Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION
Award No. 40295
Docket No. MW-39762
10-3-NRAB-00003-060563
(06-3-563)
The Third Division consisted of the regular members and in addition Referee
Brian Clauss when award was rendered.
(Brotherhood of Maintenance of Way Employes Division -
( 1BT Rail Conference
PARTIES TO DISPUTE:
(Union Pacific Railroad Company (former Chicago and
( North Western Transportation Company)
STATEMENT OF CLAIM:
"Claim of the System Committee of the Brotherhood that:
(1) The Carrier's action in the disqualification of Mr. J. Hasler as a
track foreman from Gang 3405 beginning on October 4, 2005
and continuing was unjust and its failure to grant and hold a
hearing pursuant to the provisions of Rule 20 was in violation of
the Agreement (System File
4RM-9689Gl1435747
CNW).
(2) As a consequence of the violation referred to in Part (1) above,
the disqualification shall now be removed from Claimant J.
Hasler's record and he shall `*** be compensated for the
differential in wages since the disqualification and until he has
bid and is assigned to a comparable rated position."'
FINDINGS:
The Third Division of the Adjustment Board, upon the whole record and all the
evidence, finds that:
The carrier or carriers and the employee or employees involved in this dispute
are respectively carrier and employee within the meaning of the Railway Labor Act,
as approved June 21,1934.
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This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute were given due notice of hearing thereon.
The Claimant was assigned as a Track Foreman prior to October 4, 2005. He
was disqualified from that position on October 4, 2005. His service with the Carrier
began in September 1978 and he has held Track Foreman seniority since March
1990.
On October 13, 2005, Vice Chairman R. Mulder sent a letter to Ms. Allen,
Manager Labor Relations, Mr. C. Callaway, Manager Track Projects and Mr. J.
Mart, Track Supervisor ARASA. Mart was the Claimant's supervisor and the one
who disqualified him. The letter provided, in pertinent part:
"I am writing this letter as a formal request to have a conference
concerning the disqualification of employee J. F. Hasler . . .
according to the provisions of Rule 20 of the November 1, 2001
Agreement ....
Mr. Hasler was informed on Tuesday, October 4, 2005 by ARASA
[Track Supervisor] J. E. Mart that he was disqualifying him as a
Track Foreman... No written notice of this disqualification has been
provided to the Brotherhood as of yet, so no copy is included with
this request. A conference must be held to determine the facts that
led to this disqualification."
On November 8, 2005, Vice Chairman R. Mulder sent a letter to Manager
Labor Relations Allen that provided, in relevant part:
"This letter is to file a claim on behalf of employee J. F. Hasler . . .
[who] has been disqualified as a Track Foreman from Gang 3405.
The Brotherhood requested a conference (hearing), copy attached,
concerning this disqualification on Claimant's behalf on October 13,
2005, according to the provisions of Rule 20.
Form 1 Award No. 40295
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It is the position of the Brotherhood that the Carrier has failed to
afford Claimant the opportunity for work and compensation by
violating the November 1, 2001 Agreement. Rule 20 serves to
establish the contractual right of the Claimants to be granted a
hearing to develop the facts surrounding this issue within fifteen (15)
calendar days, and a decision within ten (10) calendar days. The
provisions of Rule 20 state:
Rule 20 GRIEVANCES
Should an employee feel he has been unjustly dealt with in other
than discipline matters, he may make written protest to the
designated Carrier Officer, with copy to the General Chairman. If a
hearing is requested to develop facts, same shall be granted within
fifteen (15) calendar days and written decision rendered within ten
(10) calendar days. If the employee is dissatisfied with the decision
same may be progressed in accordance with Rule 21 - Time Limit
on Claims ....
The Carrier has failed to arrange and hold such conference within
fifteen (15) calendar days and therefore is in default of the
provisions of Rule 20. The disqualification must be removed from
Claimant's record and he must be allowed to return to this Track
Foreman position ....
It is the claim of the Brotherhood that the Claimant has suffered a
loss of work and compensation as a direct result of the Carrier
violating the November 1, 2001 Agreement. This includes, but is not
limited to Rule 20. The Claimant must be compensated for the
differential in wages since the disqualification and until he has bid
and is assigned to a comparable rated position.
The Brotherhood is filing this claim under the provisions of Rule
49 (b) . . ."
The Carrier responded in a letter dated December 22, 2005, and asserted that
there was no procedural error because a conference was held on November 15, 2005
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with the Claimant, Supervisor Mart and Manager Callaway. The Carrier further
asserted that a procedural error does not qualify the Claimant for the position.
In a January 4, 2006 letter addressed to the Director of Labor Relations, the
Organization maintained:
"The November 8, 2005 [letter] is precise and to the point. The
Carrier violated the Agreement when it failed to grant a grievance
hearing as requested in the October 13, 2005 letter. Since the
Carrier failed to grant a grievance hearing in a timely manner,
anything else that occurs after the fact doesn't matter. The October
13, 2005 letter simply requested to have a conference...
The Carrier has failed to arrange and hold such a conference within
fifteen (15) calendar days and therefore is in default of the
provisions of Rule 20, and in violation of the Agreement.
The Carrier had ample opportunity to comply with the request for
hearing and has failed to do so. The November 15, 2005 conference
call was nothing more than . . . to try and explain the reasoning for
the disqualification . . . . Any information disclosed at that
time . . . came after the time limits of Rule 20 and is inadmissible."
In a January 30, 2006 letter to the Vice Chairman, the Director of Labor
Relations stated that the Carrier did not violate Rule 20. The Carrier stated that
Rule 20 was not followed because the employee did not make the claim to his
supervisor. Any past practice of the Organization making the claim to Manager
Labor Relations Allen was not persuasive because the Rule requires that the request
be made to the "designated Carrier officer" and that officer is the employee's
supervisor. The initial request must come from the employee who felt that he was
unjustly treated and must be made to the individual who issued the disqualification.
The Rule is not ambiguous and past practice cannot control.
The Carrier continued that the Claimant chose not to follow the clear
language of the Rule and did not file a protest with his supervisor. However, the
Carrier honored the request and held a conference on November 15, 2005.
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In a May 23, 2006 letter to the Director of Labor Relations following a
conference of the instant claim, the Organization maintained that the Carrier failed
to schedule a Hearing within the required 15 days. Further, the Organization has
the right to make the request under Rule 20 and the Organization followed the
Agreement when the initial request was sent to the Manager Labor Relations, the
Manager Track Projects and the Track Supervisor ARASA. The Carrier violated
the Agreement by fading to grant the Hearing within the time frame of Rule 20.
In a June 8, 2006 letter to the Vice Chairman, the Carrier's Director of Labor
Relations reiterated the Carrier's earlier position that it did not violate Rule 20 and
that a Hearing was held on November 15, 2005.
The Organization maintains that the Carrier violated Rule 20 when it failed
to comply with the Organization's request for a conference about the Claimant's
disqualification.
The Board carefully examined the record. We are limiting our analysis only
to the issues and evidence raised during the handling of the dispute on the property.
The Carrier raised a jurisdictional issue over Paragraph 1 of the Statement of
Claim wherein the Organization claims that the Claimant's disqualification was
"unjust" because it differs from the claim raised on the property.
After a careful examination of the record, the Board agrees with the
Carrier's argument that any issue about whether the disqualification was unjust
was not discussed on the property. The Organization limited its claim to the
timeframe for responding to a request for an Unjust Treatment Hearing. There are
numerous Awards which stand for the proposition that when there is a substantial
variance between the issues addressed on the property and those advanced before
the Board, the faulty aspect of the claim must be dismissed. Accordingly, the
portion of Paragraph 1 of the claim that asserts "unjust treatment" is dismissed.
The issue remaining for our analysis is whether the Carrier's failure "to
grant and hold a hearing pursuant to the provisions of Rule 20 was in violation of
the Agreement." On this issue, the Organization relies on the language of Rule 20.
"Should an employee feel he has been unjustly dealt with in other
than discipline matters, he may make written protest to the
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designated Carrier Officer, with copy to the General Chairman. If a
hearing is requested to develop facts, same shall be granted within
fifteen (15) calendar days and written decision rendered within ten
(10) calendar days. If the employee is dissatisfied with the decision
same may be progressed in accordance with Rule 21 - Time Limit
on Claims ...."
The Carrier defends on the basis that the Claimant did not request a Hearing,
rather, the Organization requested the Hearing. The Carrier also asserts that the
request was sent to Labor Relations and not to the Claimant's supervisor. In
support, the Carrier points to a letter from General Director Wayne Naro to
General Chairman Bushman dated May 9, 2005 concerning their discussions of "the
proper application of Rule 20 of the Agreement." That letter provides, in pertinent
part:
"Effective immediately, the designated officer for receipt of requests
for unjust treatment hearings pursuant to Rule 20 will be the
employee's Director. For example, an employee working on a
section gang will submit his request for an unjust treatment hearing
to the Director of [Track] maintenance for that service unit."
Similar to the Carrier's contention that the claim of "unjust treatment" was
not properly before the Board, neither is the letter of May 9, 2005 because it was not
exchanged on the property. Numerous Awards address the very issue of whether
the Submissions to the Board are an appropriate avenue for addressing new
evidence. Submissions are not the proper venue for introducing new evidence and
the May 9, 2005 letter has not been considered.
However, even if it was considered, an examination of the record reveals that
the Organization's request was addressed not only to the Manager of Labor
Relations, but also to the Manager of Track Projects and the Track Supervisor who
disqualified Claimant. Under the facts presented in the instant matter, the
supervisors were put on notice of the request for a Hearing. The Organization
complied with the May 9, 2005 letter. However, this does not end the inquiry.
The Board finds the Carrier's citation to Referee Peter Meyers decision in
Special Board of Adjustment No. 924, Award 248, involving the same parties as
Form I Award No. 40295
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compelling. In that Award, the parties advanced many of the same arguments that
are now presented to the Board. The following language from that Award is
instructive:
"This Board finds that there is nothing in Rule 20 which requires the
sustaining of the claim because of the Carrier's failure to schedule a
hearing within the time limits set forth in the Rule. Moreover, there
is evidence in this record that the Organization rejected the
Carrier's subsequent attempt to hold a hearing and then pursue the
results through the procedure outlined in Rule 21. Consequently,
there is no basis for this Board to sustain the claim as it is written.
However, a review of the correspondence . . . makes it clear that,
although they argued extensively about the procedural matter, the
loser in the argument was the Claimant. There was never a hearing
to determine whether Claimant was properly
disqualified .... Rule 21 gave the Carrier sixty days to schedule the
hearing; but since the Organization persisted in its argument that
the hearing should have been held within fifteen days, no hearing
was ever held for the Claimant. We find that the Claimant should
not suffer a derogation of his rights because the parties had a
dispute as to who was the `designated Carrier officer' and which
Rule applied.
Consequently, this Board orders that within sixty days of receipt of
this Award, the Carrier must schedule a hearing concerning the
disqualification of the Claimant [and] whether . . . there was a
legitimate basis for the disqualification. If it is found that Claimant
was improperly disqualified from his job, then he should be entitled
to the relief requested in the Claim and compensated for all time
lost."
Here too, the parties argued about whether there was proper notice and
whether the Hearing was held in the proper time frame. Although the Carrier
contended that a Hearing was held in November, the Organization opined that it
was irrelevant because it occurred more than 15 days after the notice was received
by the Carrier. The Organization did not participate and the record is unclear
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whether it was ever notified of the Hearing or whether it ignored the Hearing.
Regardless, the Claimant is the one who suffers.
Accordingly, the claim is sustained in part and denied in part. A Hearing
shall be held within 60 days of the adoption of this Award to determine whether the
Claimant was properly disqualified from his position as a Foreman.
AWARD
Claim sustained in accordance with the Findings.
ORDER
This Board, after consideration of the dispute identified above, hereby orders
that an award favorable to the Claimant(s) be made. The Carrier is ordered to make
the Award effective on or before 30 days following the postmark date the Award is
transmitted to the parties.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Dated at Chicago, Illinois, this 1st day of March 2010.