NATIONAL RAILROAD ADJUSTMENT BOARD
Form 1 THIRD DIVISION Award No. 29612
Docket No. CL-29450
92-3-90-3-379
The Third Division consisted of the regular members and in
addition Referee Dana Edward Eischen when award was rendered.
(Transportation Communication
(International Union
PARTIES TO DISPUTE:
(CSX Transportation, Inc. (formerly
(The Louisville and Nashville
(Railroad Company)
STATEMENT OF CLAIM:
"Claim of the System Committee of the Brotherhood (GL10477) that:
1. Carrier is in violation of the Clerical
Agreement at Decatur, Alabama on November 18, 1988 by
requiring and/or permitting Yardmaster Phillips to sign
bills of lading.
2. Claimant, Senior Clerk Available, Extra Clerk
in preference, shall now be compensated eight (8) hours'
pay at the pro-rata rate of Utility Clerk, Position No.
204, Decatur, Alabama on November 18, 1988, in addition
to any other compensation this Claimant may have already
received for this date, returning this work to the
clerical employes covered by this Agreement."
FINDINGS:
The Third Division of the Adjustment Board, upon the whole
record and all the evidence, finds that:
The carrier or carriers and the employe or employes involved
in this dispute are respectively carrier and employe within the
meaning of the Railway Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over
the dispute involved herein.
Parties to said dispute waived right of appearance at hearing
thereon.
As Third Party in Interest, the United Transportation Union
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Yardmasters Department was advised of the pendency of this dispute,
but did not file a submission with the Division.
This is the first and lead case of a number of identical
Claims alleging Carrier violated the Scope Rule of the Agreement,
when a Yardmaster at Decatur, Alabama, signed a bill of lading for
a customer in the office, at a time when the on-duty Clerk was away
from the office doing other work of his position. The contractual
premise and positions of the Parties are virtually identical in
each of these Claims, although the individuals and dates differ
from case to case.
In this particular case, on November 18, 1988, a Utility Clerk
was away from the yard office, picking up a train crew, and no
other Clerk was on duty. In the absence of a clerical employee, a
customer from the Denbo Iron and Metal Company appeared at the
office with a shipping document which required a signature. Rather
than keep the customer waiting for the return of the Utility Clerk,
an Extra Yardmaster signed the bill of lading for the customer.
The District Chairman filed the Claim and a number of other
identical claims, alleging that the signing of bills of lading by
Yardmasters at various locations on the Carrier's system, in the
absence of an on-duty Clerk, violated the Scope Rule. All of these
Claims deadlocked in handling on the property, and eventually all
were appealed separately to the Third Division for arbitration.
The relevant Rules which apply to this case read as follows.
"MEMORANDUM OF AGREEMENT
BETWEEN THE LOUISVILLE AND
NASHVILLE RAILROAD COMPANY
AND ITS EMPLOYEES
REPRESENTED BY
BROTHERHOOD OF RAILWAY, AIRLINE
AND STEAMSHIP CLERKS
The following understanding was reached
in conference on May 22, 1981, dealing with
the adoption of the revised Scope Rule
effective June 1, 1981.
With respect to the present performance
of work by outside parties or employees of
other crafts which is covered by the revised
Scope Rule, the Carrier and the Organization
agree that any dispute at any location where
such work is presently being performed by
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92-3-90-3-379
outside parties, or employees of other crafts,
the dispute will be processed under the
provisions of the Louisville and Nashville
Railroad Agreement effective January 1, 1973,
with the understanding that the Scope Rule, as
revised and effective on June 1, 1981, will
not be applicable nor will it be introduced by
either party during the process of such
dispute.
This will not be construed as license to
remove work from the coverage of the agreement
on or after June 1, 1981 (effective date of
the agreement) except in accordance with the
rule or rules of the Louisville and Nashville
Railroad Agreement. Further, it is not
intended that the rule will be expanded to
cover work now performed by outside parties or
employees of other crafts.
This understanding shall become effective
as of June 1, 1981, and remain in effect until
changed in accordance with the Railway Labor
Act as amended"
"RULE 1 - SCOPE
(a) This agreement shall govern the
hours of service and working conditions of
employees engaged in the work of the craft or
class of Clerical, Office, Station, Tower,
Telegraph Service and Storehouse Employees,
subject to exceptions noted herein.
(b) Positions within the scope of this
agreement belong to employees herein covered
and nothing in this agreement shall be
construed to permit the removal of such
positions from the application of these rules,
except as provided in Rule 66.
* ,t ,t
(d) This agreement does not apply to
employees engaged in classes of service which
are properly to be included in agreements
reached with other organizations; or to those
in the Police Department: or to those in
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service on any docks or wharves covered by
other agreements; or to those paid $75.00 per
month or less for limited or special service
which requires only a portion of their working
time; or others performing personal service
which the railroad is not obligated to
provide."
The May 22, 1981 Memorandum of Agreement and its application,
was confirmed by a letter dated May 29, 1981, from the former
Director of Labor Relations (of the L&N Railroad) to Division
Superintendents, which provided:
"* *
Agreement was executed with
representatives of the BRAC Organization on
May 22, 1981 disposing of part of the issues
involved in the organization's attached, and
you will note it is effective June 1, 1981.
We suggest that the following items be
noted carefully:
RULE 1 - SCOPE
This rule is amended with a revised
paragraph (b) to provide that positions or
work now under coverage of the Scope Rule will
not be removed therefrom except by agreement.
This does not mean that we may not abolish
unneeded positions; however, any work
remaining from an abolished position must be
reassigned to another contract position.
The amendment should be reviewed in light
of the Memorandum of Agreement dated May 22,
1981 attached to the main agreement. This
agreement interprets the new amendment and
provides that work will not be removed from
contract positions now performing such work.
Similarly, it provides that the new amendment
will not be expanded to cover work now
performed by other crafts or outside parties.
For example, we have other employees
transporting crews, transporting mail,
performing janitorial work, using IBM
equipment, etc. This may be continued as well
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as work now being performed by outside
contractors such as taxi companies and bus
companies which transport crews and mail.
We strongly urge, in order to avoid
disputes with BRAC in the future, that a
written record be established as of May 22,
1981 covering any unusual situation involving
work which might be considered as falling
under the BRAC Scope Rule which is and has
been performed in the past by outside parties,
other employees and supervisors. Please
furnish copy to this office to be kept with
the agreement for future reference.
At the threshold, Carrier asserts procedural deficiencies in
the claim and moves for dismissal without determination of the
merits. Specifically, Carrier urges that the Claimant is not
properly identified and the damages alleged are excessive. Review
of the record shows that these issues were never raised on the
property and may not now be considered de novo at the Board level.
Turning to the merits of the dispute, both Parties recognize
that proper determination of this case is governed by the express
language of the may 22, 1981 Memorandum of Agreement. That
Agreement dictates whether we apply the old "general" Scope Rule of
the January 1, 1973 Agreement or the new "positions and work" Scope
Rule of the June 1, 1981 Agreement. If, as carrier insists,
Yardmasters, Conductors and non-contract employees, as well as
Clerks, were "presently performing" the work of signing bills of
lading as of June 1, 1981 (the effective date of the new "positions
and work" Scope Rule), then this dispute is governed by the old
"general" Scope Rule. See Public Law Board No. 2807, Award 55 and
Third Division Award 21437.
On the other hand, if the organization is correct and no
Yardmaster ever performed the work of signing bills of lading under
any circumstances until late 1988, then the case is governed by the
new "positions and work" Scope Rule. Under such Rules, the
traditional burden of showing "exclusivity" and "system wide
performance" are no longer applicable. See Third Division Award
21933; Public Law Board No. 2668, Award 120.
The principles governing proper application of the May 22,
1981 Memorandum of Agreement are not matters of first impression,
but, rather, were decided authoritatively by Public Law Board No.
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2807 in Award 55 as follows:
"The Board agrees with Carrier's position
that the Organization has the burden of proof
in the present case. We agree with Third
Division Award 19833, holding that 'This Board
is fully aware of the very serious
consequences of a Scope Clause ...a Carrier
must not be found guilty of... a violation
without more than a conclusionary
allegation... The burden of proof rests with
the organization. That burden exists for the
protection of both parties as well as the
Board and it is incumbent upon the Claimant to
provide sufficient evidence to sunoort the
version of facts upon which it relies.
(Underscoring added.)
The crux of this dispute concerns the
proper application of the Scope Rule. Were we
to follow the Rule (1981) cited by the
organization, we would conclude that the Claim
has merit. However, a review of the Agreement
indicates that the controlling provision is
under the 1973 Agreement. Addendum 1-B, cited
earlier indicates that 'the dispute will be
processed under the provisions of the...
Agreement effective January 1, 1973, with the
understanding that the Scope Rule, as revised
and effective on June 1, 1981, will not be
applicable...' (Underscoring added.)
The provision, cited by the Carrier,
indicates that 'Positions within the scope of
this agreement belong to employees herein
covered ....' The 1973 Rule does not specify
any duties that are reserved for any
particular group of employees. Therefore,
unless the Organization establishes that the
Carrier had a system-wide practice of
exclusively assigning the duties in question
to certain groups, it cannot meet its
requisite burden. The organization must show
that the Claimant's employee group was
exclusively entitled to perform the duties
created by the abolishment. The organization
has failed to meet that burden."
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The May 22, 1981 Memorandum of Agreement appears to be
enigmatic, in that it plainly diminishes the full impact of the
"positions and work" Scope Rule which the Parties adopted effective
June 1, 1981. Yet, these are both solemn contractual undertakings,
drafted and executed by experienced negotiators. An interpretation
is required, therefore, which reasonably reconciles these
respective contractual provisions, without negating or rendering
meaningless the commitments contained in each. Such an
interpretation is set forth in Public Law Board No. 2807, Award 55
which authoritatively holds that the May 22, 1981 Memorandum of
Agreement somewhat blunted the "freeze-frame" effect of the new
"positions and work" Scope Rule with respect to work "presently
being performed by outside parties or employees of other crafts" as
of June 1, 1981. In short, the May 22, 1981 Memorandum of
Agreement "grandfathers" such "presently performed" work by
requiring that disputes over such work be governed by the old
"general" Scope Rule of the January 1, 1973 Agreement.
For reasons not apparent on its face, Third Division Award
28269, rendered February 28, 1990, rejected the precedential value
of the holding in Public Law Board No. 2807, Award 55 with the
following dismissive statement:
"Carrier's reliance on Awards 10 and 55 of
Public Law Board 2807 is misplaced; those
Awards dealt with circumstances prior to the
May 22, 1981 Agreement."
We do not find the approach followed in Third Division Award
28269 appropriate in the present case. A decent respect for
stability in labor relations and predictability in contract
interpretation and application compels us to treat Public Law Board
No. 2807, Award 55 as authoritative precedent.
The only point about which this Board needs to elaborate upon
the holding of Public Law Board No. 2807, Award 55 is with respect
to the requisite burdens of proof in the application of the May 22,
1981 Memorandum of Agreement. We concur with the holding of Public
Law Board No. 2807, Award 55 that the initial burden of going
forward to show that the work in dispute is otherwise covered by
the "positions and work" Scope Rule lies with the organization.
Once the Organization makes out a prima facie showing that the
disputed work is so covered, however, we hold that the burden of
proof shifts to Carrier to show that the work comes under the
exception stated in the May 22, 1981 Memorandum of Agreement.
After all, Carrier is the Party invoking the "escape clause" of
that Agreement and seeking to avoid application of the new Scope
Rule in these cases. Accordingly, we hold Carrier to the burden of
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proving the condition for application of the Memorandum of
Agreement, specifically, that the specific work in dispute was
"presently being performed by outside parties or employees of other
crafts" as of June 1, 1981.
In denying the claims on the property on November 11, 1989,
Carrier provided the Organization with a written statement dated
October 27, 1989, by a General Yardmaster, which reads as follows:
"I have worked at Decatur, Oakworth Yard for
24 years and bills of lading when brought to
office by customers when clerks were not in
office due to out checking yard or making
wagon moves the yardmaster has on these
occasions signed bill of ladings so customers
would not be detained acct. clerk being out of
office. This practice was going on when I
first came to Decatur."
Seven months later, by letter of May 21, 1990, the Organization
provided Carrier with three statements dated November 25-27, 1989,
wherein several Clerks and former Clerks assert that signing bills
of lading was a routine duty of their positions at Decatur,
Alabama, which they never knew to be performed by Yardmasters.
The net effect of this countervailing record evidence
establishes that, as of June 1, 1981, signing bills of lading was
work regularly and routinely performed by employees in the
Agreement-covered positions of Clerk; except for isolated and
sporadic performance of this work by the Yardmaster when a customer
came to the office with a bill of lading to be signed and the onduty Clerk was away from the office
If Carrier in this case had assigned the routine and regular
work of signing bills of lading at Decatur, Alabama, to Yardmasters
or other strangers to the Agreement effective June 1, 1981, we
would not hesitate to find a violation of the "positions and work"
Scope Rule. In sustaining just such a Claim, however, Public Law
Board No. 2470, Award 147 emphasized that the work at issue in that
case had not been the occasional, sporadic or incidental signing of
bills of lading, but, rather, the assignment of such work to
another craft of employees for routine and regular performance. To
the contrary, however, in our present case the work in dispute is
the isolated, occasional, and sporadic signing of a bill of lading
for a customer present and waiting in the office for such service,
at a time when the on-duty Clerk who usually and routinely signs
the bills of lading is temporarily away from the office performing
other duties of his position. Under these limited circumstances,
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we can find no actionable diminution of the quantum of such work
being performed by employees in positions covered by the "positions
and work" Scope Rule, effective June 1, 1981. Accordingly, we find
in this record no violation of the letter, spirit or intent of the
"positions and work" Scope Rule.
In deciding this case we have confined our view, as we must,
to evidence, arguments and issues properly joined in handling by
the parties on the property. Thus, we do not address a number of
additional cogent arguments raised by the organization for the
first time in handling before this Board. We are precluded by
Circular No. 1 from considering such belated afterthoughts which
were not joined by the representatives in handling on the property.
A W A R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Attest:
ancy J ~ver - Executive Secretary
Dated at Chicago, Illinois, this 8th day of April 1993.