Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 29032
THIRD DIVISION Docket No. MS-28895
91-3-89-3-297
The Third Division consisted of the regular members and in
addition Referee Lamont E. Stallworth when award was rendered.
(Samuel Mumford
PARTIES TO DISPUTE:
(National Railroad Passenger Corporation (Amtrak)
STATEMENT OF CLAIM:
"1. Was Samuel Mumford working at the time of the incident, on
12/22/88?
2. Was the breatholizer test given by the carrier conducted by
people trained to do so?
3. Was Mr. Mumford under the influence of Alcohol and was there
sufficient evidence for him to have been so declared on 12/22/88?"
FINDINGS:
The Third Division of the Adjustment Board, upon the whole record
and all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employes within the meaning of the
Railway Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the
dispute involved herein.
Parties to said dispute waived right of appearance at hearing
thereon.
This dispute concerns the discharge of Claimant on February 22, 1989,
by Carrier's Division Engineer. On December 30, 1988, Claimant was notified
of the following charges:
"On December 22, 1988, you allegedly failed to pass
a quarterly breatholizer test, thereby failing to
comply with the directions contained in the June 20,
1988, letter from Amtrak's Medical Director, Dr.
Joseph R. Young."
Claimant was charged with having violated Rules "D", "G", "L" and "P" of the
Carrier's Rules of Conduct, and PERS-19 Section (V) Paragraph (c) of the
Carrier's Personnel Policy. A Hearing was held on February 7, 1989. On
February 21, 1989, the Hearing Officer made the following Findings based on
the record compiled during Claimant's Investigation:
Form 1 Award No. 29032
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91-3-89-3-297
"1. At all times in question, in this case, Rules
"D", "G", "L" and "P" of Amtrak's Rules of Conduct,
and NRPC Personnel Policy PERS. 19 were in effect
and applicable to you as they are to all Amtrak
employees.
2. The testimony of Nurse Martelli-Callis,
General Foreman Lano and evidence introduced at
your investigation primarily established, although
not exclusively, that you failed to pass a quar
terly breatholizer test on December 22, 1988. Such,
failure constituted a violation of the above quoted
Rules of Conduct and Personnel Policy.
3. Your own denials of misconduct in the cir
cumstances under investigation, alleging that such
failure was due to your ingestion of medication for
a cough, is not
so
credible in part, but not ex
clusively, as no evidence of probative value was
introduced to support such contention; nor, is it
logical that Carrier witnesses would falsely
testify against you."
Based on the foregoing findings, and on the Hearing record as a
whole, the Hearing Officer concluded that Claimant was guilty of the
above-quoted charges.
On February 22, 1989, the Division Engineer dismissed Claimant
"effective immediately." His decision was "[b]ased on the decision of the
Hearing Officer as stated above, and taking into account your prior discipline
record [A copy of which is attached]
....
Claimant contends that he was improperly charged, since he was not
reporting for work when the breatholizer test was administered on December 22,
1988. Rather, he maintains that he was in the office to advise management why
he had been absent on the prior three workdays and why he could not work on
that or the next day, and to obtain his paycheck. Claimant further argues
that he was not under the influence of alcohol when he took the breatholizer
test, and that the positive readings on the tests were caused by medications
he was taking at that time. Claimant maintains that he advised the nurse and
Foreman of this medication before taking the test, and that the nurse testified that the positive te
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91-3-89-3-297
The Carrier argues that Claimant's Statement of Claim is defective,
since it contains only questions and does not request a specific remedy. The
Carrier further asserts that if this Board addresses the merits of the Claim,
this Board should determine that Claimant was properly dismissed when he
tested positive on two breatholizer tests administered during a quarterly
examination, as well as on the follow-up urinalysis. The Carrier maintains
that Claimant therefore violated Amtrak's Rules of Conduct and Personnel
Policy PERS-19, as charged. The Carrier contends that substantial evidence of
probative value in the Hearing record supports this conclusion. According to
the Carrier, none of the issues raised on Claimant's behalf mitigates his
guilt or the seriousness of his offense. The Carrier further asserts that the
dismissal was commensurate with the nature of the offense and Claimant's past
record.
As an initial matter, this Board has concluded that the Carrier was
able to present a meaningful response to the Statement of Claim. Claimant's
Statement of Claim was sufficiently precise, and identified issues that were
in fact sufficiently close to thqse previously raised in the handling on the
property. In addition, it is clear from Claimant's Submission that he is
challenging the accuracy of the December 22, 1988 tests, that he contends the
results were the result of his medication, and that he wants to be reinstated
to his position as a Trackman.
This Board agrees with the Carrier that the dismissal is supported by
substantial evidence in the Hearing transcript and accordingly denies
Claimant's Claim. Claimant's assertion that he was not reporting for work on
December 22, 1988, is not relevant. On November 29, 1988, Carrier's Medical
Director informed Claimant that he was eligible to be returned to service
since he had tested negative on the next test following a positive test for
Cocaine Metabolite in June 1988. However, the Medical Director's letter
specifically stated that:
"I remind you, however, the Company policy prohibits employees from working with the presence of
substances in their system which may impair
sensory, mental or physical functions. You are
therefore instructed to keep your system free of
such substances.
During the first two years following your return to
work, you will be tested for drugs and/or alcohol
at least four times a year. Should a future test
be positive, you will be subject to dismissal."
(Emphasis added).
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Claimant signed a statement on November 29, 1988, in which he acknowledged receipt of the Medical Di
...if I have another positive test result [for drug/alcohol], I will be subject to dismissal." Less
he tested positive for alcohol.
Substantial credible evidence in the Hearing transcript supports the
Carrier's conclusion that the tests were accurate, and that the results were
not caused by cough medicine. The Hearing transcript indicates that both the
Foreman and the nurse smelled alcohol on Claimant's breath on December 22,
1988; that the Foreman witnessed both breatholizer tests; that the results of
both tests were well above the Carrier's standard for a positive result; and
that a subsequent urinalysis also tested positive for alcohol. The fact that
the nurse and Foreman testified that Claimant did not appear drunk is not
dispositive, since he tested well above the limits for alcohol in the Carrier's policy.
The Hearing Officer specifically rejected Claimant's assertion that
the alcohol detected in these tests was due to prescription medicine Claimant
was taking at that time. The Hearing Officer's conclusion was based in part
on his assessment of Claimant's credibility, as well as the evidence in the
record as a whole. It is well established that this Board will not overturn
the credibility assessments of Hearing Officers who have had the opportunity
to observe the testimony and demeanor of the witnesses, and we decline to do
so in this instance.
Without detracting from this principle, the Board notes that the
evidence in the record supports the Hearing Officer's conclusion. Claimant's
consent form for the December 22, 1988 tests did not list a liquid cough
medicine. In addition, Claimant did not demonstrate that on December 22,
1988, he still required the cough syrup prescribed on December 12, 1988, for a
viral infection. The record indicates that he returned to work after this
initial absence, and that his-later absence on the days immediately before
December 22, 1988, was based on pain in his shoulder, and not a viral infection. The record therefor
taking cough medication for that illness on December 22, 1988.
Moreover, the nurse testified that Claimant would have to have ingested the cough syrup "in the last
the two December 22, 1988 breatholizer tests. She specifically testified that
she did not see him taking cough syrup on December 22, 1988. She further
testified that if cough syrup had been ingested as Claimant asserted, it would
have been detected on the drug screen portion of the subsequent urinalysis,
which was in fact negative. In addition, both the Foreman and the nurse
testified that they did not recall Claimant showing them any cough medicine
when he was tested on that date, and that they told Claimant to list all
medicine on the consent form. While Claimant testified to the contrary at the
Hearing, the Hearing Officer did not credit his testimony.
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This Board further agrees with the Carrier that the evidence in the
record demonstrates that the nurse was trained to perform the breatholizer
tests, and that the machine she used had recently been calibrated by a qualified individual. Claiman
evidence in the record. His assertion that the Foreman was not trained is
accurate, but not relevant, since the Foreman only witnessed the test results
and did not administer the test.
Claimant did not seriously challenge Carrier's contention that a
total abstinence from the use of any controlled substance is a condition of
employment.
The Carrier unquestionably operates a business in which the public
places a high degree of trust. Allowing an employee who tests positive to
assume a position would be a severe breach of the Carrier's duty and
obligation to operate efficiently and safely.
Moreover, it appears that Carrier's policy protects its employees,
as well as its customers, since Trackmen such as Claimant are subject to
constant danger from moving equipment, high speed trains and/or high voltage.
Employees under the influence endanger their fellow workers as well as
passengers.
Finally, this Board has concluded that the penalty of discharge was
not improper under the circumstances of this case. Claimant was suspended for
ninety days in 1982 for providing false information on time worked and for
accepting undue compensation. He tested positive for cocaine in June 1988,
and acknowledged in writing at that time that further positive tests for drugs
or alcohol would subject him to dismissal. Given the extremely serious nature
of his misconduct, his status as an eleven year employee does not render the
dismissal penalty arbitrary, capricious, discriminatory or excessive.
A W A R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Attest:
cy J. v -Executive Secretary
Dated at Chicago, Illinois, this 28th day of October 1991.