Before ARBITRATION COMMITTEE appointed pursuant to
Article I, Section 11 of Appendix III, I.C.C. Finance
Docket No. 28250
In the Matter of
UNITED TRANSPORTATION UNION (T)
and
CONSOLIDATED RAIL CORPORATION
Docket No. CRT-906
SUBMITTED ISSUES
0 P I N I 0 N
A N D
A W A R D
1. Is trackman James Poltrack entitled to the benefits
described in the "New York Dock Conditions" as requested on August 16, 1982 due to the abolishment
of his position on August 11, 1982?
2. Is trackman Thomas A. Grant entitled to the benefits
described in the "New York Dock Conditions" as requested on August 17, 1982, due to the abolishment
of his position on August 13, 1982?
3. Is trackman Wayne Ust entitled to the benefits'
described in the "New York Dock Conditions" as requested on December 10, 1982, due to the abolishment
of his position on December 10, 1982?
Is trackman T. M. Roberts entitled to the benefits
described in the "New York Dock Conditions" as requested on December 10, 1982, due to the abolishment of his position on December 10, 1982?
BACKGROUND FACTS
On January 11, 1980, the U. S. Interstate Commerce Commission issued as Finance Docket 29805 a Notice of Exemption
from the requirements of 49 U.S.C. 11343-11347 to the proposed merger of Consolidated Rail Corporation (fttatkM) with
the Raritan River Railroad Company (Raritan), the latter
wholly owned by Conrail at the time. This grant was made
"subject to the conditions imposed for the protection of
employees imposed in New York Dock Ry-Control-Brooklyn
Eastern Dist., 360 I.C.C. 60 (1979), affirmed by slip
opinion of U. S. Court of Appeals for 2nd Circuit, November 7,1979." The latter document provides certain payments to individuals caused to be displaced or dismissed
because of merger. It bears the designation of Finance
Docket No. 28250 and will be referred to herein as New
York Dock Conditions or NYDC. Provisions of this document
which are matefial and pertinent to the instant controversy, are the following:
1. Definitions.-(a) "Transaction" means any action taken
pursuant to authorizations of this Commission on which
these provisions have been imposed.
(b) "Displaced employee" means an employee of the railroad
who, as a result of a transaction is placed in a worse
position with respect to his compensation and rules
governing his working conditions. ,
(c) "Dismissed employee" means an employee of t~:e railroad
who, as a result of a transaction is deprive.'. of employment with the railroad because of the ah~_lition of
his position or the loss thereof as the result of the
exercise of seniority rights by an employee whose position is abolished as a result of a transaction.
Nothing in this Appendix shall be construed as depriving
any employee of any rights or benefits or eliminating
any obligations which such employee may have under any
existing job security or other protective conditions
or arrangements; provided, that. if an employee otherwise is eligible for protection under both this Appendix
and some other job security or other protective conditions or arrangements, he shall elect between the
benefits under this Appendix and similar benefits under
such other arrangement and, for so long as he continues
to receive such benefits under the provisions which he
so elects, he shall not be entitled to the same type of
benefit under the provisions which he does not so elect;
provided further, that the benefits .under this Appendix,
cr any other arrangement, shall be construed to include
the conditions, responsibilities and obligations accompanying such benefits; and, provided further, that after
expiration of the period for which such employee is entitled to protection under the arrangement which he so
elects, he may then be entitled to protection under the
other arrangement for the remainder, if any, of this
protective period under that arrangement
Arbitration of disputes
(e) In the event of any dispute as to whether or not a par
ticular employee was affected by a transaction, it shall
be his obligation to identify the transaction and specify
the pertinent facts of that
transaction relied
upon. It
shall then be the railroad's burden to prove that factors
other than a transaction affected the employee.
The merger of Raritan with Conrail'was effectuated on
April 24, 1980.
CIRCUMSTANCES
It is undisputed that the four above named claimants
were hired by the Raritan River Railroad on various dates
in 1970 to work as trackmen (work consisting primarily of
maintenance and repair of tracks and their component and
connective appurtenances and equipment) and held such positions at the time of the Raritan-Conrail merger on April
24, 1980.
The position of Claimant Poltrack was abolished on
August 11, 1982. He applied for NYDC benefits on August
16, 1982.
The position of Claimant Geant was abolished on August 13, 1982. He applied for NYDC benefits on August 17,
1982.
The position of Claimant Ust was abolished on December 10, 1982. He applied for NYDC benefits on December 10,
1982.
The position
of
Claimant Roberts was abolished on December 10, 1982. He applied for NYDC benefits on December 10,
1982.
Carrier denied Claimants' applications.
POSITIONS OF THE PARTIES
Carrier takes the position that these losses of jobs
were not the direct result of the Raritan-Conrail merger
and that the claims must be rejected because claimants
have not met the burden of proof put on them by Article 1,
Section 11 (e) of NYDC to show that they were adversely affected by a "transaction" as defined in Article 1 (a) of
that document, i.e. "to identify the transaction and
specify the pertinent facts of that transaction relied
upon" (Article 1, Section 11 (e).
In support of its argument, Carrier cites the Award of
an Arbitration Committee chaired by Referee Robert O'Brien
in a controversy under NYDC involving the International
Organization of Masters, Mates and Pilots, and the Chesapeake and Ohio Railway Company (12/29/83). This decision
states, in part:
"it must be shown that there existed a causal nexus
between a 'transaction' and the adverse impact experienced
by employees claiming the protective benefits established
by the New York Dock conditions. Absent such causal nexus,
said employees are not entitled to the benefits provided
by the New York Dock conditions despite the fact that they
may have suffered some loss of earnings, or that their positions were abolished, subsequent to the ICC authorized
'transaction.'"
In Carrier's view, in this case, it is clear from the
record that the claimants have failed 'to prove - or even
allege - that they were adversely affected, with respect to
their employment as the result of the "transaction" which
is the subject of NYDC. It is pointed out by Carrier
that in its on-the-property responses to claimants, Carrier
stated that the loss of the respective jobs "cannot be
deemed as a result of a transaction but merely due to a normal reduction in force as the result of the completion of
programmed work on the former Raritan River property". No
denial of these statemehts or support of such denials were
ever put forward by claimants or their Organization.
Carrier points out that the abolishments in question
took place in August·and December 1982, approximately 2~
years after the merger and asserts that at that time there
had been no integration or coordination of maintenance-ofway work on the Raritan line with Conrail maintenance-of-way work. It maintains that had the Raritan not been
merged with Conrail, these abolishments would have occurred
nevertheless when they did.
Organization maintains that abolishment of these
positions was a direct result of the Raritan-Conrail merger.
This was the causal "transaction"that resulted in the employment by Carrier of Conrail employees with no Raritan
River seniority to work on'former Raritan property. And
it was because those Conrail employees performed said work
that the positions of these four former employees of the
former Raritan River Railroad were abolished.
OPINION
Organization argues that the causal nexus between merger
and the abolishment of the jobs of these four is apparent
from the fact that individuals hitherto having seniority
only on the Conrail trackage, have, at various times since
the
termination of
Claimants, done work-on the former
Raritan trackage which had customarily been performed by
claimants
In the first place,it is not self-evident, that if
these facts were proven they would constitute a showing
that these four jobs were lost in August and December
1982 because of the merger in April 1980.
But this Committee is unable to reach such evaluations
because claimants have not met their burden under NYDC
.of proving either that the events described took place or
that they resulted from the merger "transaction" for
which NYDC establishes benefits.
AWARD
1. Trackman James Poltrack is not entitled to the benefits described in the "New York Dock Conditions" as
requested on August 16, 1982 due to the abolishment
of his position on August 13, 1982.
2. Trackman Thomas A. Grant is not entitled to the ,'
benefits described in the "New York Dock Conditions"
as requested on August 17, 1982, due to the abolishment of. his position on August 13, 1982.
3. Trackman Wayne Ust is not entitled to the benefits
described in the "New York Dock Conditions" as
requested on December 10, 1982, due to the abolishment of his position on December 10, 1982.
4.
(21.
. W. H Y Organization Member
Dated
JAN 1 81985
Trackman T. M. Roberts is not entitled to the benefits described in the "New York Dock Conditions" as
requested on December 10, 1982, due to the abolishment of his position on December 10, 1982.
LOUIS YAGODZ~ Ne tral Member
ROBERT O"NEILL,