Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION
Award No. 30831
Docket No. CL-31156
95-3-93-3-233
The Third Division consisted of the regular members and in
addition Referee James E. Mason when award was rendered.
(Transportation Communications
( International Union
PARTIES TO DISPUTE:
(Southern Pacific Transportation Company
STATEMENT OF CLAIM:
"Claim of the System Committee of the
Brotherhood
(GL-10945) that:
1. Carrier violated rules 20, 21, 33, and 34 of the
agreement for 39 days starting July 8, 1991 and
through and
including August 30, 1991 when it
established a position by the use of a GEB to
perform duties of formerly abolished position in
excess of 30-days as set forth in Rule 34.
2. Carrier shall compensate J. Gonzales for sixteen
(16) hours at the time and one-half rate each of
the thirty-nine (39) days starting July 8, 1991
and
through and
including August 30, 1991."
FINDINGS:
The Third Division of the Adjustment Board, upon the whole
record and all the evidence, finds that:
The carrier or carriers and the employee or employees involved
in this dispute are respectively carrier and employee within the
meaning of the Railway Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over
the dispute involved herein.
Parties to said dispute waived right of appearance at hearing
thereon.
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This case involves a procedural argument which, when resolved,
will be dispositive of the claim as outlined above. The initial
claims as presented by the Claimant were denied by the Carrier in
a letter dated September 16, 1991. The organization, by letter
dated November 12, 1991, and addressed to Carrier's Superintendent
allegedly appealed Carrier's initial claim denial. Subsequently,
by letter dated January 25, 1992, again addressed to the same
Superintendent, the Organization contended that they had not
received any reply to their November 12, 1991 letter of appeal and
therefore, they said, Carrier was in violation of the provisions of
Rule 24. On February 10, 1992, Carrier's Superintendent responded
to the January 25, 1992 Organization letter and asserted that the
November 12, 1991 letter from the Organization had never been
received. Thereafter, by letter dated May 20, 1992, some
ninety-nine days after the issuance of the Carrier's letters
denying receipt of the November 12, 1991 appeal letter, the
organization progressed the claim to Carrier's highest appeals
officer. Carrier, by letter dated July 17, 1992, denied the claim
on the basis that it had not been timely appealed to the second
level of claim handling. The parties, according to the
correspondence record, conducted telephone conferences relative to
the claim without reaching a satisfactory resolution of the
dispute.
The above referenced chronology of exchanges of correspondence
constitutes the entire on-property case record of this dispute.
The negotiated Rule provision which is central to a resolution
of this dispute reads, in pertinent part, as follows:
"RULE 24
TIME LIMIT ON CLAIMS AND GRIEVANCES
SHORTAGE ON PAYROLL VOUCHER
(From Article V of August 21, 1954 National Agreement)
(a) All claims or grievances must be presented in
writing by or on behalf of the employe involved, to the
officer of the Carrier authorized to receive same, within
60 days from the date of occurrence on which the claim or
grievance is based. Should any such claim or grievance
be disallowed, the Carrier shall, within 60 days from the
date same is filed, notify whoever filed the claim or
grievance (the employe or his representative) in writing
of the reasons for such disallowance. If not so
notified, the claim or grievance shall be allowed as
presented, but this shall not be considered as a
precedent or waiver of the contentions of the Carrier as
to other similar claims or grievances.
(b) If a disallowed claim or grievance is to be
appealed, such appeal must be in writing and must be
Form 1 Award No. 30831
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taken within 60 days from receipt of notice of
disallowance, and the representative of the Carrier shall
be notified in writing within that time of the rejection
of his decision. Failing to comply with this provision,
the matter shall be considered closed, but this shall not
be considered as a precedent or waiver of the contentions
of the employes as to other similar claims or
grievances. It is understood, however, that the parties
may, by agreement, at any stage of the handling of a
claim or grievance on the property, extend the 60-day
period for either a decision or appeal, up to and
including the highest officer of the Carrier designated
for that purpose.
(c) The requirements outlined in Sections (a) and (b),
pertaining to appeal by the employe and decision by the
Carrier, shall govern in appeals taken to each succeeding
officer, except in cases of appeal from the decision of
the highest officer designated by the Carrier to handle
such disputes. All claims or grievances involved in a
decision by the highest designated officer shall be
barred unless within 9 months from the date of said
officers decision proceedings are instituted by the
employe or his duly authorized representative before the
appropriate division of the National Railroad Adjustment
Board or a system group or regional board of adjustment
that has been agreed to by the parties hereto as provided
in Section Second of the Railway Labor Act. It is
understood, however, that the parties may by agreement in
any particular case extend the 9 months period herein
referred to."
The sole issue to be decided in this case is whether or not
the organization properly appealed the denial decision of the
initial claim officer to the Superintendents level.
The organization says that they made such appeal by letter
dated November 12, 1991. There is nothing in the case record to
indicate that the initial claims officer was ever notified in
writing of the rejection of his decision. However, inasmuch as
Carrier has not addressed that issue, it must be presumed as
being waived by Carrier.
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As for the le7-ter of November 12, 1991, Carrier infers
without proof that perhaps the letter "might have been addressed
directly to the Superintendent, West Colton." This contention
appears to the Board to be specious at best inasmuch as both the
November 12, 1991, and the January 25, 1992, letters from the
Organization both contain the same address, neither of which
suggests having been sent to West Colton. In Carrier's reply to
the January 25 letter, they insist that the November 12
letter "was never received by this office." Therein lies the
problem.
In their presentation of this case to the Board, the
Organization argued that the appeal to the second level officer
on the property was handled in "the usual and customary manner
adopted by the parties for handling of claims and grievances .. "
The Organization cited with favor the decision of Award No. 2 of
a Special Board of Adjustment involving these same parties which
ruled as follows:
"None of the correspondence in this case was handled by
certified mail. Apparently, it is the practice of the
Carrier and the organization not to use certified mail
when denying or appealing claims. The record indicates
that the secretary who prepared the Carrier's November
22, 1989 letter located the Carrier's file copy of the
letter and certified that the letter had been handled in
the usual manner. In the absence of any agreement
provision requiring that a denial of a claim be made by
certified mail, and in view of the parties' practice of
using regular mail to deny and appeal claims, we find no
basis for granting the claim in this case upon Rule 24."
While this Award No. 2 held for the Carrier, the Organization
argued that the same rationale applies in this case for the
organization. They insisted that this Award established an
on-property procedure for claims handling which should be followed
in this case.
For their part, the Carrier contended that the November 12,
1991 letter of appeal had never been received by them and that
the organization had failed to prove that it had even been sent.
Carrier referred the Board to Third Division Awards 22507, 24433,
24107, 25178 and Second Division Award 10157 in support of their
position relative to the issue of claims appeals and/or an
alleged non-receipt of a piece of correspondence.
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The Board has read and studied all of the cited precedents.
It is noted that Awards 22507, 24433 and 24107 cited by the
Carrier have nothing in common with the fact situation which
exists in this case. They are of no assistance in our
determinations in this instance.
Our review of the award cited by the organization reveals
that it clearly does involve the same parties and a somewhat
similar fact situation as is present in this case with one
significant distinction. In Award No. 2 of the S.B.A., it was
held that:
"The record indicates that the secretary who prepared the
Carrier's November 22, 1989 letter located the Carrier's
file copy of the letter and certified that the letter had
been handled in the usual manner."
The case record in this case is devoid of any probative evidence
from the organization to support in any way their bare assertion
that the letter had been sent.
The Board recognizes the fact that there are decisions which
have held that "both parties have a right to rely on the
regularity of the mail" (Third Division 10490) and that there is
a basic presumption "that both parties are telling the truth"
(Second Division 3541). However, in the final analysis, we are
left with the sound logic of Second Division Award 10157 which
held:
"Therefore, the issue presented to this Board is whether
or not the Carrier timely notified the Local Chairman, in
writing, that the Carrier was disallowing the
Organization's July 31, 1979 claim within the sixty-day
limitation period set forth in Rule 30, Section 1(a).
The Carrier contends that it timely declined the claim on
or about September 7, 1979. However, the most objective
evidence in the record clearly discloses that the Local
Chairman did not receive the Superintendent's rejection
until early December, 1979. The burden of proof rests
squarely with the sender of correspondence to demonstrate
that the writing was conveyed within the applicable time
limitations. second Division Award Nos. 8089 and 4851:
and Third Division Award No. 14354. The sender, not the
recipient, of a correspondence selects the mode of
communication. The Superintendent chose to utilize
company mail for sending his denial letter. Under the
clear and unambiguous terms of Rule 30, Section 1(a), the
Carrier must bear the responsibility for the unreliable
mail system since the Local chairman was not notified
that the Carrier was denying the claim within the time
limit."
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This same burden of proof requirement is also found in Third
Division Awards 11505 and 30412.
Therefore, the Board once again concludes on the basis of
the record in this case that the claim as initially denied was
not appealed to the second level of claim handling in a timely
manner as required by the provisions of Rule 24. We must,
therefore, dismiss this claim on procedural grounds without
considering the merits or lack thereof of the claim situation.
AWARD
Claim dismissed.
O R D E R
This Board, after consideration of the dispute identified
above, hereby orders that an Award favorable to the Claimant not be
made.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Dated at Chicago, Illinois, this 27th day of April 1995.