Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION
Award No. 30953
Docket No. CL-31183
95-3-93-3-237
The Third Division consisted of the regular members and in
addition Referee James E. Mason when award was rendered.
(Transportation Communications
( International Union
PARTIES TO DISPUTE:
(CSX Transportation, Inc. (former
( Chesapeake and Ohio Railway Company)
STATEMENT OF CLAIM:
"Claim of the System Committee of the Brotherhood
(GL-10949) that:
a) Carrier violated Rules 4, 9, 10 and 18,
January 12, 1987 Memorandum Agreement and
others of the Clerks' General Agreement when
it failed and/or refused to properly award
Position CE-7 (to Mr. D. G. Mauney].
b) Carrier now compensate claimant (Mauney] 8
hours pay at the monthly rate of $2825.61 for
each day beginning January 28, 1987 until
claim is settled in its entirety.
c) Carrier remove Ms. Jeanette B. Basham from
Position CE-7, located on District Roster No.
6 and award Position CE-7 to claimant.
d) Carrier now compensate claimant [Mauney] all
moving expenses incurred to move him from
Richmond, Virginia to Huntington, West
Virginia in accordance with Article 6 of the
Clerks' General Agreement."
FINDINGS:-
The Third Division
of
the Adjustment Board, upon the whole
record and all the evidence, finds that:
The carrier or carriers and the employee or employees involved
in this dispute are respectively carrier and employee within the
meaning of the Railway Labor Act as approved June 21, 1934.
Form 1 Award
No.
30953
Page 2 Docket
No.
CL-31183
95-3-93-3-237
This Division of the Adjustment Board has jurisdiction over
the dispute involved herein.
Parties to said dispute waived right of appearance at hearing
thereon.
This case involves a reasonably straightforward application
of the fitness, ability and qualification principles which have
been reviewed on countless occasions by Section 3 Boards of
Adjustment. It is stipulated by the parties that the position in
question is a partially excepted position. This means that
Position CE-7 is not subject to the provisions of Rule 4 and Rule
18 (b) of the Agreement. These two Rules are applicable
to the promotion, assignment, displacement and force reduction
provisions of the Agreement. This further means, as the
organization acknowledged in its ex-parte Submission, that "
there is no dispute that Carrier has the right to appoint
applicants to a `B' position such as Position CE-7 without regard
to seniority."
The beginnings of this dispute are found in a
reorganization/consolidation Agreement dated January 12, 1987,
which, among other things, provided for the transfer of Position
CE-7 from Richmond, Virginia, in Seniority District
No.
5 to
Huntington, West Virginia, in Seniority District
No. 6.
There is
no challenge here to the overall provisions of the transfer/
coordination/reorganization Agreement per se. In the
implementation of the Agreement, the incumbent of position CE-7
at Richmond elected not to transfer to Huntington. Therefore, a
bulletin notice was posted to the employees of Seniority District
No. 5
advertising the CE-7 position as it was to exist at
Huntington in Seniority District
No. 6.
Claimant, who was
assigned to Position C-152 at Richmond, submitted the only
application which was received from the employees in Seniority
District No. 5 for Position CE-7. After reviewing Claimant's
application and experience background and after
conducting three
separate personal interviews with Claimant, Carrier determined
that he did not possess the necessary fitness and ability for
assignment to
Position CE-7. It thereupon denied his request
for the position. Position CE-7 was subsequently assigned to a
clerical employee from Seniority District No. 6 who had less
seniority than did the Claimant.
The pertinent application provisions of the January 12,
1987, Implementing Agreement proviaes as follows:
Form 1 Award No. 30953
Page 3 Docket No. CL-31183
95-3-93-3-237
"MEMORANDUM AGREEMENT EFFECTIVE JANUARY 12, 1987
1. In view of the Carrier's desire to
transfer, coordinate and otherwise reorganize
certain clerical and related functions currently
performed in the Rail Audit Department on Baltimore
General Office District Roster No. 3 and in the
Engineering Department in Richmond, Virginia on
District No. 5 Roster, with similar and related work
performed in the Engineering Department on West
Virginia Division No. 6, on Western Division
District Roster No. 7, on Ohio Division District
Roster No. 8, on Northern Division (West) District
No. 9 and on Northern Division (East) District
Roster No. 10, it is agreed:
2. That the Carrier will establish Regional
Accounting offices effective January 12, 1987, in
each of the remaining Division Headquarters
operations. These offices will be established to
administer and control all disbursement on-line
accounting and input of data. In connection with
this matter, certain clerical and related work
currently performed in the Rail Audit Department on
Baltimore General Office District Roster No. 3, at
Cincinnati, Ohio, Cumberland, Maryland and
Baltimore, Maryland, and in the Engineering
Department in Richmond, Virginia on District No. 5
Roster will be transferred and consolidated with
similar and related work currently performed in the
Engineering Department on West Virginia Division
District No. 6, Western Division District Roster No.
7, on Ohio Division District Roster No. 8, on
Northern Division (West) District No. 9 and on
Northern Division (East) District Roster No. 10.
s r
5. That the following positions will be'
allocated, retained, reclassified and/or re-rated as
indicated:
Form 1 Award No. 30953
Page 4 Docket No. CL-31183
95-3-93-3-237
Present Present Title/ Current Rate New Now Title/ New Rate
Location Position No. (Excl. COLA) Location Pos. No. (Excl. COLA)
Richmond, Asst. Chief Clerk $2,643.94 Huntington, Chief Admin. 52,802.73
Virginia CE-7 W. VA Clerk CE-7
(Enpr.)
Huntington, Asst. Chief Clerk $2,643.94 Huntington, Admin. 12,900.00
H. VA (Enpr.) CE-29
u.
VA Accountant
CE-29
Huntington, Accountant C-769
f
113.51 Huntington, Erpr. $2,496.95
u.
VA 4. VA Accountant
C-769
Huntington, Accountant C-770
f
113.51 Huntington, Enpr. $2,496.95
V. VA N. VA Accountant
C-770
If the incumbent of Position CE-29, Asst. Chief
Clerk at Huntington, elects to take Position CE-29,
Administrative Accountant at Huntington, then
Position C-769, Engineering Accountant at Huntington
will be allocated to an employee regularly assigned
to a position in the Richmond Terminal on District 5
Roster and Position C-770, Engineering Accountant
will be allocated to an employee regularly assigned
to a position in Huntington on District 6 Roster.
If, however, the incumbent of Position CE-29 elects
not to take Position CE-29, then CE-29 will be
allocated to employees regularly assigned to a
position in Richmond Terminal on District 5 Roster.
Positions C-769 and C-770 will then be allocated to
an employee regularly assigned to a position in
Huntington on District 6 Seniority Roster."
The Implementing Agreement was augmented by a series of side
letters. Of concern in this dispute is Side Letter No. 6 which
provides as follows:
"In order to clarify the intent of section 5 of this
agreement this confirms our understanding that the,
following positions at Huntington, West Virginia are
to be awarded-by allocating one partially excepted
and one rank and file position to employees
regularly assigned to a position in the Richmond.
Terminal on District No. 5 Roster. The remaining.:
two positions are then to be allocated to employees
regularly assigned to a position in Huntington on
District No. 6 Roster.
Form 1 Award No. 30953
Page 5 Docket No. CL-31183
95-3-93-3-237
Positions to be Allocated and Awarded
Monthly
Position Title No. Rate (Ex. COLA)
Chief Admin. Clerk (Engr.) CE-7 $2,802.73
Admin. Accountant CE-29 $2,900.00
Engineering Accountant C-769 $2,496.95
Engineering Accountant C-770 $2,496.95"
Also of interest in our determinations here is Side Letter
No. 8 which provides as follows:
"This confirms our understanding and agreement
during the negotiations relative to this agreement
that any successful applicant for the positions
allocated in Section 5 of this Memorandum Agreement
to Richmond employees will be entitled to the moving
expense provisions in Article VI of the Employee
Protective Agreement. Additionally, it is
understood that those employees transferring to
Huntington pursuant to this Memorandum Agreement
will have their seniority transferred from Virginia
Division District No. 5 Roster and dovetailed onto
West Virginia Division District No. 6 Roster."
From the record of this case, it is clear that Positions CE7 and C-769 were initially to be made
of Richmond Seniority District No. 5. Positions CE-29 and C-770
were initially to be made available to employees of Huntington
Seniority District No. 6. The language of the Implementing
Agreement and its attendant side letters clearly provides that
the positions and work from Seniority District No. 5 were to be
"transferred and consolidated with similar and related work
currently performed in . District No. 6" and that any
Seniority District No. 5 employee who was a successful applicant
for a position allocated to Seniority District No. 5 would "have
their seniority transferred from Virginia Division District No. 5
Roster and dovetailed onto West Virginia Division District
No. 6
Roster." As it turned out~in this case, there were no employees
from Seniority District
No. 5
who became successful applicants
for either of the two positions which had been initially
allocated to Seniority District
No. 5
and both positions were
eventually filled by employees from Seniority District
No. 6.
Form 1 Award No. 30953
Page 6 Docket No. CL-31183
95-3-93-3-237
Because Claimant, the only applicant from Seniority District
No. 5 for Position CE-7, was not placed on that position, the
organization initiated a claim on his behalf alleging that
Carrier was in violation of Rules 4, 9, 10, 18 and the January
12, 1987 Memorandum Agreement. The initial claim letter stated
as follows:
"We primarily rely on Rule 4 and January 12, 1987
Memorandum Agreement in support of this claim."
In an accompanying letter, the organization requested that
Claimant be given a test to demonstrate his fitness and ability
for the position in accordance with the provisions of Rule 4(b)
of the Agreement. There is nothing to be found in the
on-property record of the case to support or otherwise amplity
the Organization's position relative to the applicability of
Rules 9, 10 or 18 in this case.
However, before the Board, the Organization advanced a
multiplicity of additional Rule citations, arguments and
contentions which were not previously advanced during the on-
property handling of the dispute. They acknowledged that Rule 4
was not applicable to Position CE-7 and that Carrier had the
right to appoint an employee to the position ". without
regard to seniority." It then advanced the premise that
inasmuch as Claimant was the only applicant from Seniority
District No. 5 for the position, "Carrier was bound by the terms
of the Memorandum Agreement to appoint him to the position . . .
because the position was allocated to Seniority District No. 5.1,
It further argued that Claimant was entitled to testing or to
be otherwise permitted to demonstrate his fitness and ability
during a training or qualifying period in accordance with the
provisions of Rules 9 and 10. These Rules read, in pertinent
parts, as follows:
"RULE 9 - PERIOD ALLOWED IN WHICH TO QUALIFY
(a) Employees entitled to bulletined positions
will be allowed thirty (30) working days in which to
qualify, except when it is plainly seen within less
than thirty (30)_ working days that they cannot'
qualify they -may be removed from the position by%:
mutual agreement between the Management and the:
Clerks' Local Committee . .
Form 1 Award No. 30953
Page 7 Docket No. CL-31183
95-3-93-3-237
(f) Employees will be given full cooperation
of department heads and others in their efforts to
qualify.
(h) If doubt exists as to the fitness and
ability of an applicant to qualify for a vacancy,
the proper officer will confer with the Local
Chairman in an effort to dispose of the matter if
possible."
"RULE 10 - TRAINING
(a) 1. Any employe entitled to or displacing
on a bulletined position who, in the judgment of his
immediate supervisor, is not qualified for the
position may be required to train thereon before
being permitted to take over the assignment. Such
training will be for a reasonable length of time,
but not to exceed eight (8) weeks or other
established training periods. The employes required
to train will be allowed compensation at the rate of
the position on which seniority has been exercised
during the training period. Training will be
limited to regular working hours of the position on
which training is required."
The organization contended that claimant had previously been
used as a temporary replacement on Position CE-7 at Richmond
without complaint or criticism by Carrier. This, it said,
showed that Claimant possessed fitness and ability for Position
CE-7. The Organization further insisted that an endorsement
which had been submitted by a former incumbent of position CE-7
supported its position in this regard. It argued that in
time he could have become qualified for the position.
Carrier's position in this case was succinct and two-foldIt argued both on the property and befo
its judgment following three separate interviews by Management
representatives, it was determined that "he would not be able to
qualify on the position in a reasonable amount of time." It
further argued that inasmuch as Position CE-7 was a partially
excepted position, Carrier had the unilateral right to award it
without regard to seniority.
Form 1 Award No. 30953
Page 8 Docket No. CL-31183
95-3-93-3-237
The determination of fitness, ability and qualifications for
any position is within the sole discretion of Management. This is
a well established principle in railroad labor relations. The
Awards of Section 3, Railway Labor Act Boards of Adjustment in this
regard are legion. In this case, the selection situation is
simplified by the fact Carrier possessed, by agreement of the
parties, the sole right of selection for appointment to the
position without regard to seniority. The initial allocation of
the position to employees from Seniority District No. 5 as set
forth in the Implementing/ Coordination Agreement did not, either by
specific language or by inference, remove or otherwise impede
Carrier's right to award the position without regard to seniority.
This right is found in the Memorandum Agreement which was effective
July 12, 1976, and which was not amended or abrogated by the
Coordination Agreement of January 12, 1987. Boards of Adjustment
have properly held that a Rule permitting the filling of a position
without regard to seniority is a special rule, and that in applying
other rules or agreements the Board must give effect to the obvious
intentions of the parties in adopting a process which give the
Carrier control over the filling of such positions. The fact that
Claimant was the only applicant from Seniority District No. 5 who
sought the excepted position does not adversely impact on this
principle.
As for the fitness and ability determination process which was
used in this instance, the Board does not find in the on-proper,.record of the case any probative ev
that Carrier acted in an arbitrary or capricious manner in reaching
its determination that Claimant would not be able to qualify for
the position within a reasonable amount of time. Even though
seniority, per se, is not a controlling factor in this situation,
this Board has recognized and repeatedly upheld the premise that
"the current possession of fitness and ability is an indispensable
requisite that must be met before seniority rights become
dominant." (Third Division Award 16480)
Even if the Board were to accept either the statement from the
former incumbent of Position CE-7 or the unidentified statement
signed by Donald G. Hartley and datelined "Nashville, TN, 1/21/87"
at face value, the Board would still be unable to substitute its
judgment for that of the, Carrier in its determination that Claimant
did not possess, at-the time of his application and interviews,
sufficient fitness and ability to qualify for Position CE-7 as it
existed at Huntington, West Virginia. The fact that Claimant may
have performed well on prior assignments, that he was conscientious
and capable in carrying out tasks assigned to him, that he was a
self-starter and had on occasion filled in on Position CE-7 at
Richmond does not provide assurance of present fitness and ability
for the newly coordinated position at Huntington. The Board is
reminded here of the opinion expressed by the Board in Third
Division Award 5966, to wit:
Form 1 Award No. 30953
Page 9 Docket No. CL-31183
95-3-93-3-237
"In this present instance the Claimant appears to
have a good record in the positions that he has held
in the past and in the one he now holds. He also
has given the Carrier many years of faithful
service. For these things he is certainly to be
commended. However, these things alone do not
necessarily qualify him for the position in
question."
The Board acknowledges that reasonable minds could well
differ concerning a review of Claimant's experience when making
an initial determination of his fitness and ability for the
position in question. However, it is not our role to make such
initial determinations of fitness and ability. This role belongs
to the Carrier and the Board is not permitted to substitute its
judgment for that of the Carrier unless it is proven by competent
probative evidence that its initial determination was arbitrary
or capricious. Regardless of what determination we might have
made had it been ours to make in the first instance, we are
unable to find a showing in this record which proves that
Carrier's actions was so egregious that it must be set aside
under our limited authority. Therefore, the claim is denied.
AWARD
Claim denied.
O R D E R
This Board, after consideration of the dispute identified
above, hereby orders that an Award favorable to the Claimant(s) not
be made.
NATIONAL RAILROAD ADJUSTMENT BOARD
_ '. By Order of Third Division
Dated at Chicago, Illinois, this 29th day of June 1995.