to report for assigned duties undermines eff
unfairly increases the burden on fellow employes and
improperly increases operating costs. If such excessive absenteeism is caused by intentional or negl
dereliction or by abuse of sick leave by an employe,
management may use reasonable progressive discipline
to modify the misbehavior, following which dismissal
might be warranted. If the excessive absenteeism is
neither intentional nor negligent in its origin, but
rather beyond the employe's control as in chronic illness, then discipline is not the answer.
Absent contract language to the contrary, in our
society the employer is not obligated to carry forever
on the payroll an individual who is incapable of providing reasonably prompt and regular attendance
in return for wages and benefits. We cannot compel
Carrier to subsidize year after year the excessive
absenteeism of a chronically ill employe who has demonstrated beyond doubt his inability to be a reg
...."
Application of the foregoing ,principles to the present facts leads us
to sustain these Claims and reverse the disciplinary action. Even if Carrier
had properly developed and communicated to Claimants a reasonable standard of
"excessive" absence, there is no proof on this record that Claimants abused
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sick leave or were otherwise culpable for those absences on the "triggering"
dates in April, 1986. For Claimants Didyoung (stress due to wife's heart attack) and Castaldo (recov
action nor "no fault" severance is justifiable at this time. Claimants would
be well advised, however, to heed carefully the warnings issued previously by
Carrier and reinforced in this decision that "excessive" absenteeism whether
for legitimate reason or otherwise need not be tolerated indefinitely by an
employer.
A W A R D
Claim sustained.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Attest:
Nancy J er - Executive Secretary
Dated at Chicago, Illinois, this 4th day of December 1989.