Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 28273
THIRD DIVISION Docket No. TD-26835
90-3-85-3-753
The Third Division consisted of the regular members and in
addition Referee Eckehard Muessig when award was rendered.
(American Train Dispatchers Association
PARTIES TO DISPUTE:
(Norfolk & Western Railway Company
STATEMENT OF CLAIM:
"(a) Claim eight (8) hours compensation at the rate applicable to
operator/Clerk position at Muncie, Indiana, on each respective date beginning
August 7, 1984, to the Assistant Chief Train Dispatcher(s) employed in the
Muncie, Indiana, train dispatching office, account being required to perform
work outside the scope of duties as provided in Article 1(a) & Article 1(b) of
the August 1, 1951 schedule agreement between the American Train Dispatchers
Association and the New York, Chicago & St. Louis Railroad Company.
The work referred to in the paragraph above consists of transmission
of reports by means of electronic equipment from the Chief Train Dispatchers
office at Muncie Indiana to various points on the railroad system, also similar transmission of vari
various points throughout the railroad system including instructions to
trains, instructions to personnel concerning duties and service requirements.
(b) The claimants referred to in the above paragraph include but are
not limited to F. B. Cooper, D. E. Finney, R. G. Waters, H. D. Thompson, M. H.
Kortman, J. E. Coleman, R. L. Rafferty, D. L. Wallace, and R. M. Bowman.
Their respective identities and dates of service on the dates referred to in
the beginning paragraph above and during the claim period, are readily ascertainable on a continuing
check of the Carrier's records in order to avoid continuation of the filing of
a multiplicity of daily claims, until such time as the Carrier:
"(1) allows the compensation claimed in the beginning paragraph above on a current and continuin
or,
(2) removes the responsibility for performance of the
described work not included in the duties described in
the aforementioned agreement articles."
FINDINGS:
The Third Division of the Adjustment Board upon the whole record and
all the evidence, finds that:
Form 1 Award No. 28273
Page 2 Docket No. TD-26835
90-3-85-3-753
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employes within the meaning of the
Railway Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the
dispute involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
On October 5, 1984, the Organization filed the Claim at issue herein.
It mainly contends that, effective on August 7, 1984, Train Dispatchers were
required to transmit reports and other communications by means of electronic
equipment. It asserts that this work historically was performed by Operators
and Operator-Clerks.
As a threshold matter, the Organization submits that the Carrier failed to respond to the initia
days.
The evidence supports the Organization that the Claim must be sustained on the procedural ground
denying the
Claim until December 14, 1984, when the determination was hand delivered to
the
Organization. While
we understand and are not unappreciative of the Carrier's procedual arguments, the facts are tha
With respect to the request for damages, pursuant to the National
Disputes Committee Decision 16 and the many awards affirming this decision,
the Carrier's liability was cured when it issued its denial letter to the
Organization on December 14, 1984. However, there has been no substantive
showing on the property that any employee was deprived of work or harmed in
any manner. Therefore, and in view of all of the circumstances, we conclude
that damages are not appropriate.
This decision is based solely on the procedural violation of the
Carrier and we will not address the merits of the Claim.
A W A R D
Claim sustained in accordance with the Findings.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Attest:
Nancy J ver·- Executive Secretary
Dated at Chicago, Illinois, this 28th day of February 1990.
LABOR MEMBERS' CONCURRENCE AND DISSENT
to
Award No. 28273 - Docket TD-26835
____ (RefereeMuessigj______-
In the case at hand, the Referee correctly recognized the
Carrier's failure to respond in a timely manner to the Organization's claim when he stated:
"The evidence supports the Organization that the
Claim must be sustained on the procedural grounds that
the Carrier defaulted by not denying the Claim until
December 14, 1984, when .t he determination was hand
delivered to the Organization. While we understand and
are not unappreciative of the Carrier's procedural
arguments, the facts are that the Carrier had the
Organization's claim before it and it failed _toresp~ond
ina timely fashion, as required by the parties'
Agreement." (Underscoring added)
At this point the Award is correct and reasonable minds would
expect a sustaining Award which would logically include compensation.
In fact, the very beginning of the next paragraph suggests
that compensation is not only correct, but will be forthcoming
inasmuch as the Referee states the following:
"With respect to the request for damages, pursuant
to the National Disputes Committee Decision 16 and the
many awards affirming this decision, the Carrier's
liability was cured when it issued its denial letter to
the Organization on December 14, 1984."
A logical conclusion to the aforementioned is that if the
Carrier's liability was cured after it issued a denial letter on
December 14, 1984, then they owe compensation for the time prior
to that date. Unfortunately, it is in the next sentence that
logic is abandoned when the Referee states:
"However, there has been no substantive showing
on the property that any employee was deprived of work
or harmed in any manner. Therefore, and view of all
the circumstances, we conclude that damages are not
appropriate.
1
Labor Members' Concurrence and Dissent to Award 28273,__continued
When there is a time limit fault, it is not appropriate to
examine the measure of damages, since that goes to the merits.
Further, it is an attempt to render equity, and the Board is
precluded from doing that.
The Time Limit Rule is very specific:
".
. . Should any such claim or grievance be disallowed, the Carrier shall, within 60 days from the
the same is filed, notify whoever filed the claim or
grievance (the employee or his representative) in
writing of the reasons for such disallowance. If not
so notified,_the claim orgrievance shall be allowed as
nrPCPnta~, . . ." [Underscoring
supplied]
The Referee was presented forty-nine (49) awards which support
the language underscored in the above quoted Rule. Illustrative
examples:
".
. . This Board has no discretion with respect
to this time limit. Under Rule 34 (a) a claim must be
allowed aspresented when the Carrier fails to give
timely notice . . . ." (Second Div. Award 7626)
". . . we find that the Article, clearly and unequivo
cally without limitation or qualification, makes
mandatory that the 'claim . . . be allowed as pre-
sented.' . . . (Third Div. Award 10948)
". . . In this case, it is immaterial whether the
claim was valid or not. We are not concerned here with
the merits of the claim, but applicability of the Time
Limit Rule . . . . the Carrier became obligated to
allow the claimas presented . . . . (Third Div.
Award 14759)
(Citing decisions on the Time Limit Rule], "These
decisions do not delve into mitigation of damages, but,
on-the contrary, grantrelief_by_a_prescribed formulaWe do not reach the issue of mitigation o
under the particular circumstances of this case . . . .
Claim shall be allowed as presented, . . ." (Third
Div. Award 15723)
"The Board has held many times that the time limit
requirements of the August 21, 1954 Agreement are
mandatory and that failure to timely disallow a claim
2
Labor Members' Concurrence and Dissent to Award 28273,_ continued
requires that it "be allowed as presented." (Third
Div. Award 20520)
".
. . In view of this procedural violation, all
claimants must be allowed their claims as presented up
to and including June 5, 1965, the date of receipt by
the Organization of Carrier's denial . . . . However,
the Board holds that Claimants Dennis and Kowalski
suffered no actual damages and may have no compensation awarded to the, other-than _f or the _proced
violation set forth above . . . ." (Third
Div.
Award
20723)
".
. . we have held repeatedly that even where the
claim is deemed 'fanciful' or 'without merit', Carrier
is required to reject within the time limit set forth
in the Rule . . . . Since Carrier failed in this
contractual obligation we are compelled . . . to
sustain the instant claim as presented." (Third Div.
Award 20900)
". . . 'Aspresented'has
been interpreted strictly
in
similar cases, denying offset where the employe was
unavailable for work during the time_inquestion . . .
and denying deduction for amounts earned in another
position . . ." (Third Div. Award 21787
". . . In Third Division Award 10500, which conceptually supports this case, we stated in pertin
that: . . . This procedural section is mandatory
rather than directive in that a definite penalty is
provided therein for failure to write disallowance of
claim within sixty days - the_claim to be allowedas
presented."' (Third Div. Award 23511)
In light of the clear language of the Rule and the Board's
precedent in such cases, it is clear that the Referee erred most
critically when he addressed the question of the quantum of
damages. The Claim should have been allowed, as presented, from
its initial date until the Carrier finally made a response to the
Claim.
Turning to the question of the merits, the Referee failed
to address them. While it is true the merits were not under
consideration during the period of time that elapsed until the
3
Labor Members' Concurrence and Dissent to Award 28273._continued
Carrier finally declined the continuing claim, the parties are
left with no decision at all with the regard to the issue
foi_lowing the Carrier's denial of the Claim. Both the Time Limit
issue and the merits were before the Board for adjudication.
This Award does not comply with the Railway Labor Act, in
that it makes no finding on the merits. This Award does not
conform or confine itself to matters within the scope of the
Division's jurisdiction, in that it improperly determined the
quantum of damages when the applicable Rule grants relief "by a
prescribed formula". Hence, this Dissent.
Robert J. Irvin
Labor Member
1) D. BarthOlOmay
L00
abor Member
___
C. A. McGraw
Labor Member
William R. Miller
La r ,Member
Ernest Monroe
Labor Member
4
CARRIER MEMBERS' RESPONSE
TO
LABOR MEMBER'S CONCURRING AND DISSENTING OPINION
TO
AWARD 28273, DOCKET TD-26835
(Referee Eckehard Muessig)
The Majority in sustaining the claim of the Train Dispatchers to
December 14, 1984, completely ignored the record of handling, and in so
doing, committed a gross error for the following reasons:
First. The Majority failed to recognize that the Organization was
seeking to secure a right that it sought and failed to secure in a Section 6
Notice. The record before the Board established that a January 29, 1981
Section 6 Notice filed by the Organization sought to obtain for dispatchers,
to the exclusion of all others, the right to operate electronic
communications equipment installed in dispatching offices. The mere filing
of the Section 6 Notice is admission that the disputed work is not
exclusively clerical or Train Dispatcher's work, but is work that is
incidental to a Train Dispatcher's duties.
The Majority simply failed to recognize, despite a showing of ample
arbitral authority that the disputed work was not the exclusive work of the
clerks, and therefore could be properly performed by the Train Dispatchers
within the scope of their agreement.
Section 153 First (i) of the Railway Labor Act states:
"(i) The disputes between an employee or group of employees
and a carrier or carriers growing out of grievances or out of
the interpretation or application of agreements concerning
rates of pay, rules, or working conditions, including cases
pending and unadjusted on June 21, 1934, shall be handled in
the usual manner up to and including the chief operating
officer of the carrier designated to handle such disputes;
but, failing to reach an adjustment in this manner, the
disputes may be referred by petition of the parties or by
either party to the appropriate division of the Adjustment
Board with a full statement of the facts and all supporting
data bearing upon the disputes."
CMs' Response to Award 28273
Page 2
The claim before the Board asserted that the work was outside the scope
of duties set forth in the Train Dispatchers' Agreement with the Carrier, and
the Board should have addressed that part of the claim in accordance with the
above-cited provisions of the Act.
Second. The record before the Board in this dispute reveals that
TCU/BRAC took a case to PLB 2474 claiming violation of its agreement when
Train Dispatchers were used to operate CRT machines at Muncie, Indiana. The
Train Dispatchers were given notice of the pendency of the dispute and
responded to PLB 2474 "The rights of the employees represented by the AIDA
are predicated upon agreements between the Carrier and the ATDA." PLB 2474
issued Award No. 1 denying TCU/BRAC's claim on the basis that the work
(operation of CRT) is not specifically covered by the Clerks' Scope Rule and
can be performed by Train Dispatcher positions.
Third. The claim for eight (8) hours' compensation was filed with
Carrier October 5, 1984, while the record reveals that the occurrence giving
rise thereto first took place on May 16, 1978, when the CRT machines were
first installed at Muncie. The undisputed facts of record reveal that the
practice of having Train Dispatchers transmit reports by means of CRT existed
for at least 6 1/2 years prior to date of filing.
Obviously, the compensation claim was not filed within 60 days of the
occurrence, and since it was not, the claim was barred from consideration by
the Board.
Fourth. The Train Dispatcher's time limit issue was not included in its
formal claim to the Board, and since it was not, the question was not
properly before the Board for a decision. Circular No. 1 of the NRAB states:
"STATEMENT OF CLAIM: Under this caption the petitioner or
petitioners must clearly state the particular question upon
which an award is desired."
CMs' Response to Award 28273
Page 3
See Third Division Awards 21543, 17512 and 11006.
The Organization adduced no evidence to show that any Train Dispatcher
was deprived of work or in any way harmed. Neither did it show that eight
(8) hours per shift were consumed in performing the work of transmitting the
reports by means of a CRT device. The time spent was de minimis, and we
concur with the Majority's findings that "damages are not appropriate."
The Board had no Claim before it requesting compensation under the Train
Dispatcher's agreement with the Carrier. Since it did not, the Board was
without authority under the Railway Labor Act to award damages.
. Yost
L
M. W Fingerhut
1R. L. Hicks
M. C. Lesnik
P. V. Varga
LABOR MEMBERS RESPONSE
TO
CARRIER MEMBERS RESPONSE
TO
LABOR MEMBERS CONCUERING AND DISSENTING OPINION
TO
AWARD 28273. DOCKET TD-26835
No comments are required with respect to the portion of
the Carrier Members' Response which discusses the Claims
merits and the date of the occurrence on which it was based.
For all the reasons set forth in the Labor Members'
Concurrence and Dissent, the Claim should have been allowed
as presented until the date it was denied.
With respect to the contention that the statement of
Claim did not incorporate the time limit issue, the Carrier
Members' reliance on three isolated Awards is misplaced.
Third Division Award 21543 is the only one cited which holds
that the statement of Claim must include a formal claim on
time limits. Third division Awards 17512 and 11006 were
relied upon for precedent by the author of Award 21543.
In award 17512, the application of the time limit rule
was not raised during on-property handling. That fact alone
distinguishes the dispute in Award 17512 from the dispute
treated in Award 28273, in which the time limit issue was
raised on the property.
LABOR MEMBERS RESPONSE
AWARD 28273. DOCKET TD-26835
PAGE 2
In Award 11006, the time limit rule was not even at
issue. However, other contentions were raised by the
Organization there involved for the first time in its
Submission. The Majority properly found that such new issues
cannot be considered when appearing for the first time in an
ex parte submission.
Therefore, Awards 17512 and 11006 have nothing at all
to do with the question of whether the time limit issue must
be included in a Statement of Claim, and the only Award
cited which treats this matter is Award 21543.
By, Contrast, however, Third Division Award 23845
specifically addressed the question and held that the issue
need not be included in the Statement of Claim, so long as
it is raised during on-property handling. Further, there are
large numbers of Third Division Awards which allow claims as
presented on the basis of a carrier's failure to timely
render its decision. See, as examples, Third Division Awards
23494, 23946, 26329, all post dating Award 21543.
>L. A. armelee
Labor Member