Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION
Award No. 32805
Docket No. SG-33784
98-3-97-3-261
The Third Division consisted of the regular members and in addition Referee
James E. Yost when award was rendered.
(Brotherhood of Railroad Signalmen
PARTIES TO DISPUTE:
(CSX Transportation, Inc. (former Louisville &
( Nashville Railroad Company)
STATEMENT OF CLAIM:
"Claim on behalf of the General Committee of the Brotherhood of
Railroad Signalmen on the Louisville & Nashville Railroad:
Claim on behalf of J.P. Warner and C.A. Bennett to be made whole
for all time lost as a result of the discipline imposed against them in
connection with an investigation conducted on March 25, 1996, and to have
their records cleared of any reference to this matter, account Carrier
violated the current Signalmen's Agreement, particularly Rule 55. when
it failed to provide the Claimants with proper notice of the investigation
and then failed to provide them with a fair and impartial investigation.
Carrier's File No. 15(96-134). General Chairman's File No. 96-176Discipline-1. BRS File Case No. 100
FINDINGS:
The Third Division of the Adjustment Board, upon the whole record and all the
evidence, finds that:
The carrier or carriers and the employee or employees involved in this dispute
are respectively carrier and employee within the meaning of the Railway Labor Act, as
approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the dispute involved
herein.
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Parties to said dispute were given due notice of hearing thereon.
Signal Foreman J. P. Warner and Lead Signalman C. A. Bennett were assigned
to Signal Gang 7C70 on March 13, 1996.
Carrier's Signal Supervisor addressed a letter dated March 19,1996 to Claimants
reading:
"Gentlemen:
You are instructed to attend a formal investigation on March 25,
1996, at the office of Signal Supervisor Jim P. Snodgrass, Lynn Avenue.
Corbin, Kentucky, at 1000 hours, to determine the facts and place
responsibility in connection with the grade crossing activation failure
which occurred at Certainteed Road, Corbin, Kentucky, on the CC
Subdivision, MP C-169-8, on March 13, 1996, at approximately 2043
hours.
You are charged with violation of CSX Transportation Signal Rules
and Instructions #1.209, 1.304, 1.305, 1.405, and failure to properly
perform your duties. You may have present, representation as provided
in your current working agreement, and you may arrange to have present,
witnesses who have knowledge of the matter under investigation.
You are being withheld from service pending results of this
investigation."
The Investigation was held as scheduled, and on April 13, 1996 Carrier advised
Claimant Bennett that he had been found innocent of the charges and reinstated him to
his position with compensation for lost wages. Carrier did not clear his record of the
charge as required by Rule 55.
By letter dated April 13, 1996 Claimant Warner was advised that he had been
found guilty of the charges and was assessed a 45 calendar day suspension (March 19
through May 5, 1996).
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The Organization appealed the discipline to Carrier's Director Employee
Relations on May 3, 1996 on the grounds that the Investigation was improper because
Claimants were not provided 48 hours notice of the charges as required by Rule 55; that
the discipline assessed Claimant Warner was excessive; and that Carrier failed to clear
Claimant Bennett's record of the charge.
Carrier denied the appeal on July 2, 1996 stating it disagreed with the
Organization's contention that the Investigation was improper, and that considering the
gravity of the proven charges, discipline was warranted.
The appeal was conferenced by the parties on August 19, 1996, but they were
unable to resolve the matter. The claim is now properly before the Board for final
resolution.
Before proceeding to the question of guilt, the Board must first consider the time
limit issue raised by the Organization, i.e., Carrier's failure to provide Claimants with
48 hours notice of the charges prior to the Investigation.
The transcript of the Investigation reveals that notice of the charges were handed
to Claimants on the date of the Hearing, March 25, 1996. Rule 55 provides:
"An employee who has been in service more than thirty days will
not be demerited, disciplined or dismissed without investigation, at which
investigation he may be represented by an employe of his choice or
representative of the class or craft of employes within the meaning of the
Railway Labor Act. He may, however, be held out of service pending such
investigation. The investigation shall be held within ten days of the date
charged with the offense or held from service, unless postponement is
arranged for. He will be advised in writing, not less than forty-eight hours
prior to investiestion, of the charge or charges which have been made
against him. The charge will be made in writing within ten days of
knowledge of the offense." (Emphasis added)
The Rule clearly provides that Claimants will be advised in writing not less than
48 hours prior to the Investigation of the charges against them. Carrier did not comply
with the time limit set forth in the Rule. Neither did it give any reason for its failure to
comply. Further, at the Investigation the Organization's General Chairman protested
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the Investigation going forward account failure to comply with the requirement of 48
hours notice of charges prior to the Investigation, and stated the charged employees
were not ready to proceed. Nevertheless, the Hearing Officer stated that the objection
was duly noted and made a part of the record, but the Investigation would continue.
It is the opinion of the Board that the Hearing Officer was presented with the
opportunity to correct the deficiency in the notice of the charges by postponing the
Investigation for two days. Under the circumstances of record, the Hearing Officer's
failure to postpone must be considered unreasonable, arbitrary and capricious.
Accordingly, the Board is compelled to find Carrier in violation of Rule 55 and concur
with the Organization's position that the Investigation transcript made subject of this
dispute is void ab initio. Time limits pertaining to charges and Investigations which
could lead to discipline of an employee must be strictly enforced.
In arriving at our decision, we are not unmindful of Carrier's contentions that
Claimant Warner, by his own admission of guilt to the charges, was not prejudiced in
any way by not receiving the notice of charges 48 hours prior to the Investigation and
its citation of Public Law Board No. 4724, Award 6, lending comfort to its contentions.
We are not impressed for the reason that the question before the Board is not
whether Claimant was prejudiced by Carrier proceeding with the Investigation, but
whether the provisions of Rule 55 requiring 48 hours notice of the charges prior to the
Investigation can be ignored. We think not. Rule 55 was negotiated for the employees'
protection, and we are not at liberty to dilute that protection to accommodate Carrier's
errors.
Our fording in this dispute is supported by Third Division Award 22748, wherein
the Board held:
"While we find some language in Award 20238 that could be cited
for the proposition that a failure to give the 5 days notice required by rule
40-C is not fatal unless shown to be prejudicial, we believe that the awards
of this Board which hold the parties to their agreements with respect to
time limits should be followed. The wording
of
the rule is clear; 5 days
written notice is required. That is a bargained for right
of
an employe
subject to discipline. In the instant case the employe being subject to
discipline lay claim to that right at the outset of the hearing. While
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holding the parties to the time limits set out in their agreements may from
time to time work an injustice for either a carrier or claimant, we must
apply the agreements as written and not by case law create exceptions
which have not been agreed on by the parties."
Likewise, Third Division Award 29987 involving this Carrier held:
"Where the parties negotiate an Agreement incorporating
procedural safeguards, the toleration of procedural irregularities
undermines their express intent. Unless strict adherence to the time
requirements is reinforced as expected behavior, minor deviations could
become substantial breaches and thus reduce these procedural strictures
to a nullity. The fact of the Claimant's admission does not detract from the
finding that absent procedural due process, substantive due process cannot
be attained."
See also Third Division Awards 18354 and 18352.
AWARD
Claim sustained.
ORDER
This Board, after consideration of the dispute identified above, hereby orders that
an award favorable to the Claimant(s) be made. The Carrier is ordered to make the
.ward effective on or before 30 days following the postmark date the Award is
transmitted to the parties.
NATIONAL RAILROAD ADJUSTMENT BOARD
By
Order of Third Division
Dated at Chicago, Illinois, this 23rd day of September 1998.