Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 29244
THIRD DIVISION Docket No. MW-29756
92-3-91-3-113
The Third Division consisted of the regular members and in
addition Referee James E. Mason when award was rendered.
(Brotherhood of Maintenance of Way Employes
PARTIES TO DISPUTE:
(Consolidated Rail Corporation
STATEMENT OF CLAIM: "Claim of the System Committee of the Brotherhood that:
(1) The dismissal of Welder K. Hoffman for his alleged failure to
'...
comply with the Conrail Drug Testing Policy as you were instructed in
letter dated May 11, 1989, in that you did not report to the Metro-North
Medical Office for further testing on December 6, 1989 at 8:00 A.M. as
directed by letter from Division Engineer T. C. Tierney and your failure to
report to the Metro-North Medical Office for further testing on December 7,
1989, as directed by Track Supervisor C. J. Callahan.' was arbitrary, capricious, excessive and base
(2) Claimant K. Hoffman shall be reinstated, his record cleared of
the charge leveled against him and he shall be compensated for all wage loss
suffered."
FINDINGS:
The Third Division of the Adjustment Board upon the whole record
and all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employes within the meaning of the
Railway Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the
dispute involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
While the Statement of Claim in this case alludes to an alleged
failure to comply with the Carrier's Drug Testing Policy, a reading of the
Hearing transcript and a study of the respective arguments and contentions of
the parties reveals that the mechanics of handling of the Drug Policy rather
than the Policy itself is at issue here.
Form 1 Award No. 29244
Page 2 Docket No. MW-29756
92-3-91-3-113
There is no dispute relative to the fact that in April, 1989, Claim-
ant tested positive for use of a controlled substance. There is no dispute
that Claimant was put on notice by letter dated April 19, 1989, that he would
be out of service until such time as he could
"...
rid your system of canna
binoid and other prohibited drugs and to provide a negative urine sample with
in 45 days of the date of this letter." There is no dispute that Claimant
did, in fact, provide a negative urine sample on May 8, 1989 (well within the
45 day limit) and, by letter dated May 11, 1989, he was returned to service.
At that time he was clearly informed that he was, in effect, on probation for
a three year period during which he would be subjected to random testing to
demonstrate that he was no longer using cannabinoid or other prohibited drugs.
This May 11, 1989 letter went on to state in clear and concise terms the fol
lowing:
"Should a further _test, including a test conducted as
a part of any medical examination, a test performed
under FRA mandate or authorization, or a test in the
three-year monitoring period, be positive
you may be
subject to dismissal by your department for failure
to follow proper instructions." (Underscoring ours)
There is no dispute that Claimant tested negative during a random
monitoring in October, 1989. There is no dispute that Claimant was instructed
to appear for a random test on December 6, 1989, and he did not so appear.
There is no dispute that Claimant was subsequently instructed to appear for a
random test on December 7, 1989, and again he did not so appear. There is no
dispute that Claimant did, in fact, present himself and supplied a specimen
for testing on December 11, 1989. There is no indication in this record file
to indicate that the December 11, 1989, specimen was ever tested or, if it
was, what the result of that test revealed.
It is at this point in the chronology of events that "dispute" and
"controversy" enter the scene.
Claimant was verbally withheld from service on December 11, 1989. He
was not, however, notified in writing that he had been withheld from service
until December 26, 1989, when he was informed that "You are out of service for
medical reasons as advised by MD-40 dated December 11, 1989." It is significant to observe at this p
may 11, 1989 MD-40 form was ever presented directly or timely to the Claimant.
In the meantime, Claimant was instructed by notice dated December 12, 1989, to
appear for a Hearing on December 26, 1989, on the charges of failure to follow
instructions of his Supervisor when he failed to report for a medical examination on December 6 and
letter dated December 13, 1989, the December 12, 1989 Notice of Investigation
was cancelled. A separate Notice of Investigation was issued on December 13,
1989, informing Claimant to appear for a Hearing on January 2, 1990, on the
charge:
Form 1 Award No. 29244
Page 3 Docket No. MW-29756
92-3-91-3-113
"Your failure to comply with the Conrail Drug Testing
Policy as you were instructed in letter dated May 11,
1989, in that you did not report to the Metro-North
Medical Office for further testing on December 6,
1989 at 8:00 A.M. as directed by letter from Division
Engineer T. C. Tierney, and your failure to report to
the Metro-North Medical Office for further testing on
December 7, 1989, as directed by Track Supervisor C.
J. Callahan."
And again, there was nothing in the charge notice confirming the fact that
Claimant was being withheld from service pending the Hearing. The Hearing was
held as scheduled and the dismissal which followed forms the basis of the
dispute being considered by this Board.
The record is clear that Claimant, upon being properly instructed
on December 6, 1989, to present himself for testing made no objection. He
immediately proceeded to comply with the instruction. While enroute to the
testing facility, he was involved in a traffic accident which rendered his
vehicle useless. He thereupon contacted his Supervisor and was informed to go
to the testing facility "at any time during the day." The record then indicates that at approximatel
contacted the Supervisor and informed him that he could not make it to the
testing facility on December 6, 1989. Thereafter, according to the Hearing
testimony, the Supervisor answered "Yes" to the question "Did you set up a
physical for the 7th?" While there is some unresolved confusion in the
transcript record relative to exactly when the Supervisor arranged for the
December 7, 1989, testing as well as exactly when and with whom he had his
conversations, there is no doubt from the record that he did, in fact and
without objection, arrange for the Claimant to be tested on December 7, 1989.
Again from the Hearing record, it is clear that on December 7, 1989,
Claimant was apparently ill; he presented himself to a private medical facility; he was diagnosed an
until December 11, 1989. Documentation of this diagnosis and treatment was
presented to the Supervisor on December 7, 1989, and, from the record, was not
challenged, questioned or in any way objected to by the Supervisor. As a
result of this illness, Claimant did not present himself for the random
testing at Carrier's designated facility on December 7, 1989. Bather, on
December 11, 1989, the date he was released for duty by his personal physician, Claimant presented h
specimen. As noted earlier herein, there is no record in this case file to
indicate that this specimen was ever tested or, if it was, what the results of
that test were.
Carrier, in their presentation to this Board, raises two hypotheses,
as follows:
Form 1 Award No. 29244
Page 4 Docket No. MW-29756
92-3-91-3-113
"One must question why he didn't have her (his
girlfriend) take him approximately 1 mile from the
accident scene to the medical facility to submit to
his drug test."
AND
"It is curious that the appellant could undergo a
physical at Hamden Medical Services on December 7,
but allege he was too sick to give a urine specimen
for his follow-up drug test. It is also curious that
he was well enough to personally deliver his doctor's
note to his work location, but could not go approximately 5 miles further to submit to his drug test
The appellant's deliberate action in failing to
submit a drug test as ordered looks suspiciously like
someone who feared a possible positive test result."
It is significant to note that these hypotheses are raised for the
first time before this Board. Carrier did not seek to resolve these issues
during the on-property hearing. They are, therefore, conjecture and speculation with no basis in fac
We have read and studied the several precedential citations which
the parties have submitted. We find all of them to be well reasoned and sound
judgmental decisions based upon the fact situations which apparently existed
in the individual cases. We do not, however, find the fact situation in this
case to be four square with any of the fact situations which apparently
existed in the cited Awards.
We are not dealing in this case with the right or wrong of Carrier's Drug Policy. Rather, we are
of their clearly recognized and sound Drug Policy. There is no serious question in this Board's mind
in this Board's mind relative to Carrier's right to insist on reasonable compliance with their instr
agree that "The orders of superiors must be obeyed" (Third Division Award
16074). But when, as here, the properly authorized and communicated instruction is voluntarily chang
can be no serious argument that the initial order was disregarded in an insubordinate manner
We find nothing in this record to prove by substantial evidence
that Claimant was guilty of insubordination in any form. Carrier itself
absolved Claimant of any wrongdoing on December 6, 1989, when they accepted
the excuse given and rescheduled the test. They did not, as was done in
Public Law Board No. 4410, Award 97, inform Claimant that he must "make the
appointment" or that he should "take a cab or there are other forms of transportation available." Ra
Form 1 Award No. 29244
Page 5 Docket No. MW-29756
92-3-91-3-113
As for the validity, authenticity and acceptability of the reasons
given by Claimant for not keeping the appointments on the two dates in question, we find that Carrie
believed and accepted that the traffic accident and the documented illness
were justifiable reasons for Claimant being unable to keep the scheduled appointments.
It is significant in this case that the May 11, 1989, letter from
the Medical Director to the Claimant plays a major role in the Notice of
Investigation as issued and in the position of the Carrier throughout their
handling of this dispute. Earlier in this Award we have quoted a material
portion of this letter. In this record, we have not been shown a situation
in which a positive test result was found subsequent to the issuance of the
LMay 11, 1989, letter. There is no proof that Carrier's well reasoned Drug
Policy has not been compiled with by Claimant.
The absence of results from the specimen presented on December 11,
1989, negates that portion of the charge notice which refers to the May 11,
1989, letter. The acceptance by Carrier's officers as justifiable and reasonable the excuses given f
testing on December 6 and 7, 1989, negates that portion of the charge notice
which refers to those two dates.
On the basis of the record before us, Claimant should be reinstated to service in accordance with th
the applicable Rules Agreement, subject, of course, to his ability to successfully pass all physical
reinstated employee including, but not limited to, a drug screen to determine
that he is no longer using cannabinoid or other prohibited drugs.
A W A R D
Claim sustained.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Attest:
Nancy er - Executive Secretary
Dated at Chicago, Illinois, this 18th day of May 1992.