In the Matter of Arbitration Between
SOUTHERN RAILWAY COMPANY
NORFOLK AND WESTERN RAILWAY COMPANY
And
RAILROAD YARDMASTERS OF AMERICA
Pursuant to
Article I, Section 4, of the New York Dock
Employee Protective Conditions Imposed by
The Interstate Commerce Commission in
Norfolk Southern Corporation - Control -
Norfolk and Western Railway Company and
Southern Railway Company
Finance Docket No. 29430
DECISION AND AWARD
QUESTIONS AT ISSUE:
(1) Do the proposed agreements (Attachments A-1 through A-3)
provide an appropriate basis for the selection of forces in the
rearrangement of forces made necessary by the transaction described in FD #29430 (Sub. No. 1) pertaining to the coordination
of facilities at the locations specified therein?
(2) If the answer to #1 is negative, then what would be the appropriate basis for the selection of forces?
BACKGROUND:
On December
4, 1980,
NWS Enterprises, Inc., subsequently Norfolk
Southern Corporation (N SC) , Norfolk and Western Railway Company (NW),
and Southern Railway Company (SR), filed a joint application in Finance
Docket No.
29430 (Sub. No. 1) , seeking
authority under
49 U . S . C . § 11343
for NSC to acquire control through stock ownership of NW and its subsidiary carrier companies, and SR and its consolidated system companies.
On November
2, 3
and
4, 1981,
representatives of the Carriers met
with representatives of all of their labor organizations to explain the merger
and make arrangements to negotiate implementing agreements prior to the
-2Interstate Co^-.merce Commission (ICC) issuing its order. In this connection ,
the Carrier submits that since it was expected that the standard labor protective conditions imposed by the ICC in such circumstances would be applicable, the parties agreed to waive the notice requirements of the
New York
Dockconditions 1/.
Representatives of the Carriers and the Railroad Yardmasters of America
(RYA) thereafter met on December 7 and 8, 1981, January 21 and 22, and
February 18 and 19, 1982, for the purpose of negotiating implementing agreements covering the coordination of operations at Lynchburg, Virginia, WinstonSalem, North Carolina, and Norfolk, Virginia. No agreements were reached
during these meetings.
On March 19, 1982, the ICC approved the Carriers' application and, as
concerns the interests of employees affected by the proposed transactions,
provided for imposition of the
New York Dock conditions as appropriate for
the protection of Carriers' employees.
In commenting upon its review of common point consolidations, the ICC
in its Decision noted that at 10 of the 17 points served by both NW and SR,
"operations will be concentrated at one facility with terminal and local service
under the supervision of one railroad 2/." As concerns the consolidations at
the three points involved in this arbitration, the ICC described them to be in
principal part as follows:
"2.
Norfolk, VA: Within the first year after consummation, NW
and Southern operations in Norfolk, VA will be consolidated at
NW's Portlock Yard. Southern will retire its Carolina Yard ....
The Lamberts Point complex will not be affected-3/."
1/
New York Dock Railway - Control - Brooklyn Eastern Dist 360 ICC 60
(1979) , commonly known as the New York Dock conditions.
2/ F.D. No. 29430 (Sub-No. 1), p 29
3 / Ibid, p 31
"4.
Winston-Salem, NC: At Vv'inston-Salem, NC, Southern will be
admitted to the NV; - Vvinston-Salem Southbound Railroad Company
facility and Southern's operations consolidated with NW's at forth
Winston Yard. Southern's Salem Yard facility, including twelve
tracks, the yard office and station building, and the car repair
and locomotive servicing facility will be retired 4/."
"5.
Lvnchburg, VA: Lynchburg, VA operations will be consoli-
dated'at Southern's Montview Yard. The consolidation will permit
retirement of most of NW's Kinney Yard, including car repair and
locomotive servicing facilities. NW's old passenger station, the
passing track adjacent to the main line at Kinney Yard, and two
other yard tracks will be retained. Montview Yard has sufficient
capacity without modification or expansion to handle NW's traffic,
equipment, and agency work 5/."
After the ICC had issued its March 19, 1982 Certificate and Decision, the
representatives of the Carriers and the RYA met again on March 29 and 30,
1982, but no implementing agreements were reached. Carriers' final proposals,
which were not acceptable to RYA, were as appended hereto as Attachments
A-1 through A-3.
Although no implementing agreements were reached during the final meeting, the parties agreed to have disputes concerning the selection of yardmaster
forces made necessary by the coordination of facilities at the three locations
above specified, resolved through arbitration as provided for in Article I, §4,
of the
New York Dock conditions. The parties then selected the undersigned
as a neutral referee to resolve the dispute as represented by the aforementioned
Questions at Issue.
A
hearing was held on the issues in dispute on May 3, 1982, in Washington, DC. All parties were represented at the hearing by persons experienced
in the art of negotiations and familiar with a transaction of the type involved
4/ Ibid, p 31
51 Ibid, p 32
in this dispute 6/ . The parties introduced written submissions and exhibits
as well as supplemental briefs into evidence. They also presented extensive
oral arguments relative to their respective positions.
CONTENTIONS OF THE PARTIES:
The Position of the Carriers
The Carriers contend that its proposed agreements provide an appropriate basis for the selection of forces at each of the three locations. In essence,
it submits that since many of its yardmaster employees are not represented by
RYA or any other labor organization, that the implementing agreements it has
proffered at each location were designed to treat all affected yardmasters,
contract, excepted, and non-contract, in a fair and equitable manner 7/. Here,
the Carriers make reference to non-contract and exempt yardmasters being
equally entitled to protection under
New York Dock as are RYA represented
employees. In particular, Carriers make reference to Article I,
§2
and §4 of
the New York Dock conditions
8/ .
_6/ RYA: A. T. Otto, President; T. W. Goodell, General Chairman, NW; and
J. L. Roy, General Chiarman, SR. NW: J. D. Gereaux, System Director
Labor Relations. SR: T. C. Sheller, Senior Director Labor Relations, et al.
7 / RYA holds representation rights for the class and craft of yardmaster on
the SR, with certain specified positions being excepted from the scope of
the SR-RYA Agreement dated January
30, 1981.
Rule 1(B) recognizes that
positions worked by a General Yardmaster, Terminal Trainmaster or Agent
Terminal Control at certain listed locations, including the first shift at both
Lynchburg, VA, and Winston-Salem, NC. RYA does not hold representation
rights for the class and craft of yardmaster on NW, but does pursuant to
a merger protective agreement dated June
18, 1959
with NW, hold representation rights for such employees on the former Virginian Railway Company.
(ICC F.D. No.
20599,
NW - Virginian, Agreement
6-18-59, §1(c))
_8/
"§2. The rates of pay, rules, working conditions and all collective bargaining and other rights, privileges and benefits (including continuation of
pension rights and benefits) of the railroad's employees under applicable
laws and/or existing collective bargaining agreements or otherwise shall be
preserved unless changed by future collective bargaining agreements or
applicable statutes.
11
The Carriers also cite Article IV of
New York Dock in support of
its
position
that both NZ~V''s non-contract yardmasters and SR's specifically
ex
cepted positions are entitled to equal protection with the RYA represented
yardmasters under the statutory protective conditions imposed by the ICC 9/ .
In this respect, the Carriers contend that both they and the RYA are bound
to negotiate implementing agreements that are no less fair, equitable and protective of the interests of the non-contract and excepted yardmasters as such
agreements are of RYA yardmasters.
The Carriers further maintain that just as the status of the non-contract
yardmasters may not be changed except under the provisions of §2, Ninth of
the Railway Labor Act 10/, their non-represented, non-contract status is likewise preserved and protected under Article I, §2, of
New York Dock.
It is the Carriers' contention that by its actions in this dispute RYA is
seeking to expand its representation rights for yardmasters to the entire NW,
an effort which it states RYA first attempted in 1967 and then abandoned in
_8/ "§4. Mach transaction which may result in a dismisal or displacement of
employees or rearrangement of forces, shall provide for the selection of
forces from all employees involved on a basis accepted as appropriate for
application in the particular case and any assignment of employees made
necessary by the transaction shall be made on the basis of an agreement
or decision under this section 4..."
_9/ "ARTICLE IV. Employees of the railroad who are not represented by a
labor organization shall be afforded substantially the same levels of protection as are afforded to members of labor organizations under these terms
and conditions."
_10/ "Ninth. If any dispute shall
arise among a carrier's employees as to who are
the representatives of such employees designated and authorized in accordance with the requirement of this Act, it shall be the duty of the Mediation
Board, upon request of either party to the dispute, to investigate such dispute and to certify to both parties, in writing, within thirty days after the
receipt of the invocation of its services, the name or names of the individuals or organizations that have been designated and authorized to represent
the employees involved in the dispute, and certify the same to the carrier."
(45 USC § 1203)
It is thus the Carriers' position that RYA's involvement in the transactions
and the negotiation of implementing agreements pursuant to Article I, §4, of
New York Dock is as the representative of certain SR yardmaster employees at
Lynchburg, Winston-Salem, and Norfolk, and of certain NW yardmaster employees
at Portlock Yard, Norfolk.
In terms of the selection of forces in the rearrangement of forces at each
of the three points, the Carriers assert that the proffered agreements would
retain the SR rules and the SR-RYA agreement in their entirety at the coordinated facility at Lynchburg; retain the NW working conditions in their entirety at the coordinated Winston-Salem facility; and, retain the RYA-NW
(Virginian) agreement in its entirety at the coordinated Norfolk facilities, and
leave undisturbed the existing situation with regard to the non-represented,
non-contract y ardmaster employees at the Lamberts Point complex which it submits is not involved in the coordination at Norfolk.
As concerns Lynchburg, the Carriers state that after the coordination,
NW's Kinney Yard will be closed and all work will be performed at Montview
Yard in an SR controlled operation. In this connection, it submits that it
would abolish two NW non-contract yardmaster positions at Kinney Yard, and
anticipates the need for a third shift position to be added to the yardmaster
force at Montview Yard. Under the arrangements and agreement it has proposed, Carrier states
RYA would
retain representation rights to all yardmaster
work at Lynchburg subject to the existing exclusion for an agent terminal
control contained in SR-RYA Agreement
Rule 1(B).
The Carriers portray, in
11/ NMB Case No. R-3975. The services of the National Mediation Board were
invoked by the RYA on August 4, 1967, to investigate and determine who
may represent for the purposes of the Railway Labor Act, as provided by
Section Ninth, thereof, the craft or class of Yardmasters, employees of NW.
During the course of its investigation, the hMB received a letter under
date of September 6, 1968 from RYA withdrawing its application for the
services of NMB in this representation dispute.
summary form, the impact on yardmaster employees at Lynchburg to be as
follows
Proposed
After Coordination
NS (SR-Control)
1 excepted
2 RYA
The Carriers state that while RYA would agree to such conditions at Lynchburg, it has conditioned its proffer upon RYA's acceptance of what it terms
parallel conditions in the proffered agreement at Winston-Salem, to which agreement RYA has voiced its objections.
At Winston-Salem, Carriers state that the SR's Salem Yard is supervised
on the first shift by an agreement exempt general yardmaster and that an RYA
represented yardmaster is assigned to the second shift. It says SR has no
third shift yard operation at Salem Yard. The Carriers also state at present
five NfV non-contract yardmaster employees supervise operations from NW's
North Winston Yard. It is the Carriers' intention that after the coordination,
SR's Salem Yard be retired, the exempt general yardmaster and RYA yardmaster
positions be abolished, and all work be performed at North Winston Yard as an
NW controlled terminal. In summary form, the Carriers show the impact on
yardmaster employees at Winston-Salem to be as follows:
Present Operations
NW SR
2 non-contract 1 excepted
1 RYA
Pr
esent Operations
NW
5 non-contract
SR
1 excepted
1 RYA
Proposed
After Coordination
N S ( NW-Control )
5 non-contract
It is the contention of the Carriers that the proffered agreements recognize
and perpetuate the representation and contract rights on the controlling carrier.
In this connection, it points to Lynchburg as being SR controlled, with RYA
yardmasters continuing to be RYA represented, with the same rules, seniority
rights, etc., as at present, and with the adverse impact being borne by NW
non-contract yardmasters. At the same time, the Carriers would have the
non-contract yardmasters survive at Winston-Salem as NW control, proposing
the adverse impact at Winston-Salem being equally shared by the abolishment
of SR's excepted general yardmaster and SR's RYA yardmaster when SR's
Salem Yard is retired.
The Carriers also point out that if it was to be determined that RYA
yardmasters have some form of equity to yardmaster work within the con
solidated Winston-Salem facility at North Winston Yard, then non-contract
yardmaster employees would have a similar equity to work at the Lynchburg
facility at Montview Yard.
The Carriers have further stated, and the RYA has not denied, that in
rejecting the Carriers' proposal at Winston-Salem, the RYA had demanded that
the RYA yardmaster presently at SR's Salem Yard be guaranteed a yardmaster
position for the period of his protection, whether or not a need for such pos
ition existed. The Carriers assert the RYA demand goes beyond the require
ments of
New York Dock, in that when a protected employee does not stand
for work, yardmaster work in this instance, such employee is required to ex
ercise seniority to his basic (lower) craft so as to be entitled to a displacement
allowance. In support of its position, Carriers direct attention to Article I,§5(a),
of New York Dock 121, and the Decision and Award of arbitrators in two prior
_12/ "§5.
Displacement allowances - (a) So long after a displaced employee's displacement as he is unable, in the normal exercise of his seniority rights
under existing agreements, rules and practices, to obtain a position producing compensation equal to or exceeding the compensation he received
disputes involving other carriers
and RYA 13/. The Carriers submit, and
this arbitrator does find from a review of those Decisions and Awards, that
the issue in dispute was resolved in favor of the carriers, principally, that
for an employee to receive protective allowances, he must first exercise seniority under all applicable rules, agreements, and practices, including a return
to an original craft in which such employee has retained seniority.
Finally, as concerns Norfolk, VA, the Carriers state that when its Norfolk area operations are consolidated as set forth in the application to the ICC,
they will retire SR's Carolina Yard and abolish three RYA yardmaster positions
at that Yard and consolidate operations at NW's Portlock Yard. It would be the
Carriers' intention under their proposed implementing agreement covering this
coordination to dovetail the seniority rights of the present SR-RYA yardmasters
into the NW-RYA Portlock Yard seniority roster under the RYA-NW (former
Virginian) Agreement, with any yardmasters unable to hold a position within
the coordianted facility to be afforded protection under N
ew York Dock. The
Carriers direct particular attention to both its and the ICUs determination
that the Lamberts Point complex with its twenty non-represented, non-contract
yardmaster employees "will not be affected" by the Norfolk coordinations or
transactions. In summary form, the Carriers show the impact on yardmaster
employees at Norfolk to be as follows:
Present Operations
NW SR
4 RYA
3 RYA
Proposed
After Coordination
NS (NW-Control)
4 RYA
12/ §5
(cont'd) "in the position from which he was displaced, he shall, during
his protective period, be paid a monthly displacement allowance equal to
the difference between the monthly compensation received by him in the
position in which he is retained and the average monthly compensation received by him in the position from which he was displaced."
13/ RYA-C&O Ry Co & SCL RR Co, Referee Irwin M. Lieberman,
3-6-81;
and
RYA-Cincinnati & Ohio Ry Co & L&N RR Co, Referee George S. Roukis,
4-10-81. (ICC F.D.
Nos. 28905
(Sub-No.l) and
28905
(Sub-No.l)
The Carriers maintain that its proffered agreement for Norfolk mould permit RYA to retain the RYA-NW (Virginian) Agreement in its entirety at the coordinated Portlock Yard facility. The RYA's rejection of the proffered agreement, Carriers assert, was in disagreement with the coordination proposed by
the Carriers and approved by the ICC in not including Lamberts Point in such
a consolidation. The RYA's position, Carriers aver, is tantamount to a demand
that the Carriers must seek agreement with its employees in planning and defining the extent of a coordination. Such a position, Carriers submit, is in direct
conflict with the clear meaning and intent of
New York Dock, particularly §1
of Article 4 14 / . In further support of its position, Carriers direct attention
to the determinations of the ICC in SOUTHERN RAILWAY COMPANY - PURCHASEKENTUCKY 8, INDIANA TERMINAL RAILROAD COMPANY (F.D. 29690, decided
February 23, 1982), particularly that portion of the ICUs Discussion and Conclusions which states: "It is recognized, however, that a carrier always has the
option to elect not to consummate an authorized transaction if the labor arrangement designated in the arbitration decision is not desired by that Carrier 15/."
Here, Carriers assert that if a carrier may choose not to consummate a coordination contemplated by it and approved by the ICC, it most certainly cannot be
forced to consummate a coordination proposed by a labor organization and against
Carriers' interest and not approved by the ICC.
14/ "4.
Notice and Agreement or Decision - (a) Each railroad contemplating a
transaction which is subject to these conditions and may cause the dismissal
or displacement of any employees, or rearrangement of forces, shall give
at least ninety (90) days written notice of such intended transaction by
posting a notice on bulletin boards convenient to the interested employees
of the railroad and by sending registered mail notice to the representatives
of such interested employees. Such notice shall contain a full and adequate
statement of the proposed changes to be affected by such transaction, including an estimate of the number of employees of each class affected by
the intended changes ...."
15/ Ibid, p 8
The Position of The RYA:
The RYA contends that the Carriers are not really seeking to coordinate
terminals, but is rather attempting to abolish positions under the auspices of
the ICC Finance Docket. Further, that while the Carriers are attempting to
coordinate the entire terminal areas at Lynchburg and Winston-Salem, the Carriers improperly seek to coordinate only two points within the entire configuration of facilities at Norfolk. It is the position of the RYA: "1) Employees
have the right to retain their current working agreement, 2) The coordination
of a Terminal is the coordination of the
entire Terminal, 3) Carrier has entered
into Agreements with other classes and crafts which includes the entire Terminal, and 4) Previous mergers involving this Carrier support the Employees."
Except for stating that the Carriers have not suggested "how the coordination will be implemented concerning yardmasters from the N&W's Kinney
Yard to Southern's Montview Yard at Lynchburg, Virginia," RYA has voiced
no real objections to the Carriers' intentions relative to Lynchburg, since it
is evident RYA would retain representation rights to all yardmaster work at
Lynchburg subject to the existing exclusion for an agent terminal control as
discussed heretofore.
The RYA does, however, take exception to the Carriers' proposals covering Winston-Salem as not permitting yardmaster employees which RYA represents not having the right to retain their current working agreement. It contends
that neither the Carriers nor any other entity can "absolve a scheduled
bargained Agreement, binding between the parties." It submits that to accept
Carriers' proposal at Winston-Salem is tantamount to determining the SR-RYA
Agreement null and void at that location, while permitting non-represented,
non-contract yardmaster employees to supervise the remaining work at Salem
Yard.
The RYA also contends that the Carriers by their actions at Norfolk are
seeking to deprive and strip three yardmaster employees of their Agreement
rights, submitting that at Norfolk, yardmasters on SR have division seniority
which encompasses the entire Eastern Division, including Norfolk.
In support of its position that a carrier cannot eliminate an effective collective bargaining agreement except through negotiation and agreement with a
certified bargaining representative, RYA directs attention to the Decision and
Award of Arbitrator Joseph A. Sickles involving a dispute concerning ICC F.D.
No. 29455,
wherein it was stated 161:
"It may be that an Order which placed all employees under one
set of rules would be a logical step or result in a smoother operation. But, even if the record convinced me of that, said
circumstances would not confer jurisdiction where none existed
otherwise. Moreover, I have been asked here to eliminate an
entire collective bargaining agreement without any actual evidence regarding the practical operation of that agreement.
Within the framework of the limited time available to us, such a
step could hardly be considered to be a true extension of ' collective bargaining' and a valid exercise of interest arbitration.
"In any event, I reject the carriers' invitation to eliminate the
UTU-IT Agreement in toto, and hold that the only alterations
which are proper are those necessary to effectuate the selection
of forces."
As concerns its position that the coordination of a terminal is the coordination of the entire terminal, RYA contends the Carriers may not selectively
determine those points which are to be included and excluded from a terminal
consolidation. In this connection, it asserts that Lamberts Point "is well within
the yard limits of Norfolk Terminal."
The RYA further maintains that since the Carriers have entered into agreements with other represented employees to provide for the coordination of the
16! N&W & IT
RR Co & RYA & UTU,
12-30-81, pp 12,13
entire Norfolk Terminal, the Carriers should likewise be required to coordi
nate the entire Terminal complex with respect to yardmaster employees.
The RYA is not unmindful that the ICC in commenting upon common points
of consolidation had specifically stated with respect to Norfolk: "The Lamberts
Point complex will not be affected." Rather, RYA expresses doubt that ICC
by including such statement had taken into consideration "items concerning
classes and crafts of employees." RYA further contends that such "language
does not give Carrier a license to coordinate only half a Terminal; in fact,
what they [Carriers] advocate to do at Norfolk is not coordination of a fourth
of a Terminal."
And, as concerns RYA's contention that "previous mergers involving this
Carrier support the Employees [RYA]," it cites numerous past consolidations
whereby NW had provided for the coordination of all satellite yards into one
single terminal 17/. In support of its position, RYA also points to the follow
ing excerpt from the Decision and Award of Dr. Jacob Seidenberg as the
arbitrator in a dipsute concerning ICC F.D. No. 29489 18/
"(2) The territory of Conrail RYA Seniority District No. 3 will be
amended to include the entire territory of the Detroit Terminal
Railroad Company and the Detroit Terminal Seniority District will
be abolished. "
The RYA has also directed attention to what it terms "problems" RYA has
had in the past with SR relative to the determination of work to which it was
of the opinion and belief had initially been improperly assigned to other than
RYA represented yardmaster employees. No purpose would here be served by
a review of RYA 's allegations.
17/ Ft. ;;'ayne, IN, St. Louis, NO, Cleveland, OH, Chicago, IL, Toledo, OH,
and Buffalo, NY
18/ RYA & Conrail & Det Terml RR Co, 8-13-81, p 12
At the arbitration hearing , RYA proposed the appropriate basis to allocate
yardmaster forces would be to distribute jobs remaining at the three locations
on an equity basis as between those which are or are to be RYA-represented
as compared with counterparts in an exempt/non-contract status. In anticipation of RYA's proposal, Carriers had prepared, and submitted, a supplemental
brief. This brief summarized the distribution of yardmaster employees as at
present compared with a distribution on both an equity basis and the manner
outlined by Carriers under those agreements which it has proffered for the coordinations at the three locations. The Carriers' comparisons show that on an
eouitv basis, RYA would retain fewer jobs than under the distribution proposed
by the Carriers, which distribution provides RYA a share of positions equal to
what it now represents 19/ .
The Carriers, in response to further RYA representations at the hearing,
submitted a supplemental brief tracing the historical origin of §2, Article I, of
New York Dock, its application to merger, acquisition and control transactions,
and the range of possible interpretations that may be provided such Section 20/.
The Carriers' "Conclusion" in this 16-page supplemental brief reads:
"The conclusion which can best be drawn from e:camination of the
range of possible interpretations of Section2 is that its application
to situations involving consolidations or acquisitions is inherently
limited - because of the nature of such transactions, which necessarily involve more than one carrier. Section 2 was originally developed for application under the Rail Passenger Service Act - where
only
one carrier was involved in a transaction. Even in its original
setting, Section 2 had application in practice only to a subset of the
entire universe of employees protected under the Appendix C-1 conditions. Section 2 was applicable only to those employees who continued in service (or remained furloughed, but available for service)
19/ "When the involved positions [at Norfolk] are added to those at Lynchburg
-' and Winston-Salem, RYA presently represents 9 of 18 involved yardmasters
or 50$. Under an equitable distribution, RYA would retain 5.464 of 12 jobs
or 45.5$. However, under Carriers' proposals, RYA would represent 6 of
the 12 retained yardmasters..." p 3
_20/ Submitted by M. C. Kirchner, Labor Relations Officer, and L. F. Miller, Jr.,
Assistant Director Labor Relations, SR
"in their original crafts and with their original railroad employer.
Thus, the historical experience with Section 2 has been that it is
not a provision of general application to _all employees affected by
a transaction and covered by the protective conditions. Rather,.
the provisions of Section 2 are applicable only to certain approriatelv situated employees. Viewed in this context, Section 2 could
never be expected to adequately dispose of the question of agreement application and preservation in consolidation control, and
acquisition transactions.
"Instead, the parties should rely on the mechanism provided in
Article 1, Section 4 for negotiations to determine questions relating to the rearrangement of forces and the application of the terms
and conditions of the protective arrangement. Any attempt to rely
on Section 2 during such negotiations to resolve questions of agreement application must necessarily be rejected, for the reasons des-
As concerns 1?YA's references to past coordinations whereby NW had provided for a consolidation of all yards in a terminal area, Carriers' rebuttal argument was to the effect that at such terminals as RYA mentioned, Carriers had
wanted to coordinate entire terminal operations; the transactions had nonetheless provided for a rearrangement and reduction of yardmaster forces; and, at
each of the cited locations, RYA represented all yardmaster employees, a fact
not present relative to the three locations here at issue in this dispute.
The Carriers also presented oral rebuttal argument concerning its position
relative to RYA's contention that since agreements had been executed with representatives of other crafts or classes of employees to provide for the coordination
of the entire Norfolk terminal, that Carriers should likewise do the same with
respect to its yardmaster employees. Principally, these arguments concerned
the proposition that the coordinations in these other agreements related to
matters peculiar to that craft or class, switching limits, yard/road assignments,
etc., and most particularly the fact that in each instance the labor organization
involved in the coordination represented all employees of the craft or class.
As previously referenced in this Decision and Award, the ICC, in cor..mentin_ upon common point consolidations covered by Carriers' application.
including those three points involved in this dispute, had given recognition
to the fact that "operations
will
be concentrated at one facility with terminal
and local service under the supervision of one railroad." At the same time,
in determining the Carriers varied proposals to be consistent with the public
interest, the ICC in its Decision related that it had considered the effect of
the oroposed transactions on the interest of Carriers' employees and found that
they would be protected adequately by the minimum level of protection mandated
and described in New York Dock. At page 49 of its Decision, under the section entitled, "Labor", the ICC, as is here pertinent, stated:
"We are recuired by 49 U.S.C. 11347 and 11344(3)(4) to consider
the interests of, and provide n_ rotection for, carrier employees affected by a consolidation. V:e have considered the effect of the
proposed transactions on the interest of carrier employees. We
find that the transaction, with the conditions discussed below, is
consistent with the public interest, insofar as carrier employees
are concerned.
"A^plicants estimate that consolidation will result in a net increase
of 79 jobs on the new s;rstem (The transaction will result in the
creation of 501 jobs, the abolition of 482 jobs and the transfer of
one job.). Position changes arising from operating coordinations
are expected to be implemented during the first six months after
consolidation . . . . .
"We find that the applicants' estimates of employee impact are
reasonable. What dislocations there will be appear to be short
term. It is possible that further displacement may arise as additicnal coordinations occur. 'However, no wholesale disruption
of carriers' work force should occur and the overall disruption
is clearly not unusual in comparison to other rail consolidation
transactions.
"In [
New York Dock], we described the minimum -:~rotecticn to be
afforded those employees affected by a consolidation, absent a
voluntarily negotiated agreement "
- 1
7 -
It i_= a^parent from the above that ICC had rececnizec the proposed
transactions would result in a need for a rearrangement of forces .;.iic- would
include not only the creation. o` r_ew 'cbs, but likewise the abolis-Ment and
transfer of present :ositions. Thus, there a :pears to be no rationale for -_ZYP_
tc here protest that in providing for tie coordination of terminals Carriers will
be abolishing rositions presently occupied by yardmaster employees. It is also
evident from the ICC Decision that it had reconized that the coordination of
terminals was intended to concentrate terminal supervision under Cie control of
one carrier, or w '--at Carriers here refer to as "the controlling carrier" at each
terminal point.
It is also aQF.arent in reviewing the history and intent of
New York Dock
that, contrary to ?YA contentions, consideration cannot be given to a supposed
superiority of rights for represented employees to retain job opportunities to
the detriment of non-represented, non-contract employees of the same job class
or craft. There is actually no specified authority to do so. Rather, it appears
that the selection of forces is to be made from all employees on a basis "accepted
as appropriate" for application "in the particular case," and that employees who
are not represented by a labor organization "shall be afforded substantially the
same levels of protection as afforded to members of labor organizations 211."
Therefore, whether a division of work or job opportunities be accomplished by
voluntary agreement or interest arbitration, it must be accomplished in a responsible manner that is fair and reasonable to all concerned.
In the dispute at issue, Carrier has proposed that this division of work
between RYA-represented yardrnaster employees and non-represented, non-contract
yardmaster employees be accomplished in a manner that would provide for the
211 Ibid, Article IV
- 18 -
creation of one RYA-represented position at Lynchburg, and the abolishment
of a like position at the Salem Yard in ~AJinston-Salem. Carriers' proposal would
provide not only a fair and reasonable distribution of job opportunities in a rearrangement of forces between all yardmaster employees, but it would likewise
facilitate operations being concentrated at each of the two involved facilities
(Lynchburg and Winston-Salem) under the "carier-control" doctrine acproved
by ICC for Carriers common point terminal consolidations.
As stated by the RYA, this arrangement would have the effect of making
its RYA-SR Agreement null and void at Winston-Salem. However, it is to be
recognized that at present RYA holds representation rights only at SR's Salem
Yard, a yard to be retiree under the consolidation transaction. The surviving,
North Winston Yard, is a location at which RYA holds no present representation
rights. Thus, under the proposed rearrangement of forces, while the RYA-SR
Agreement would not be extended to include a location at which it is not the
present representative of yardmaster employees, the RYA-SR Agreement would
continue to remain applicable for yardmaster employees at SR-control locations,
including Lynchburg. At the same time, RYA-NW relationships would continue
to remain applicable at NW-control locations, i.e., the non-representation of
yardmasters at North Winston Yard in the Winston-Salem consolidation, and the
representation of yardmasters at Norfolk in accordance with the RYA-NW (Virginian) Agreement.
This proposed rearrangement of forces and distribution of job opportunities
is not found to be a circumstance similar to that which was addressed by Arbitrator Sickles in his Decision and Award in ICC F.D. No. 29455, the Award
which the RYA cites in support of its contention that it has a right to retain
its current working agreement. This is not a situation wherein one is being
asked to eliminate an entire collective bargaining agreement. Nor is it a
- 19 -
circumstance where actual evidence regarding the practical operation of an ai7 regiment has not been proffered, a situation. evidently found to be present in the
above cited Decision and Award. Moreover, a determination to adopt the proposed selection and rearrangement of forces at Winston-Salem in the manner as
set forth by the Carriers may not be considered harmful to RYA because, to the
extent it desires, it can seek to become the representative of non-represented,
non-contract yardmaster employees at NW-control locations under representation
procedures of the Railway Labor Act.
As concerns RYA arguments relative to terminal areas at Norfolk, evidence
of record is sufficient to support a finding that the Lamberts Point complex is
not to be treated as affected by the common point consolidation approved by ICC
for this location.
For the reasons set forth above, it will be this Arbitrator's Finding that
the first Question at Issue be answered in the afirmative. No reason exists
therefore to respond to the second Question at Issue.
AWARD:
The proposed Agreements (Attachments A-1 througn A-3) are found to provide an appropriate basis for the selection of yardmaster forces in the rearrangement of forces made necessary by the transaction described in ICC F.D. No. 29430
(Sub. No. 1) pertaining to the coordination of facilities at the locations specified
therein, namely, Lynchburg, VA, Winston-Salem, NC, and Norfolk, VA.
Robert E. Peterson, Arbitrator
Briarcliff Manor, NY
May 24, 1982
Agreement NS I RYA
Lynchburg, VA
IMPLEMENTING AGREEMENT
BETWEEN
NORFOLK AND WESTERN RAILWAY COMPANY
SOUTHERN RAILWAY COMPANY
AND THEIR EMPLOYEES REPRESENTED BY
RAILROAD YAROMASTERS OF AMERICA
WHEREAS, Norfolk and Western Railway Company (NW) and
Southern Railway Company (SR) have filed applications with the
Interstate Commerce Commission (ICC) in Finance Docket
No. 29430 and related sub-dockets 1 through 6, pertaining
generally to the acquisition by Norfolk Southern Corporation
(NSC) (formerly NWS Enterprises, Inc.) of control of, and coordination of operations between, Norfolk and Western Railway
Company (NW) and its carrier subsidiaries and of Southern Railway Company (SR) and its consolidated system companies; and,
WHEREAS, the ICC has approved said acquisition by Certifi
cate and Decision decided March 19, 1982, service date
March 25, 1982; and
WHEREAS, as part of that Decision, the ICC approved consolidation of operations at SR's Montview Yard and the retirement of NW's Kinney Yard; and,
CARRIFR'S EMBIT
WHEREAS, the ICC has imposed the employee protective conditions set forth in New York Dock Ry. - Control - Brooklyn
Eastern District, 354 ICC 399 (1978) as modified at 360 ICC 60
(1979) (New York Dock Conditions), in Finance Docket No. 29430
and related sub-dockets 1 through 6; and,
WHEREAS, the parties signatory hereto desire to reach an
implementing agreement satisfying and consistent
with
Article
1, Section 4 of the New York Dock Conditions with respect to
the approved coordination of facilities, operations, and
services at Lynchburg, Virginia;
NOW, THEREFORE, IT IS AGREED, among NW, SR, and the Railroad Yardmasters of America (RYA) as follows:
ARTICLE I
Section 1
Effective upon ten days bulletin board notice at Kinney
Yard (NW) and Montview Yard (SR) (copy to interested General
and Local Chairmen) following ICC approval of applications
filed by Norfolk and Western and Southern Railway in Finance
Docket No. 29430 or as soon thereafter as practicable, selected.
coordinations of operations, facilities and employees shall be
implemented with SR as the controlling Carrier.
Section 2
The notice provided for under Section 1 hereof will list
the positions to be abolished, the names of the regular occupants, hours of assignment and rest days.
Section 3
On the effective date of the coordination, SR rules and
agreements
will
be applicable to the coordinated facility, and
the present NW facility at Lynchburg, Virginia
will
become part
of the SR Eastern Division Seniority District.
ARTICLE II
Where rules, agreements and practices conflict herewith,
the provisions of this Agreement
will
apply.
ARTICLE III
Section 1
This Agreement will become effective at the expiration
of
the notice period set forth in Article I, Section 1 hereof and
constitutes an implementing agreement conforming with the
requirements
of
Article 1, Section 4
of
the New York Dock Conditions imposed by the ICC in Finance Docket 29430 and related
sub-dockets.
Section 2
Anything to the contrary herein notwithstanding the preceding Articles I through II of this Agreement
will
not be applicable to the transactions within the scope of the above stated
ICC Finance Dockets to the extent and during any period: (1)
ICC authority is stayed or rescinded; or (2) NSC, NW, or SR
fail or cease to exercise such ICC authority for any reason.
Signed at Chicago, Illinois this 30th day of March, 1982.
For THE RAILROAD YARDMASTERS For NORFOLK AND WESTERN
OF AMERICA: RAILWAY COMPANY:
General Chairman SR
For SOUTHERN RAILWAY COMPANY:
Attachments
Carrier File: LF-846-YM-Gen.
LF-846-YM-Lynb
Agreement NS 1 RYA
Winston-Salem
IMPLEMENTING AGREEMENT
BETWEEN
NORFOLK AND WESTERN RAILWAY COMPANY
SOUTHERN RAILWAY COMPANY
AND THEIR EMPLOYEES REPRESENTED BY
RAILROAD YARDMASTERS OF AMERICA
WHEREAS, Norfolk and Western Railway Company (NW) and
Southern Railway Company (SR) have filed applications with the
Interstate Commerce Commission (ICC) in Finance Docket No.
29430 and related sub-dockets 1 through 6, pertaining generally
to the acquisition by Norfolk Southern Corporation (NSC)
(formerly NWS Enterprises, Inc.) of control of, and coordination of operations between, Norfolk and Western Railway Company
(NW) and its carrier subsidiaries and of Southern Railway
Company (SR) and its consolidated system companies; and,
WHEREAS, the ICC has approved said acquisition by Certificate and*Decision decided March 19, 1982, service date March
25, 1982; and,
WHEREAS, as part of that Decision, the ICC approved SR's
admission to the NW-Winston-Salem Southbound Railroad Company
facility and SR's consolidation of operations with NW's at
North Winston Yard; and,
CARRIFR'S EMTT A - 2
WHEREAS,
the ICC has imposed the employee protective condi
tions set forth in New York Dock Ry. - Control - Brooklyn
Eastern District, 354 ICC 399 (1978) as modified at 350 ICC 60
(1979) (New York Dock Conditions), in Finance Docket No. 29430
and related sub-dockets 1 through 6; and,
WHEREAS, the parties signatory hereto desire to reach an
implementing agreement satisfying and consistent with Article
1, Section 4 of the New York Dock Conditions with respect to
the approved coordination of facilities, operations, and
services at Winston-Salem, North Carolina;
NOW, THEREFORE, IT IS AGREED, among NW, SR, and the Rail
road Yardmasters of America (RYA) as follows:
ARTICLE I
Section 1
Effective upon ten days bulletin board notice at North
Winston Yard (NW) and Salem Yard (SR) (copy to interested
General and Local Chairmen) following ICC approval of applications filed by Norfolk and Western and Southern Railway in
Finance Docket No. 29430 or as soon thereafter as practicable,
selected coordinations of operations, facilities and employees
shall be implemented with NW as the controlling Carrier.
Section 2
The notice provided for under Section 1 hereof will list
the positions to be abolished, the names and yardmasters'
seniority dates of the regular occupants, hours of assignment
and rest days.
Section 3
On the effective date of the coordination, the present SR
facility at Winston-Salem, North Carolina will become part of
the coordinated (NW) operation at Winston-Salem, subject to the
working conditions in effect at Winston-Salem on the NW.
Section 4
An employee whose position is abolished as a result of a
coordination or an employee displaced as a result thereof will
exercise seniority rights in accordance with applicable rules
and agreements.
ARTICLE II
Where rules, agreements and practices conflict herewith,
the provisions of this Agreement will apply.
ARTICLE III
Section 1
It is understood and agreed that the affected employees are
entitled to the protective conditions and benefits of the New
York Dock Conditions in accordance with its terms which are
attached hereto as Attachment "A" and made a part hereof and
nothing in this Agreement is intended to deny affected
employees the protection conditions or benefits found therein.
Section 2
Each "dismissed employee" shall provide the Carrier with
the following information for the preceding month in which he
is entitled to benefits no later than the tenth day of each
month on a form provided by the Carrier:
(a) The day(s) claimed by such employee under any
unemployment insurance act:
(b) The day(s) each such employee worked in other
employment, the name and address of the
employer and the gross earnings made by the
"dismissed employee" in such other employment.
Section 3
In the event a "dismissed employee" is entitled to unemployment benefits under applicable law but forfeits such unemployment benefits under any unemployment insurance law because
of failure to file for such unemployment benefits (unless prevented from doing so by sickness or other valid causes) for
purposes
of
the application
of
Subsection (c) of Section 6 of
Attachment "A," he shall be considered the same as if he had
filed for, and received, such unemployment benefits.
Section 4
If the "dismissed employee" referred to herein has nothing
to report under this Article account not being entitled to
benefits under any unemployment insurance law and having no
earnings from any other employment, such employee shall submit,
within the time period provided for in Section Z of this
Article III the appropriate form stating "Nothing to Report."
Section 5
The failure of any employee referred to in this Article III
to provide the information required in this Article III shall
result in the withholding of all pra-tective benefits during the
month covered by such information pending Carrier's receipt of
such information from the employee.
Section 6
The dismissal allowance shall cease prior to expiration of
the employee's protective period in event of the employee's
resignation, death, retirement, termination for justifiable
cause, failure to return to service upon recall or failure to
accept a position pursuant to Article I, Section 6(d) of
Attachment "A."
ARTICLE Y
Section 1
This Agreement will become effective at the expiration of
the notice period set forth in Article I, Section 1 hereof and
constitutes an implementing agreement conforming with the
requirements of Article 1, Section 4 of the New York Dock Conditions imposed by the ICC in Finance Docket 29430 and related
sub-dockets.
Section 2
Anything to the contrary herein notwithstanding the preceding Articles I through IV of this Agreement will not be
applicable to the transactions within the scope of the above
stated ICC Finance Dockets to the extent and during any period:
(1) ICC authority is stayed or rescinded; or (2) NSC, NW, or SR
fail or cease to exercise such ICC authority for any reason.
Signed at Chicago, Illinois this 30th day of March, 1982.
For THE RAILROAD YARDMASTERS For NORFOLK AND WESTERN
OF AMERICA: RAILWAY COMPANY:
General Chairman SR
Attachments
Carrier Files: LF-846-YM-Gen.
LF-846-YM-WSal
For SOUTHERN RAILWAY COMPANY:
Agreement NS 1 RYA
Norfolk, VA
IMPLEMENTING AGREEMENT
BETWEEN
NORFOLK AND WESTERN RAILWAY COMPANY
SOUTHERN RAILWAY COMPANY
AND THEIR EMPLOYEES REPRESENTED BY
RAILROAD YARDMASTERS OF AMERICA
WHEREAS, Norfolk and Western Railway Company (NW) and
Southern Railway Company (SR) have filed applications with the
Interstate Commerce Commission (ICC) in Finance Docket No.
29430 and related sub-dockets 1 through 6, pertaining generally
to the acquisition by Norfolk Southern Corporation (NSC)
(formerly NWS Enterprises, Inc.) of control of, and coordination of operations between, Norfolk and Western Railway Company
(NW) and its carrier subsidiaries and of Southern Railway
Company (SR) and its consolidated system companies; and,
WHEREAS, the ICC has approved said acquisition by Certificate and Decision decided March 19, 1982, service date March
25, 1982; and,
WHEREAS, as part of that Decision, the ICC approved the
consolidation of SR and NW operations at NW's Portlock Yard and
the retirement of SR's Carolina Yard; and
WHEREAS, the ICC has imposed the employee protective conditions set forth in New York Dock Ry. - Control - Brooklyn
Eastern District, 354 ICC 399 (1978) as modified at 360 ICC 60
CARRIF_t'S EXHIBIT A
(1979) (New York Dock Conditions), in Finance Docket No. 29430
and related sub-dockets 1 through 6; and,
WHEREAS, the parties signatory hereto desire to reach an
implementing agreement satisfying and consistent with Article
1, Section 4 of the New York Dock Conditions with respect to
the approved coordination of facilities, operations, and
services at Norfolk, Virginia;
NOW, THEREFORE, IT IS AGREED, among NW, SR, and the Rail
road Yardmasters of America (RYA) as follows:
ARTICLE I
Section 1
Effective upon ten days bulletin board notice at Carolina
Yard (SR) and Portlock Yard (NW) (copy to interested General
and Local Chairmen) following ICC approval of applications
filed by Norfolk and Western and Southern Railway in Finance
Docket No. 29430 or as soon thereafter as practicable, selected
coordinations of operations, facilities and employees shall be
implemented with
NW
the controlling carrier.
Section 2
The notice provided for under Section 1 hereof will list
the positions to be abolished, the names and yardmasters'
seniority dates of the regular occupants, hours of assignment
and rest days. A copy of the dovetailed roster
provided for
in
Section 5 hereof will be attached to said notice.
Section 3
On the
effective date
of the coordination, NW rules and
agreements, save protective agreements, will be applicable to
the coordinated facility, and the present SR facility at
Norfolk, Virginia will become part of the NW (Portlock Yard)
Seniority District.
Section 4
An employee whose position is abolished as a
result of
a
coordination or an employee displaced as a
result
thereof and
who is
unable to secure a position in the exercise of seniority
rights within the coordinated facility will be governed by
applicable rules and agreements.
Section 5
The seniority dates of SR employees on rosters for the
coordinated Norfolk terminal will be dovetailed into the
seniority roster for the NW (Portlock Yard) Seniority District
and be removed from the SR Eastern Division seniority roster.
Section 6
(a)
It is
agreed that
the
seniority dates on the NW and SR
seniority rosters in effect on the date of the Order are
accepted as correct.
(b) In the process of dovetailing, if two or more
employees have the same seniority date their names will rank on
the new roster as follows:
(i) If such employees came from the same seniority
roster, their relative standing as between each other shall
remain the same on the roster to which transferred.
(ii) If such employees came from different seniority
rosters, the employee having the longest continuous service
shall be given preferred rank.
ARTICLE II
Where rules, agreements and practices conflict herewith,
the provisions of this Agreement will apply.
ARTICLE III
SR employees placed under the coverage of NW rules and
agreements pursuant to Article I, Section 3 of this agreement,
will be covered by all notices served on NW under Section 6 of
the Railway Labor Act, as amended, the same as if they were NW
employees when said notices were served.
ARTICLE IV
Section 1
It is understood and agreed that the affected employees are
entitled to the protective conditions and benefits of the New
York Dock Conditions in accordance with its terms which are
A
- 3
attached hereto as Attachment "A" and made a part hereof and
nothing in this Agreement is intended to deny affected
employees the protection conditions or benefits found therein.
Section 2
Each "dismissed employee" shall provide the Carrier with
the following information for the preceding month in which he
is entitled to benefits no later than the tenth day of each
month on a form provided by the Carrier:
(a) The day(s) claimed by such employee under any
unemployment insurance act.
(b) The day(s) each such employee worked in-other employ
ment, the name and address of the employer
and the gross earnings made by the "dismissed
employee" in such other employment.
Section 3
In the event a "dismissed employee" is entitled to unemployment benefits under applicable law but forfeits such unemployment benefits under any unemployment insurance law because
of failure to file for such unemployment benefits (unless prevented from doing so by sickness or other valid causes) for
purposes of the application of Subsection (c) of Section 6 of
Attachment "A," he shall be considered the same as if he had
filed for, and received, such unemployment benefits.
Section 4
If the "dismissed employee" referred to herein has nothing
to report under this Article account not being entitled to
benefits under any unemployment insurance law and having no
earnings from any other employment, such employee shall submit,
within the time period provided for in Section 2 of this
Article IV the appropriate form stating "Nothing to Report."
Section 5
The failure of any employee referred to in this Article IV
to provide the information required :in this Article IV shall
result in the withholding of all protective benefits during the
month covered by such information pending Carrier's receipt of
such information from the employee.
Section 6
The dismissal allowance shall cease prior to expiration of
the employee's protective period in event of the employee's
resignation, death, retirement, termination for justifiable
cause, failure to return to service upon recall or failure to
accept a position pursuant to Article I, Section 6(d) of
Attachment "A."
ARTICLE V
Section 1
This Agreement will become effective at the expiration of
the notice period set forth in Article I, Section 1 hereof and
A- 3
constitutes an implementing agreement conforming with the
requirements of Article 1, Section 4 of the New York Dock Conditions imposed by the ICC in Finance Docket 29430 and related
sub-dockets.
Section 2
Anything to the contrary herein notwithstanding the preceding Articles I through IV of this Agreement will not be applicable to the transactions within the scope of the above stated
ICC Finance Dockets to the extent and during any period:
(1) ICC authority is stayed or rescinded; or (2) NSC, NW, or SR
fail or cease to exercise such ICC authority for any reason.
Signed at Chicago, Illinois this 30th day of March, 1982.
For THE RAILROAD YARDMASTERS For NORFOLK AND WESTERN
OF AMERICA: RAILWAY COMPANY:
General Chairman (NW)
General Chairman SR
President
Attachments
Carrier File: LF-846-YM-Gen.
LF-846-YM-Norf.
For SOUTHERN RAILWAY COMPANY: