Arbitration pursuant to Article I - Section 11 of the
employee protective conditions developed in New York
Dock Ry.-Control-Brooklyn Eastern Dist., 360 I.C.C.
60 (1979) as provided in ICC Finance Docket No. 30,000
PARTIES UNION PACIFIC RAILROAD COMPANY
MISSOURI PACIFIC RAILROAD COMPANY
TO
DISPUTE
AND
UNITED TRANSPORTATION UNION (C&T)
ORGANIZATION'S QUESTION AT ISSUE:
Claim of Brakeman J. M. Albers for protection
under New York Dock account displaced by a
former Missouri Pacific employe.
CARRIER'S QUESTION AT ISSUE:
Was the exercise of seniority by a former Missouri
Pacific employe made pursuant to a transaction,
thereby entitling J. M. Albers to protection under
New York Dock?
BACKGROUND:
a. History of Dispute
CASE N0. 1
DECISION
On October
20, 1982,
the Interstate Commerce Commission (ICC)
served its Decision in Finance Docket No. 30,000 approving the merger of
the Union Pacific Railroad (UP), the Missouri Pacific Railroad (MP) and
the Western Pacific Railroad (WP). The ICC in its Decision imposed
conditions for the protection of employees set forth in New York Dock
Rv. - Control - Brooklyn Eastern District,
350 I.C.C. 60 (1979)
(New
York Dock Conditions).
On February 14, 1983, the UP and MP served notice pursuant to
Article I, Section 4 of the New York Dock Conditions upon the operating
crafts' General Chairmen. Among other things the notice provided that:
The Omaha-Council Bluffs Terminal will become a
single, combined terminal operation controlled by
UP with all work performed under the applicable
UP schedule rules. The present MP yard in Omaha
will be used to the extent necessary and for the
purposes needed in the operation of the combined
terminal. See Attachment "A" for an estimate of
the number of employes of each class affected by
this intended change.
Attachment A to the notice stated that fourteen yardmen, three hostlers,
three firemen and three engineers would be affected.
Further pursuant to Article I, Section 4 the parties entered
into negotiations for an agreement to implement the transactions which
were the subject of the Carrier's notice. However, the parties could not
reach agreement, and they invoked arbitration as provided in Article I,
Section 4 of the Conditions. The arbitrated implementing arrangement
which resulted from that proceeding contained the following provision:
On the effective date of the consolidation
described in Article I(a)(1), above, MP employes on
the Omaha Subdivision, Northern Divljsion will be
given the opportunity to transfer to the UP with
seniority dovetailed into the present UP Nebraska
Division Consolidated Yardmen-Brakemen-Conductors
Seniority Roster, thereby securing yard rights on
the Nebraska Division and road rights on the First
Seniority District. MP employes so transferring
will forfeit all MP seniority.
Because the work of fifteen MP yard positions was transferred to
LT in the consolidated terminal, the arbitrated implementing arrangement
afforded fifteen MP employees the option to follow their work by transferring
to the UP or to accept seapration allowances. Three MP yardmen accepted
separation allowances and twelve elected to transfer.
Although all transferees went to UP yard positions, they also
held road seniority. Seven of these transferees held raod seniority dates
prior to June 23, 1962, the date UP yard employees established road
seniority pursuant to the Dual Rights Agreement.
A dispute arose between the Organization and the Carrier
concerning the seniority dates for UP road service of the twelve MP
employees electing to transfer. The Carrier took the position that the
twelve ?T transferees should be dovetailed onto the LP read seniority
roster in accordance with their ZV road seniority date. The Organization
maintained that the transferees should not be afforded a road seniority
date prior to June 23, 1962. The parties could not resolve the dispute.
They sought an interpretation of the arbitrated implementing arrangement.
The arbitrator sustained the Carrier's position.
When the twelve MP employees actually transferred to the UP the
Carrier offered twelve additional separation allowances to yardmen in the
Omaha-Council Bluffs consolidated yard and to first seniority district
roadmen. Upon transferring the MP yardmen became subject to the UP
collective bargaining agreements, including the Dual Rights Agreement.
Under that agreement yardmen were required to make application for road
positions which were granted on the basis of seniority when the road board
expanded. The twelve MP transferees remained in the UP yard in excess
of thirty days after their transfer, and none took any of the twelve
additional separation allowances. All twelve were taken by UP employees.
When the twelve MP transferees were allowed to exercise seniority
to road positions under applicable agreements MP transferee Don Harrison
was added to the brakemen's board on May 15, 1984. Harrison bumped a UP
employee, D. Holland, for a regular assignment, and Holland in turn bumped
Claimant, another UP employee, from his regular assignment. Claimant was
forced onto the brakemen's extra board on May 15, 1984. His compensation
diminished as a result.
The Organization filed a claim contending that Claimant had been
adversely affected by a transaction in that he was in the chain of bumping
set in motion by the transaction. The Carrier rejected the claim on the
ground that Claimant's displacement was not the result of a transaction.
The dispute remains unresolved, and the parties have placed it before this
Arbitration Committee for final and binding determination.
The hearing on this case was held on April 15, 1986 in Omaha,
Nebraska. The parties filed prehearing submissions, and presented oral
argument at the hearing. The parties agreed to extend the time within
which this Committee must render its award.
b. Parties' Positions
The Organization contends that Claimant was affected by a
transaction because Claimant was forced from a regular position to the
brakemen's extra board as a result of one of the twelve MP transferees
exercising his road seniority. The Organization emphasizes that Claimant
was in the chain of bumping. The Organization maintains that but for
the transaction Claimant would not have been displaced. The Organization
alleges that as a result of Claimant's displacement his earnings have been
diminished.
The Organization argues that the Carrier's unilateral offer of
twelve separation allowances in addition to those provided in the arbitrated
implementing arrangement did not relieve the Carrier's of its burden under
the New York Dock Conditions to provide protection to employees such as
Claimant who were adversely affected by the transaction. Nor, urges the
Organization, does the fact that those twelve separation allowances went to
UP employees and not to the MP transferees. That result, the Organization
contends, was due to the operation of the Dual Rights Agreement which
required the MP transferees, who came to the UP as yardmen, to remain in
the yard until the road board expanded. While the MP transferees were
working in yard service awaiting the opportunity to exercise their seniority
to road positions, the UP employees took the twelve separation allowances
offered by the Carrier. Accordingly, when road vacancies developed and
the MP transferees exercised their seniority Claimant was displaced to
the extra board.
The Carrier argues that the Organization has failed to sustain
its burden of proof under Article I, Section 11(e) of the New York Dock
Conditions providing:
In the event of any dispute as to whether or not a
particular employee was affected by a transaction,
it shall be his obligation to identify the transaction
and specify the pertinent facts of that transaction
relied upon. It shall then be the railroad's burden
to prove that factors other than a transaction affected
the employee.
- 6
The Carrier cites several arbitration awards which it urges stand for the
proposition that in order for an employee to sustain his burden of proof
under Section 11 (e) he must establish a causal nexus between a transaction
and any adverse effect he has suffered such as loss of his position or
decreased compensation. These awards, urges the Carrier, clearly establish
that a showing of adverse effect without the additional showing of the
causal nexus to a transaction is insufficient to meet the burden placed
upon the employee by Section 11(e). The Carrier argues that in the instant
case the Organization has shown adverse effect upon the Claimant in that
Claimant was displaced to the brakemen's extra board which resulted in a
decrease in his compensation. However, contends the Carrier, the Organization has failed to establish the requisite causal nexus between Claimant's
displacement to the brakemen's extra board and a transaction.
While the Carrier acknowledges that Claimant's displacement
resulted from the exercise of seniority by an MP transferee, the Carrier
maintains that such exercise of seniority was pursuant to applicable
UP agreements. The Carrier emphasizes that the MP transferees, upon
transferring, became UP employees subject to the UP agreements. Accordingly,
urges the Carrier, the transaction was completed wher the twelve MP employees
transferred to the UP. The Carrier maintains that any exercise of
seniority by the MP transferees after their transfer was not as a result
of the consolidation of the Omaha-Council Bluffs Terminal, the only transaction to which Claimant has pointed, but as a result of the operation of
UP agreements. The Carrier points out that the Organization's position,
carried to its logical conclusion would mean that each time an MP
transferee exercised his seniority any employee in the chain of bumping
who was displaced or dismissed would receive protection. The Carrier
argues that the New York Dock Conditions were never intended to have such
far reaching effect.
The Carrier contends that by offering the twelve additional
separation allowances it attempted to minimize the displacements and
dismissals which it anticipated would result from the transfer of twelve
MP employees to the UP. However, argues the Carrier, its efforts were
frustrated by the interpretation placed upon the Dual Rights Agreement by
the Organization which required that the twelve MP transferees remain
in UP yard service until road vacancies developed to which they could
exercise their seniority. The Carrier argues that as a result of this
position taken by the Organization the twelve vacancies created by the
additional separation allowances were filled by UP employees. The MP
transferees were forced to remain in yard service until road vacancies
developed. As a result of one such vacancy MP transferee Harrison
exercised his seniority which resulted in Claimant's displacement from a
regular assignment to the extra board. Claimant's displacement, argues
the Carrier, resulted from the exercise of seniority under UP agreements
and not from the consolidation of the Omaha-Council Bluffs Terminal.
FINDINGS:
The threshold question this Committee must resolve is whether
the Organization has sustained its burden of proof required by Article I,
Section 11(e) of the New York Dock Conditions. Clearly the Organization
has identified the transaction. However, it remains to be determined
whether a causal nexus has been established between the consolidation of
the Omaha-Council Bluffs Terminal and Claimant's displacement from a
regular road assignment to the road extra board.
The essence of the Organization's case is that Claimant was in
the chain of bumping initiated when an MP transferee exercised his UP
road seniority. The Organization argues that but for the transaction the
MP transferee would not have been in a position to exercise UP road
seniority which resulted in Claimant's displacement. The essence of the
Carrier's case, on the other hand, is that the effects of the transaction
ended when the MP transferees entered UP yard service and that the exercise
of road seniority thereafter by the MP transferees, including the effects
of bumping upon less senior road employees,resulted from the application
of UP agreements and not from the consolidation of the Omaha-Council Bluffs
Terminal.
We are persuaded on the record before us that the Carrier has
the superior position.
When the MP employees transferred to the UP yard they became
subject to the UP agreements, including the Dual Rights Agreement which
held the MP transferees in yard service for over thirty days and effectively
precluded them from filling any of the vacancies created by the twelve
additional separation allowances. Any adverse effect from the exercise
of seniority by the MP transferees to UP road positions was the result
of the application of UP agreements and not as a result of the consolidation
of the Omaha-Council Bluffs terminal. It is true, as the Organization
urges, that but for the transaction one MP transferee would not have been
in a position to exercise seniority to a road position which resulted in
Claimant's displacement. However, we believe the Carrier's argument is
well taken that, carried to its logical conclusion, the Organization's
position would of necessity mean that any exercise of seniority by an
MP transferee at any time in the future would result in the Carrier being
liable for protection for anyone bumped or furloughed. We read nothing
in the New York Dock Conditions which would persuade us that they were
intended to be applied in such broad fashion.
In the final analysis we must conclude that the Organization
has not met its burden of proof under Article I, Section 11(e) of the
New York Dock Conditions. Accordingly, the claim must fail.
AWARD
Claim denied.
The Carrier's Question at Issue is answered in the negative.
William E. Fredenberger, Jr,/
Chairman and Neutral Member.
11fy
· E. Naro
Carrier Member
DATED :·-.
~'
V W
. L. Thornton
Employee Member