Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION
Award No. 32045
Docket No. SG-31853
97-3-94-3-158
The Third Division consisted of the regular members and in addition Referee
Martin H. Malin when award was rendered.
(Brotherhood of Railroad Signalmen
PARTIES TO DISPUTE:
(Chicago and North Western Transportation Company
STATEMENT OF CLAIM:
"Claim on behalf of the General Committee
of
the Brotherhood of
Railroad Signalmen on the Chicago and North Western Transportation
Company (CNW):
Claim on behalf of D. E. Beck for reinstatement to his position of
Lead Signal Maintainer and compensation for ail lost time and benefits,
account Carrier violated the current Signalmen's Agreement, particularly
Rules 11 and 43, when it removed the Claimant from service on November
30, 1992, on the basis of an alleged physical disability. Carrier's File No.
79-93-17. General Chairman's File No. S-AV-132. BRS File Case No.
9231-CNW."
FINDINGS:
The Third Division
of
the Adjustment Board, upon the whole record and all the
evidence, finds that:
The carrier or carriers and the employee or employees involved in this dispute
are respectively carrier and employee within the meaning
of
the Railway Labor Act, as
approved June 11, 1934.
This Division
of
the Adjustment Board has jurisdiction over the dispute involved
herein.
Parties to said dispute were given due notice
of
hearing thereon.
Form 1 Award No. 32045
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In July 1991 Claimant suffered an on-duty injury which was aggravated in a
motor vehicle accident in July 1992. On October 21, 1992, Claimant's physician
provided Claimant with a report on his condition. The doctor's cover letter stated:
"Enclosed is a copy of my report following your visit of October 21, 1992.
I have provided a second copy which you may forward to your employer.
I believe the restrictions described are a reasonable starting point in
attempting to modify your work to your medical condition. I do not know
if these are feasible for -,our employer and have no control over the job
task restructuring.
The doctor's report stated, in part:
ASSESSMENT: Cervical and lumbar spondylolysis.
TREATMENT PLAN: Mr. Beck was referred primarily to provide job
restrictions and/or accommodations to help manage his underlying
condition. Efforts to restrict his bending to 30° to 45° should be beneficial
to Mr. Beck. Excessive bending beyond this point tends to exacerbate his
symptoms. This would essentially prevent him from bending to below knee
level or lifting from below knee level. This would also include restricting
from excessive digging in terms of the amount of time involved.
Hopefully lifting could be restricted to 35 pounds with occasionally lifting
50 pounds. AB efforts should be made to prevent this from a level below
knee height as this then becomes part of the bending restrictions.
The insertion and repair of the crossing gates as described by Mr. Beck is
awkward and requires maneuvering with bending and twisting. Though
the gates are relative low-weight, the length creates a much higher
biochemical load to the muscles and spine due to the long lever arm
distance, particularly when they must be held and manipulated into the
holders. If at all feasible, it would be beneficial to have a second person
available to assist with this job task.
Lastly, the prolonged sitting while driving tends to exacerbate most
individuals with back problems. This is most readily remedied by periodic
Form 1 Award No. 32045
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breaks in the driving where the driver exits the vehicle and walks about or
changes position."
Claimant provided a copy of the report to Carrier. On November 18, 1992,
Carrier's Medical Consultant wrote Claimant stating that he had reviewed the report
and advising:
"Based on this information, it is my medical opinion that you can work
with the following restrictions:
1. No bending forward at the waist over 45 degrees.
2. Lifting limited to 50 Ibs. occasionally and 35 Ibs. regularly.
3. Must have the assistance of a second person when holding
and manipulating crossing gates when inserting them into the
4. Must have a 5 minute period of standing or walking after
each 1/2 hour of continuous sitting."
A copy of the Medical Consultant's letter was forwarded to the Signal Supervisor.
Claimant began a vacation on November 23, 1992. When he returned to work on
November 30, 1992, Claimant was advised by the Signal Supervisor that there were no
positions available.
On December 3, 1992, Claimant's physician wrote to Carrier's Medical
Consultant, in part:
"After my evaluation, I have proposed the guidelines, which you have
received for Mr. Beck. These are intended to be only guidelines for
accommodating him, so he may continue to perform in the company. At
this time, he does not wish to be disabled, if at all possible. They are not
intended to be temporary or permanent, as far as restriction. All of these
recommendations deal with limiting forces upon the spine."
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On December 16, 1992, Claimant's physician wrote to Carrier's Medical
Consultant, in part:
"Mr. Beck informs me he would like to return to his previous job. I do not
feel he needs to be restricted from his previous job, based upon the job
description of a signalman supplied in your FAX of 12/15/92 . . . .
Previous notes and letters were written as suggestions to prevent
exacerbation of any symptoms of his spondylolysis. However, these should
not be interpreted as restrictions that he cannot exceed, particularly on a
periodic basis.
The intent of the evaluation of October 21st, November 30th, 1992 and the
letter of December 3, 1992 was to provide suggestions which if possible
may help Mr. Beck but would not restrict him from work. Restricting him
from work, most likely would have more adverse effect upon his health
than restricting him."
Claimant was qualified to return to service on January 14, 1993, and did return on
January 19, 1993. Consequently, the Organization withdrew that portion of the claim
seeking Claimant's reinstatement. The only part of the claim remaining before the
Board seeks compensation for the time held out of service.
The Organization argues that Carrier acted arbitrarily in removing Claimant
from service. The Organization contends that Carrier's Medical Consultant never
examined Claimant and that Claimant's physician never intended to restrict Claimant's
ability to perform his job. Consequently, in the Organization's view, there is no medical
evidence to support Carrier's determination to remove Claimant from service.
The Organization further contends that Carrier violated Rule 11 by taking
Claimant out of service without first consulting the General Chairman. The
Organization maintains that there was no emergency present which would allow Carrier
to act unilaterally.
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Carrier contends that it has the inherent managerial right and obligation to
remove employees from service when it has made a reasonable determination that
allowing them to continue to perform their jobs would jeopardize their safety. Carrier
contends that Claimant's physician's reports indicated that Claimant was restricted in
bending, lifting and sitting and that there were no fight duty assignments available which
met those restrictions.
Carrier contends that it did not violate Rule 11 for three reasons. First, Carrier
argues that Rule 11 did not apply, because it did not remove Claimant from service;
rather it prevented Claimant from returning to service from vacation. Second,
according to Carrier, Rule 11 did not apply because the restrictions which led to
Claimant's removal from service were raised by Claimant's own physician. Third,
Carrier contends that it was faced with an emergency because of Claimant's back
problems and the restrictions that were incident thereto.
The Board has reviewed the record carefully. We do not agree with the
Organization that Carrier's decision to remove Claimant from service was arbitrary or
unreasonable. The report from Claimant's physician was ambiguous, at best. It did not
expressly prohibit Claimant from working if the restrictions contained therein could not
be accommodated. However, it did list specific restrictions on bending and lifting and
stated that a second person should assist the Claimant in repairing crossing gates if at
all feasible. With perfect hindsight, we can see how Claimant's physician intended the
report to contain only suggestions or guidelines, rather than to restrict Claimant from
performing his job. However, a reasonable person could easily interpret the report to
restrict Claimant's job duties. Based on the information that Carrier had at the time,
it made a reasonable good faith medical judgment to remove Claimant from service. See
Third Division Award 30906.
However, we find that the manner in which Carrier implemented its judgment
violated the Agreement. Rule 11 provides, in relevant part:
"Except in an emergency, an employee will not be removed from service
until it is agreed between the ofce in charge of labor relations and the
General Chairman that the employee is unfit to perform his usual duties.
In case a dispute arises, an examination will be made by an agreed-to
competent doctor not an employee of the transportation Company, and the
case disposed of on the basis of his findings."
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In the instant case, Carrier never notified the General Chairman of its intent to
remove Claimant from service. Carrier's contention that it did not remove Claimant
from service, but only precluded him from returning from vacation is specious.
Carrier's argument that Rule 11 did not apply because it acted on a report by
Claimant's physician has been rejected by this Board previously. Third Division Award
26843.
Furthermore, we cannot agree with Carrier that it was presented with an
emergency which excused it from complying with Rule 11. Our prior Awards
interpreting Rule 11 suggest that an emergency exists when Carrier is faced with a
traumatic injury or sudden disabling illness. Third Division Awards 28447 and 28448.
Even if one were to read the term emergency more broadly, there clearly was no
emergency in the instant case. Claimant was on vacation at the time that Carrier
apparently determined that he was medically unfit for service. There is no justification
for Carrier's failure to notify the General Chairman in accordance with Rule 11.
Our prior Awards make it clear that Rule 11 does not impose a great burden on
Carrier. Once Carrier has notified the General Chairman, the General Chairman is
obliged to respond. If he does not respond, Carrier may proceed to remove the employee
from service. If he objects, then the matter is referred to a mutually-selected physician
for a binding evaluation. See Third Division Awards 28447 and 28448.
The instant case illustrates why Rule 11 requires notice to the General Chairman.
No examining physician ever determined that Claimant was unable to perform his duties
without restrictions. Carrier's removal of Claimant from service resulted from its
:Medical Director's understandable, but inaccurate, interpretation of Claimant's
physician's report. Had Carrier notified the General Chairman in compliance with Rule
11, it is quite possible that the report could have been clarified without Claimant losing
any compensable time. Thus, although Carrier's decision to remove Claimant from
service was not arbitrary, it was not undertaken in conformity with the Agreement and
the claim must be sustained.
AWARD
Claim sustained in accordance with the Findings.
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ORDER
This Board, after consideration of the dispute identified above, hereby orders that
an award favorable to the Claimant(s) be made. The Carrier is ordered to make the
.award effective on or before 30 days following the postmark date the Award is
transmitted to the parties.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Dated at Chicago, Illinois, this 6th day of May 1997.