Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION
Award No. 36959
Docket No. MW-36046
04-3-00-3-175
The Third Division consisted of the regular members and in addition Referee
Edwin H. Benn when award was rendered.
(Brotherhood of Maintenance of Way Employes
PARTIES TO DISPUTE:
(CSX Transportation, Inc. (former Consolidated
( Rail Corporation)
STATEMENT OF CLAIM:
"Claim of the System Committee of the Brotherhood that:
(1) The Agreement was violated when the Carrier assigned outside
forces (Frank Tartaglia, Inc.) to perform Maintenance of Way
work (dismantle track and handle track material) between
Mile Posts 290.8 and 291.4 in Syracuse, New York beginning
September 10 and continuing through October 6, 1998 (System
Docket MW-5487).
(2) The Agreement was further violated when the Carrier failed to
furnish the General Chairman with proper advance written
notice of its intent to contract out the work described in Part
(1) above as required by the Scope Rule.
(3) As a consequence of the violations referred to in Parts (1)
and/or (2) above, Claimants D. E. Hayes, M. J. Freywald and
G. F. Ashby shall now each be compensated for forty-eight (48)
hours' pay at their respective straight time rates of pay and
Claimants A. F. Egy and R. D. Zimmerman shall now each be
compensated for one hundred forty-four (144) hours' pay at
their respective straight time rates of pay."
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FINDINGS:
The Third Division of the Adjustment Board, upon the whole record and all the
evidence, finds that:
The carrier or carriers and the employee or employees involved in this dispute
are respectively carrier and employee within the meaning of the Railway Labor Act,
as approved June 21,1934.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute were given due notice of hearing thereon.
The Claimants hold seniority in various Maintenance of Way classifications
under the Agreement. This dispute concerns the Organization's allegations that the
Carrier improperly subcontracted scope covered work (dismantling track and
handling track material) and did so without prior notice to the Organization in
violation of the Scope Rule. By letter dated December 17, 1998, the Carrier
defended it's actions stating:
"This track was sold in place to Central New York Regional
Transportation Authority. Frank Tartaglia Inc. was performing
service for them (NYRTA) not the Carrier."
In its letter of February 1, 1999, the Organization requested a copy of the
Agreement between the Carrier and NYRTA (". . . the Organization is requesting
copy of the agreement which . . . [the Carrier] claims running track #8 was sold to
NYRTA on an as is, where is basis"). By letter dated April 14, 1999, the Carrier
stated that ". . . [i]nvestigation has revealed that on September 8, 1996, the Carrier
leased the subject property to the Central New York Regional Transportation
Authority, which undertook the track removal." However, no Agreement
concerning the underlying transaction relied upon by the Carrier as a defense to the
claim was given to the Organization.
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In its letter of May 5, 1999, the Organization again requested a copy of the
relevant Agreement:
".
. . I must further point out that during Ms. Ross' and my March
23, 1999 claims conference I requested a copy of the contract
between the carrier and the outside vendor, of which up to this
point, has not been supplied.
The Organization is once again requesting a copy of the alleged sales
(or lease) agreement with the Central New York Regional
Transportation Authority .... If the Carrier will not supply the
Organization with a COPY of said agreement, the Organization
must assume that no such Agreement exists, and therefore this claim
is payable as presented."
By letter dated June &, 1999, the Carrier responded:
".
. . As stated previously, the property in question where the work
allegedly was performed was leased by the Carrier to the Central
New York Regional. Transportation Authority. Inasmuch as the
work was not performed at the request of or for the benefit of the
Carrier, no violation of the BMWE Scope occurred when the holder
of the lease arranged for certain work to be performed in the
leasehold area.
The Organization has not carried its burden of proving that a
violation of the BMWE Scope occurred on the above dates."
Again, no Agreement was provided as requested by the Organization.
While it did not provide a copy of the requested Agreement to the
Organization on the property, the Carrier did attach a copy of a "Property Lease"
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dated September 6, 1996 between the Carrier and the Central New York Regional
Transportation Authority to its Submission fled with the Board.
A Carrier cannot refuse requests for information from an Organization
which information forms the basis of the Carrier's defense to a claim and then take
the position that the Organization has not carried its burden. That is precisely what
happened here. Under the Scope Rule, the type of work involved falls ". . . within
the scope of this Agreement" and, if in the Carrier's control, requires the Carrier to
give advance notice to the Organization of its "plans to contract out [such]
work . . . ." The Carrier's defense to the subcontracting claim is that the location
where the disputed work was performed was previously leased to NYRTA and
therefore the work was not within its control or for its benefit. On the property, the
Organization repeatedly requested that the Carrier provide a copy of the
Agreement between the Carrier and NYRTA. However, on the property, the
Carrier did not comply with that request, but took the position as stated in its June
8, 1999 letter that "[t]he Organization has not carried its burden of proving that a
violation of the BMWE Scope occurred on the above dates." The Carrier cannot
take the position that information exists which is in its control; and assert that
information disposes of the claim; refuse to produce that information after
requested to do so; and then take the position that the Organization has not carried
its burden.
In cases addressing this precise issue, it has been held that the failure of a
carrier to produce a lease agreement as requested by the organization during the
handling of a claim on the property requires sustaining the claim and the
production of that Agreement when the dispute advances to the Board is too late.
See First Division Award 25973:
"The Carrier cannot rely upon an Agreement as a defense to a claim
and decline to produce a requested copy of that agreement. See
Third Division Award 28430 involving the failure of a carrier to
produce on the property a lease Agreement it contended supported
its position (and quoting Third Division Award 28229):
`Third Division Awards 20895 and 19623 are controlling. The
Carrier's defense to the Claim was to rely upon the terms of
the lease between it au[d] Amtrak. However, although
requested by the Organization, the Carrier failed to produce a
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copy of that lease. Under Awards 20895 and 19623, having
failed to produce the lease in support of its defense, the
Carrier's position cannot prevail.
The fact that the Carrier attached the Lease to its Submission
does not change the result. Submitting the Lease in such a
fashion is a request for this Board to consider new material not
handled on the property. It is well established that we are
unable to now consider that material. See Award 20895, supra:
`It is noted that Carrier with its rebuttal argument before
this Board submitted a copy of a lease agreement with the
Elevator Company dated April 13, 1973. Such evidence
cannot be considered since it is well established doctrine
that new evidence which was not presented during the
handling of the dispute on the property may not be
considered by this Board.'
On that limited basis - the failure to produce the trackage rights
Agreement as requested - the claim will therefore be sustained. Had
the Carrier produced the trackage rights Agreement as requested,
perhaps the Organization would have been persuaded as to the
validity of the Carrier's position and this dispute would not have
been progressed to the Board."
The authority relied upon by the Carrier is not persuasive. Indeed, in Third
Division Award 30947 cited by the Carrier, the Carrier did prevail on its argument
that the disputed track had been leased and the Carrier had no control over the
disputed work. However, its stated in that Award ". . . a copy of [the lease] was
provided to the Organization on the property in accord with its request" That did
not happen here.
Because the Carrier did not produce the Agreement between it and NYRTA
on the property as requested by the Organization, it cannot rely upon that
Agreement as a claim defense that it did not control the work and was therefore not
obligated to follow the procedures for subcontracting scope covered work. We shall
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therefore sustain the claim for the hours it took the contractor to dismantle the
track and handle the track material. The fact that the Claimants may have been
working when the work was performed by the contractor does not change the result.
The Claimants lost work opportunities and must be compensated for that loss.
AWARD
Claim sustained.
ORDER
This Board, after consideration of the dispute identified above, hereby orders
that an award favorable to the Claimant(s) be made. The Carrier is ordered to make
the Award effective on or before 30 days following the postmark date the Award is
transmitted to the parties.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Dated at Chicago, Illinois, this 21st day of April 2004.