Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 28539
THIRD DIVISION Docket No. MW-28576
90-3-88-3-489
The Third Division consisted of the regular members and in
addition Referee M. David Vaughn when award was rendered.
(Brotherhood of Maintenance of Way Employes
PARTIES TO DISPUTE:
(Duluth, Missabe and Iron Range Railway Company
STATEMENT OF CLAIM: "Claim of the System Committee of the Brotherhood that:
(1) The dismissal of Mr. G. R. Sippo for alleged violation of Rule
No. 9 of the General Rules and Code of Conduct and Rule "G" of the Consolidated Code for allegedly b
1988 was arbitrary, capricious, unwarranted and in violation of the Agreement
(System File 9-88).
(2) The Claimant shall be reinstated to service with seniority and
his record expunged of the discipline assessed against him. He shall be compensated for all wages, b
have entitled him absent the violation in Part (1) hereof."
FINDINGS:
The Third Division of the Adjustment Board, upon the whole record and
all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employes within the meaning of the
Railway Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the
dispute involved herein.
Parties to said dispute waived right of appearance at hearing
thereon.
Claimant has twelve years of service with the Carrier. At the time
of his dismissal, he had been on furlough approximately one and one-half
years. Claimant received railroad unemployment compensation, which required
him to sign-up on a weekly basis at the Carrier's yard office at the Proctor
Yard.
On Wednesday, February 10, 1988, Claimant went to the office and
signed up with the Claims Agent. That procedure consisted of Claimant
presenting himself to the Claims Agent and answering a few questions. After
signing up, Claimant went downstairs to use the telephone and bathroom. A
janitor observed Claimant downstairs and, not recognizing him, informed the
Trainmaster of his presence. While Claimant was using the telephone, he was
approached by the Trainmaster, who did not recognize him as an employee and
challenged him to show identification. Claimant responded that he worked for
the railroad, but was not on duty and that it was none of the Trainmaster's
Form 1 Award No. 28539
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90-3-88-3-489
"damned business". The Trainmaster instructed Claimant to remove his sunglasses. Claimant did not co
entered the restroom. The Trainmaster followed, again demanded that Claimant
remove his glasses, looked at him, accused him of being intoxicated, and
ordered him to leave the property. Claimant responded profanely, then left.
The Trainmaster testified that Claimant was "staggering" and had a "strong
odor of alcohol;" and he testified that Claimant spoke in a vulgar and insubordinate manner.
Claimant denied being intoxicated or having been drinking at the time
he was on the Carrier's property, although he acknowledged having had several
drinks the evening before. The Organization presented testimony from the taxi
driver who drove Claimant to and from the Company Office. He testified that
Claimant talked and behaved normally, with no symptoms of intoxication. The
Claims Agent, to whom Claimant had reported, testified that he did not observe
any symptoms of intoxication. He testified, further, that the Trainmaster
came to him after having confronted Claimant and asked him whether Claimant
had been drinking, to which he replied that he wasn't sure.
Claimant, in 1981, had been charged with being intoxicated on duty
and had waived hearing and enrolled in the Employee Assistance Program. In
August 1984, he was charged with using marijuana on duty and, again, waived
hearing and enrolled in the EAP, with a three month suspension while undergoing treatment. In
from duty without permission.
The Carrier convened an Investigation for alleged violations of Rule
9 of the General Rules and Code of Conduct, subsequently amended to include
violation of Rule G of the Consolidated Code of Operating Rules. Each of the
rules include prohibitions on use of alcohol on Company property and reporting
for duty under the influence of alcohol. At the hearing, the Trainmaster and
the witnesses testified as above. Following the hearing, the Carrier found
Claimant guilty of the charges and dismissed him from service.
The Carrier argues that being intoxicated on Company premises constitutes a serious offense. It asse
against such intoxication, even while on furlough status. The Carrier points
out Claimant's history of chemical dependency and urges that it was not obligated to wait until he r
property are undeniable forms of "use" and "possession" and, therefore, prohibited under the cited r
The Carrier asserts that the Trainmaster's testimony that Claimant
was intoxicated was credible, substantial, positive and precise evidence from
an experienced witness with no reason to lie. It points out that the Trainmaster's accusation was un
The Carrier argues, by contrast, that the testimony of the Claimant and that
of the Cab Driver should be discounted. It points out that the Cab Driver
made no attempt affirmatively to evaluate Claimant's intoxication; and it
points out that his fare and tip was being paid by Claimant.
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The Carrier points out that the Claims Agent's testimony is limited
in use; he only testified that he was not certain if Claimant was intoxicated,
having had only limited opportunity to observe him and to observe Claimant's
speech, see his eyes, observe his breath, or see him walk.
The Carrier urges that Claimant's own testimony was self-serving and
implausible. It points out that a sober person would have not behaved in such
a vulgar, insubordinate manner and would have protested the accusation and
demonstrated his sobriety. Indeed, it points out that Claimant admitted having drunk alcohol the nig
treatment.
The Carrier urges that the record of hearing indicates no bias or
prejudice against Claimant. It urges that the date of the event as February
9 or 10, 1988, is unimportant. It urges that the Hearing Officer's characterization of Claimant's be
The Carrier characterizes Claimant's offense as serious, committed by
an employee with a history of similar offenses. It argues that his actions
demonstrate the unacceptability of his continued employment. It urges that
the claim be denied.
The Organization argues that the Carrier failed to prove by substantial evidence Claimant was intoxi
Claimant's extreme manifestations of intoxication was contravened by testimony
of Claimant that he had not been drinking and by testimony of the Claims Agent
and the Cab Driver, the latter a disinterested witness, that they observed
none of those symptoms. The Organization also points out that the Trainmaster
insisted that the incident took place on February 9, 1988; all other evidence
indicates that it took place on February 10, 1988. The Organization urges
that the Trainmaster's motive was to assert his authority over Claimant, who
had spoken "gruffly" and vulgarly to him. It points out that he was not
charged with that offense and that his language must be viewed in light of
language commonly used in the environment involved. The Organization argues
that vulgar language does not prove, or directly support, the charge of intoxication.
The Organization also argues that the Carrier failed to afford Claimant a fair and impartial Investi
preknowledge of the case and demonstrated prejudgment against Claimant. It
asserts, in particular, that the Hearing Officer disregarded the discrepancy
in dates in the Trainmaster's testimony, permitted the inclusion of testimony
concerning unrelated events two weeks after the date of the violation's acceptance of testimony, per
"belligerent behavior") and otherwise exhibiting prejudgment. The Organization argues, in addition,
duty or subject to duty, which Claimant was not. The Organization urges that
the Claim be sustained.
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Of the Organization's argument that neither Rule 9 and Rule G cover
the circumstances of Claimant's alleged conduct the Board is not persuaded.
The cited Rules prohibit, in part, "possession or use of alcohol while on Company property." Claiman
duty or not is not relevant to that prohibition; and dangers to Claimant,
other employees, and Company property from alcohol use are the same, whether
or not Claimant was on duty. The cited Rules also prohibit employees from
reporting for duty "under the influence" of alcohol. Whether the offense
charged - intoxication - is viewed as a form of possession or use, as the
Board found in Third Division Award 19303, or whether Claimant's reporting to
the Carrier for purpose of qualifying for unemployment benefits is a form of
"duty," the Board is persuaded that Rules 9 and G are broad enough to prohibit
Claimant from being on Company property under the influence of alcohol.
Of the Organization's arguments that Claimant was not afforded a fair
hearing, the Board is also unpersuaded. The apparent inconsistency in dates
does not negate the testimony of either party that an incident took place between the Trainmaster an
Office that week. There is no contention with respect to the incident which
makes the discrepancy in dates significant, and the Board is not prepared to
conclude that the discrepancy so undermined the Trainmaster's credibility as
to require his testimony to be discredited. Of the arguments that the Hearing
Officer prejudged the case the Board is also unpersuaded. His use of "apparent belligerent be
the Hearing Officer relied on testimony concerning the follow-up incident
which is alleged to have taken place on February 23, 1988. A review of the
record indicates that the Hearing Officer's determination to allow the Claims
Agent to be called was not only at the suggestion of the Trainmaster, but also
the Organization.
The sole evidence supporting the Charge came from the Trainmaster.
His observations and accusation followed Claimant's rude and vulgar response
to him. Those responses might well constitute disciplinable offenses, but
Claimant was not charged on the basis of his statements to the Trainmaster.
The use of vulgar, disrespectful language does not establish intoxication.
The Trainmaster did not offer Claimant the opportunity to be tested
following his accusation, as was the Carrier's obligation under its Company
Policy ("Employees not in covered service will be afforded the opportunity,
but will not be required to have urine or blood samples taken when charged
with a Rule G violation by a supervisor."). Such a test would have confirmed
or refuted the Trainmaster's accusation. Indeed, he did not attempt to obtain
other witnesses to Claimant's alleged symptoms of intoxication. The janitor
who apparently observed Claimant and reported his presence to the Trainmaster
was not called by the Carrier as a witness. No reason was given.
Claimant's previous Rule G violations took place in 1981 and 1984.
While they would certainly influence the Board's determination of the appropriate penalty to be impo
which Claimant is accused.
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Against the Trainmaster's unsupported and uncorroborated testimony
stands the testimony of Claimant and two witnesses each of whom stated that
they observed Claimant and had conversation with him without noticing any of
the symptoms reported by the Trainmaster. While it is true, as the Carrier
argues, that neither of the witnesses was specifically examining Claimant for
signs of intoxication, it is difficult to believe that the extreme and severe
symptoms (strong odor of alcohol, staggering walk) reported by the Trainmaster
would have gone unnoticed even on relatively casual observation. Neither
Claimant's testimony nor that of the other witnesses corroborated the Trainmaster's testimony.
The Board is persuaded that the evidence offered by the Carrier was
not substantial and convincing and is further persuaded that the evidence, on
the record as a whole, is insufficient to support the charges. The Carrier's
failure is underscored by the fact that it was possessed of the ability, at
the time of the incident, to obtain additional evidence of Claimant's alleged
intoxication (e.g., by offering to test Claimant) and to present additional
evidence at the hearing (e.g., the testimony of the janitor), but
did
not
do
so. The Board's determination is not based on a mere conflict of testimony or
credibility, which is for determination by the Hearing Officer but is, instead, a failure of proof.
be sustained.
The record indicates that Claimant was furloughed at the time of the
incident. He is entitled, by way of remedy, to reinstatement to employee
status and to such rights as that status and his seniority would entitle him.
He is entitled to be made whole for only such pay and benefits, if any, as he
would have earned, but for the Carrier's dismissal action.
A W A R D
Claim sustained in accordance with the Findings.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Attest:
Nancy J./LWer - Executive Secretary
Dated at Chicago, Illinois, this 28th day of August 1990.