Farm 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 28846
THIRD DIVISION Docket No. MW-29476
91-3-90-3-411
The Third Division consisted of the regular members and in
addition Referee Carol J. Zamperini when award was rendered.
(Brotherhood of Maintenance of Way Employes
PARTIES TO DISPUTE:
(Denver and Rio Grande Western Railroad Company
STATEMENT OF CLAIM: "Claim of the System Committee of the Brotherhood that:
(1) The dismissal of Mr. M. T. Kenick, Jr. for his
'...
alleged
failure to pass DOT physical examination taken at Pueblo, Colorado on October
30, 1989 while on duty and under pay as a Welder due to the presence of illegal substances in your s
....'
was without just and sufficient cause,
arbitrary, on the basis of unprdven charges and in violation of the Agreement
(System File D-89-92/MW-03-90).
(2) As a consequence of the violation referred to in Part (1) hereof, the Claimant shall be rein
shall be paid for all wage loss suffered and he shall be allowed the benefits
prescribed in the Agreement."
FINDINGS:
The Third Division of the Adjustment Board upon the whole record
and all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employes within the meaning of the
Railway Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the
dispute involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
The Claimant worked as a Welder for the Carrier. On October 30,
1989, he was required to take a Department of Transportation Physical. Included in the physical was
reading of less than 100 nanograms per milliliter for cocaine.
Form 1 Award No. 28846
Page 2 Docket No. MW-29476
91-3-90-3-411
The Claimant was subsequently notified to appear for a formal investigation to determine his res
use of illegal substances.
This was the second time the Claimant tested positive for an illegal
drug. He also had a positive drug screen test in 1986. At that time, he
signed a letter of understanding dated June 30, 1986 and was on six months
probation. During the first incident, the Claimant was made aware of the
Carrier's General Notice and Rules, which included the Alcohol and Drug Policy
(revised October, 1985). This policy was attached to the Letter of Understanding and the Employe was
It is not unusual for carriers to require a drug teat for employees
who have been involved in accidents. This has constituted probable cause.
Increasingly, the courts have accepted the transportation industry's prerogatives to set up addition
drug-free environment and the safety of the general public. Often these drug
screen tests are part of general physical examinations. These examinations
are not only required by the carriers under various circumstances, but, as in
this case, they are required by government agencies, such as the Department of
Transportation. Such tests are beyond the prerogatives of the Carrier, they
are legal requirements.
In the matter before this Board, the Claimant has a previous Rule G
violation. When the Claimant was required to take the DOT physical, the drug
screen was automatically part of that test. The urinalysis was positive for
cocaine metabolites. Barring any inaccuracies, the positive drug test constitutes a second offense f
discredit the results of the test; in part, by raising the issue of a lost
blood test which was completed at the same time as the urinalysis. This Board
sees no relevancy between the missing blood test and the charge against the
Claimant. A positive urinalysis is sufficient to prove the use of an illegal
substance.
The Board is then left with the question of whether or not the Organization raises a legitimate
urine sample once it left the doctor's office. In arbitration, not unlike
litigation, burdens of proof sometime shift from one party to the other. Once
the Carrier introduces evidence that the Claimant's urine contained metabolites of an illegal drug t
then raises the issue of improper custody, they raise an affirmative defense.
It is their burden to show there is at least some reason to believe an improper chain of custody occ
would have been a reason to request the presence of the lab technician. It
would have been appropriate to request such a witness prior to the actual
investigation. In lieu of that, they should have at least been prepared to
introduce concrete evidence that the sample was mishandled. Otherwise, the
Carrier is correct is describing the Organization's attempt to challenge the
chain of custody as a "fishing expedition."
Form 1 Award No. 28846
Page 3 Docket No. MW-29476
91-3-90-3-411
The procedure used by the Carrier was consistent with the methods the
Carrier had been using. The sample was drawn at the doctor's office and forwarded to the laboratory.
Initial test results were confirmed by two additional tests. Appropriate precautions seem to have be
procedure and laboratory for some time. While this isn't absolute proof of
infallibility, it is an indication of a certain amount of expertise.
A W A R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Attest:
Nancy J.~D~/er - Executive Secretary
Dated at Chicago, Illinois, this 25th day of June 1991.
LABOR MEMBTOER'S DISSENT
RECEIVED
AWARD 28846. DOCKET MW-29476
(Referee zamperini) `~"~
199/
ZNft,QLVI& pN
This is a dispute that involved the dismissal of an employe
for having an illegal substance in his system while on duty. As in
all discipline cases and as in the precedent by this Board, it is
incumbent on the Carrier to present evidence of probative value to
establish the guilt of the employs. Such evidence was not
presented by the Carrier and the Organization timely and properly
challenged that fact at the Investigation.
To circumvent that principle, the Majority accepted the
Carrier's presumption of guilt and held "··* A positive urinalysis
is sufficient to prove the use of an illegal substance." The
organization objected to the information supplied on the form and
raised numerous questions concerning the test's validity. The
Carrier witness could not answer the questions posed by the
organization and the Hearing Officer stonewalled our repeated
requests to have a lab technician made available to answer the
questions. Hence, the Carrier failed to meet its burden of proving
the charge and this claim should have been sustained.
However, the Majority accepted the alleged evidence and then
placed the responsibility on the Organization to establish that an
impropriety in the test results occurred, i.e., an affirmative
defense. The responsibility for proving a charge rests with the
Carrier, not with the organization. The evidence needed to prove
Labor Member's Dissent
Award 28846
Page Two
the charge in this case was not presented at the investigation and
the Organization properly challenged the lack thereof. The
majority chose to ignore the hundreds of awards that deal with the
burden of proof and it is not my intent here to list all those
awards. It is quite clear from a reading of this award that it is
an anomaly and of no precedential value.
Therefore, I dissent.,
Re pectfully submitted,
Bartholo
Labor Member
CARRIER MEMBERS' RESPONSE
TO
LABOR MEMBER'S DISSENT
TO
AWARD 28846, DOCKET MW-29476
(Referee Zamperini)
Organization's Dissent asserts that the Carrier did not
establish Claimant's guilt. Yet, the on-the-property record
substantiated, with confirming testing, that Claimant had 2900 ng.
of Benzoylecgonine, a cocaine metabolite, in his system. Cocaine
is aii illegal substance!
The Dissent then goes on to complain that the Majority did not
consider the:
"...numerous questions concerning the test's validity..."
IN ITS SUBMISSION to this Board, this Organization, for the
first time mdde a number of new assertions concerning Claimant's
prior record, his knowledge of the Carrier's Policy and several
contentions involving the chain of custody. It now voices its
displeasure that such untimely and unsupported pleadings are
properly found wanting. This Division, in prior Awards 27081,
28117, 28267, 28268, to list but a few involving this SAME
Organization, has consistently noted that such tactics are neither
productive nor supportive of the position the organization may seek
to advance.
P1.
Varga W~ A.A-wFingerhufj
Z.'i..Q o'..~,.
. L. Ni'cs' M. C. Lesnik
. E. Yost