Norfolk and Western Railway Co.
Southern Railway Company
and
American Train Dispatchers Assn.
DECISION AND AWARD
Appearances
For the Carriers Jeffrey S. Berlin, Esquire Richardson, Berlin & Morvillo
William P. Stallsmith, Jr., Esquire Norfolk Southern Corporation
For the Organization
William G. Mahoney, Esquire
Highsaw & Mahoney, P.C.
Pursuant to Article I Section 4, N.Y. Dock II, Conditions - ICC Finance Docket No. 29430 (366 I.C.C. 171) New York Dock II, Sec.4 Arb. Comte.mm.
N&W/SR and ADTA
A22o intment Page 2
On March 19, 1982, the Interstate Commerce Commission (ICC)
approved the application of Norfolk Southern (NS) to obtain
control of the separate railroad systems of Norfolk & Western
(N&W) and Southern Railroad (Southern) under Finance Docket
No
29430 (Sub.-No. 1). Included in the approval order was the
requirement that New York Dock II Conditions apply. On September 12, 1986, pursuant to New York Dock II
Conditions and the ICC order. N&W notified the American Train
Dispatchers Association (ATDA) that it intended to transfer the
work of supervising the locomotive power-distribution and
assignment from the N&W System Operations Center in Roanoke,
Virginia, to Southern's Control Center in Atlanta, Georgia.
Thereafter, the parties engaged in negotiations on October 7, 27,
28, and November 10 and 11, 1986, and were unable to reach
agreement upon an implementing agreement. Unable
agreement upon a neutral referee, on December 4,
requested the National Mediation Board to appoint
by letter dated December 9, 1986, Robert 0. Harris
to sit as the neutral. The Carriers named R. S.
to reach
1986, N&W
a neutral and
was nominated
Spenski,
Assistant Vice President - Labor Relations, as its member of the
panel and the Organization designated H. E. Mullinax. Vice
President, as its member. On May 13, 1987, the neutral and
Carrier members of the panel were informed by R. J. Irvin,
President of the American Train Depatchers Association that due New York Dock II, Sec.4 Arb. Comte.mm.
N&u/SR and ADTA
Page 3
to the unavailability of Vice President Mullinax on the scheduled
date for an executive session of the panel, "I am appointing Mr.
W. C. Mahoney to replace Mr. Mullinax as our member of the
arbitration board." The parties submitted pro-hearing briefs, a hearing
vas
held
on February 26, 1987, in Roanoke, Virginia, and the parties then
submitted post-hearing briefs. The panel has met twice in
executive session and the matter is now ready for decision.
Background
The NEW was itself formed as the result of several mergers
in the 1960's. ATDA had agreements with each of the railroadswhich had merged into N&W. The agreements contained scope
language which stated that the Assistant Chief Train Dispatcher
would "supervise the handling of trains and the distribution of
power and equipment incident thereto; and to perform related
work." Accordingly, the Assistant Chief Train Dispatchers issued
instructions to mechanical department personnel regarding the
number and identity of locomotives to be used on trains
originating at their respective terminals. ATDA did not
represent Train Dispatchers on the original N&W. Following the
merger the N&U "power bureau" assumed responsibility for all of
the merger carriers and the ATDA represented dispatchers were no
longer assigned the work in question. ATDA appealed this
assignment and the Third Division of the National Railroad
New York Dock II,
Sec.4
Arb.
Comte.mrn.
N&U/SR and
ADTA
Page 4
Adjustment Board issued an award which sustained the position of
ATDA. Thereafter, an agreement was reached between NEW and ATDA
that the supervisors who worked out of the power bureau" would
be represented by ATDA. The Southern, which controls its distribution of power out
of Atlanta. utilizes Superintendents of Transportation, who are
nonagreement officers. It has done so for at least 22 years with
such personnel.
Facts
After the merger, Norfolk Southern-determined to consolidate
all of the control functions for the entire system in one
location. Mr. J.R. Martin, Senior Assistant Vice President,
Transportation Planning, of the Southern testified that Atlanta
was chosen and that all of the control functions involved in the
movement of cars and the assignment of costs when other railroads
utilize NS tracks already have been transferred to the control
center there. The only remaining consolidation is the one
involved in this dispute, the assignment of locomotive power.
Mr. Martin indicated that a single control center would effect
efficiencies in the utilization of motive power of about one per
cent. With 2,200 locomotives, this would mean 22 less
locomotives would be needed, a saving of $26 million in capital
investment and a saving of $2 million a year in operating
expenses. This does not include savings in labor cost which New York Dock II, Sec.4 Arb. Coente.mm. Page 5 N&W/S12 and ADTA
would be realized. Mr. Martin further testified that because the two systems were operated separately the accounting functi.ons were carried in the same manner as if they were independent companies and locomotives were only transferred between the railroads in large batches rather than singly. Mr. H. H. Bradley, Assistant Vice President of Transportation of the Southern, testified that he was in charge of the Control Center in Atlanta. He described the joh of Superintendent of Transportation - Locomotive (STL) as follows:
The STL when he comes on duty would discuss with the
off-going STL anything unusual that has occurred during
the prior eight hours of an exceptional type nature.
He would then start pulling up his screens on the CRT
looking at inventories of locomotives at the major hump
yards where the majority of the engines are located.
These are electronic hump yards. They look at the
inventory and see if there is anything unusual. The
STL would know the schedules of the trains for which he
has to provide locomotives.
We have an operating plan over the system, and in a
normal situation the locomotives cyclicly move from one
train to another train to another train and then
complete the cycle. And he would have to look for
exceptions, if he had a mechanical failure. And then
he would have to supply another locomotive.
Then he looks and starts talking with the Chiefs in
addition to a tonnage report he has available to see if
we have any unusual amount of traffic. He looks to see
if there have been any trains annulled that are not to
be operated, that have provided extra power, or there
may be a problem where there is no power at the end of
a normal run, if the train has been canceled.
Looking at these by division, knowing his inventory and
knowing the train schedules, he will actually assign
locomotives by number into the CRT in many cases. But
that is done generally with discussion, with the Shop
Foreman who knows which engines have been serviced,
New York Dock II, Sec.4 Arb. Comte.mm.
N&U/SR and ADTA
which engines are on the fuel rack. He has some of
this conversation to make sure that he minimizes his
switching.
Mr. Bradley further indicated that at the present time the
NS system is operated with two regions -- Northern (NEW) and
Southern (Southern). When consolidation takes place it
will
be
possible to change this system and there is consideration being
given to not only rationalizing the system between North and
South -- they are now generally divided but there are some
anomalies because of the trackage of the two railroads -- but
also to having the system configured into East and West regions
instead. He also indicated that he believes that each of the STL
jobs should be interchangeable and that an individual should be
able to shift from one region to another.
Mr. Bradley noted that- the differences between the STLs and
the System Operations Center (SOC) Supervisors are in the tools
which the STL uses. Because the STL utilizes the CRT, he has the
ability to communicate with other members of the railroad, while
the SOC board is an informational system that is available only
to the people standing in the SOC.
The pay of STL's is about ten percent higher than that of
SOC Supervisors although it cannot be exactly compared because
the benefit packages are different and each STL has his salary
set by his manager. It may be different from any other STL's
salary. New York Dock II, Sec.4 Arb. Comte.Tm.
N&W/SR and ADTA
?age 7
Contentions of the Parties
It is the position of the Organization that it has
represented the SOC Supervisors who perform power distribution
duties on the NEW under an agreement entered into April 1, 1971,
and that the transfer of work involved in this proceeding was not
included within the list of jobs which the merged carrier
intended to "abolish, create or transfer as a result of ICC
approval of its application for joint control" in Finance Docket
No. 29430 (Sub.-No.
1). It is the organization's position that
the transfer of these jobs is not allowable under the ICC order
and that the ICC and this Arbitration Panel have no authority-to
change wages, rules, or working conditions of employees which are
protected by the Railway Labor Act and Section 11347 of the
Interstate Commerce Act
(49 USC
11347). It is the Organization's second contention that even if its
first contention is not agreed to, the ICC "has never claimed for
itself the extraordinary statutory power to eliminate Railway
Labor Act and collective bargaining agreement rights of entire
classes of employees.' It further contends that even if the ICC
has such power, it could only be exercised where necessary to
effectuate a transaction approved by the ICC and this
transaction, the transfer of SOC employees, was never presented
to the Commission for approval. Finally, the Organization contends that this Arbitration
Panel, created under the ICC*'s New York Dock 11 decision, New York Dock II, Sec.4 Arb. Comte.mm.
NEW/SR and ADTA
?age 9
"explicitly commands preservation of Railway Labor Act and
collective bargaining agreement rights. Section 2 of Appendix I
states: The rates of pay, rules, working conditions, and all
collective bargaining and other rights, privileges, and
benefits (including continuation of pension rights and
benefits) of a railroad's employees under applicable
laws and/or existing collective bargaining agreements
or otherwise shall be preserved unless changed by
future collective bargaining agreements or applicable
statutes.
The Organization states that even if one were to assume otherwise
and also assume that the proposed SOC transfer had been presented
to and approved by the ICC, that those assumptions could not be
used as a basis for the elimination of collective bargaining and
Railway Labor Act rights because the continued existence of those
rights does not subject the proposed SOC transfer "to the risk of
nonconsummation as a result of the inability of the parties to
agree on a new collective bargaining agreement" as required by
the ICC decision in the Maine Central decision.
The Carriers contend that the Organization's procedural
arguments are without merit. They state that the Arbitration
Panel has authority under Section 4 of New York Dock II to
fashion an implementing agreement. The Carriers further contend
that the argument regarding Section 2 is without merit since
recent ICC decisions have refuted the Organization's contention
and decisions have been issued by various referees under the
authority contained in the ICC decisions. The Carriers also
contend that the rearrangement of forces which is the subject of New York Dock II, Sec.4 Arb. Comte.mm.
NEW/SR and ADTA
Page 9
this dispute is an appropriate rearrangement under the authority granted the Carriers by the ICC decision allowing their joint control. Finally, the Carriers contend that the Implementing Agreement which they proposed is an appropriate basis for this rearrangement of forces.
Discussion
I
As noted by the organization, this is an unusual
rearrangement of forces since it combines employees who have
chosen to be represented for the purposes of collective
bargaining with other employees who are not so represented.
However, like all other New York Dock cases. the Panel must first
look to its own authority to act.
As noted above, this proceeding is the result of a request
by the Carriers in accordance with the ICC decision which allowed
joint control of the Carriers. In its decision, the ICC (366 ICC
171, 230) stated:
We find that the applicants' estimates of employee impact are reasonable. What dislocations there will be appear to be short term. It is possible that further displacement may arise as additional coordinations occur. However. no wholesale disruption of the carriers' work force should occur and the overall disruption is clearly not unusual in comparison to other rail consolidation transactions. It noted further (366 ICC 171, 231): We find that the minimum statutory protection of New _ New York Dock II, Sec.4 Arb. Comte.mm.
N&W/SR and ADTA
Page 10
York Dock is appropriate for the protection of
applicants' employees affected by this proceeding
without any of the suggested modifications.
The basic questions, then, are whether the type of
consolidation desired by the Carriers was authorized by the ICC
in its decision and if it was, what are the protections afforded
by New York Dock.
The Organization has contended that the consolidation of the
Roanoke SOC with the Atlanta Control Center was not part of the
original submission of the Carriers in whiun they listed the
expected consolidations which would be made if the joint control
was approved by the ICC. The Organization believes that only the
actual consolidations specifically approved by the ICC were
authorized; any other consolidation is outside the scope of the
ICC decision. The language quoted above seems to belie that
contention since it specifically states: "It is possible that
further displacement may arise as additional coordinations
occur." Had the ICC not believed that there would be additional
coordinations, beyond those which had been listed in the
submissions to it, it would not have needed to put that sentence
into its decision. And having put it in, it must have had a
reason -- the general approval of coordinations which would meet
the goal of greater efficiencies upon which the rationale of the
decision was based. At the hearing; testimony was received which
indicates that there will be
a
substantial saving to the combined
carrier through the planned coordination, both in capital costs New York Dock II, Sec.4 Arb. Comte.mm.
N&W/SR and ADTA
since
costs
Page 11
fewer locomotives will be needed and also since operating
of the remaining locomotives may be reduced throubh their
more efficient utilization throughout the entire system. This
Panel concludes that the instant coordination was authorized by
the ICC and that the question before the Panel is the application
of New York Dock standards to that coordination. The central issue in this case is the reconciliation of the
conflict between Sections 2 and 4 of Appendix I to New York Dock.
As noted earlier, Section 2 deals with the right of the employees
to continue to enjoy the protection of the Railway Labor Act and
any agreements which may have been bargained by the collective
bargaining representatives of the affected employees. Section 4,
on the other hand, indicates the method by which a carrier may
give notice of a change in its operations and the method of
resolving disputes which may arise thereafter. This proceeding
results from the application of Section 4, and its authority
derives from that section. Prior to 1981, the question of whether a carrier could,
through a consolidation of forces, effect changes in rates of
pay, rules, or working conditions had never been raised before an
arbitrator in a Section 4 proceeding. Between 1981 and 1983 at
least five arbitrators ruled that the ICC did not desire that
changes of rates of pay, rules, or working conditions, or of
representation under the Railway Labor Act occur through New York Dock II, Sec.4 Arb. Comte.mm.
N&W/SR and ADTA
Page 12
arbitration under Section 4 of the New York Dock conditions. 1/
On August 23, 1985, the ICC in the Maine Central Railroad
Co. case (Finance Docket No. 30532) issued a decision in which it
discussed the interrelationship of the ICC orders in
consolidation cases and the Railway Labor Act. In that decision,
the ICC stated:
In Southern Control, the Commission observed that
section 6 of RLA "would seriously impede mergers,"
it were not for the protections of WJPA that were
essentially incorporated in the Commission's decision.
331 I.C.C. at 171. RLA thus had no independent effect.
Southern Control was the Commission's response to a
Supreme Court directive in Railway Labor Executives'
Association v. U.S., 379 U.S. 199 (1964), that the
Commission clarify the scope of protective conditions
imposed in a certain merger. It may be noted that the
Court's concern was not with the provisions of RLA or
WJPA (except as reflected in the Commission's order),
but with the level of employee protection decreed by
the Commission in its order. It is that order, not RLA
or WJPA, that is to govern employee-management
relations in connection with the approved transaction.
Such a result is essential if transactions approved by
us are not to be subjected to the risk of
nonconsummation as a result of the inability of the
parties to agree on new collective bargaining
agreements effecting changes in working conditions
necessary to implement those transactions. All of our
labor protective conditions provide for zompulsory
binding arbitration to arrive at implementing
agreements if the parties are unable to do so, so that
approved transactions can ultimately be consummated.
Under RLA, however, changes in working conditions are
generally classified as major disputes with the results
that there is no requirement of binding arbitration.
if
1/ N&W. Illinois Terminal RR. Co. and Railroad Yardmasters
of America and UTU (Sickles, 12/10/81); NEW. I11. Term. RR. Co.
and BLE and UTU (Zumas, 2/1/82); NbW. I11. Term. RR. Co. and UTU
(Edwards, 2/11/82); B&0. Newburgh & So. Sh. Rte. Co. and BMWE,
USW (Seidenberg, 8/31/83); BbO. Newb. 6 5. Sh. Ry. Co. and UTU.
BLE (Fredenberger, 9/15/83). New York Dock II, Sec.4 Arb. Comte.mm. NEW/SR and ADTA
See REA Express. Inc. v. B.R.ALC., 459 F.2d 226, 230
(5th Cir. 1972). Since there is no mechanism for
insuring that the parties will arrive at agreement,
there can be no assurance that the approved transaction
will ever be effected. Such a result we believe is
unacceptable and inconsistent with section 11341 of our
act and with Section 7 of the RLA which provides that
arbitration awards thereunder may not diminish or
extinguish any of our powers under the Interstate
Commerce Act.
*/
*/ For the same reason we reject the argument that the provision of our conditions requiring that working conditions not be changed except pursuant to renegotiated collective bargaining agreements reinvigorates the RLA and causes its provisions to supercede the mechanism for resolving disputes associated with negotiating implementing agreements contained in the labor protective conditions we impose on approved transactions. Prior to, at the time of, and subsequent to this ICC decision, various arbitrators ruled that Section 4 effectively superceded the Section 2 protection contained in New York Dock and that new conditions could be imposed pursuant to such a
Section 4 arbitration award. 2/
least two cases arbitrators who had made earlier decisions
regarding the interrelationship between sections 2 and 4 have
Page 13
It should be noted that in at
changed their position.
In the Union Pacific et al. and UTU case, Arbitrator Brown
opens his discussion~of the case with the following:
The jurisdiction of this arbitral committee is derived
from the Interstate Commerce Commission, which derives
2/ N&W. et al, and UTU (Ables, 9/25/85); Union Pacific
R.R. et al, and UTU (Brown, 1/85); C&0. Seaboard System RR, and
Brotherhood of Railway Carmen (Marx, 12/15/84); Union Pacific et
and American Train Dispatchers Association (Fredenberger,
5/27/84); BLE and Union Pacific et al. (Seidenberg, 1/17/85)
New York Dock II, Sec.4 Arb. Comte.mm.
NEW/SR and ADTA
Page 14
its authority from Congress as set forth in Revised
Interstate Commerce Act, 49 U.S.C.A. Secs. 11341(a) and
11347. This committee is a creature of ICC and is
chartered to exercise a measure of the authority of ICC
in order that final and effective resolution may be had
in relation to multi-party disputes which will
assuredly rise when employees compete for job
assignments and union committees contest for troops and
territory.
The authority of this panel is circumscribed not by the
Railway Labor Act, but by the mandate of the Interstate
Commerce Commission, and, subject to the will of the
ICC, we are commissioned to exercise its full authority
to achieve a fair and equitable resolution of the
dispute before us. The ICUs authority in cases such
as that before us is plenary and exclusive.
The panel hearing the instant dispute has exactly the same
authority as that noted by Arbitrator Brown, quoted above.
Whatever may have been the view prior to the ICC decision in the
Maine Central case, it is clear that the ICC believes that its
order supercedes the Railway Labor Act protection. While it did
not state specifically that the inconsistencies between Sections
2 and 4 of New York Dock conditions are to be resolved in favor
of Section 4, that conclusion is inescapable. Furthermore, as a
creature of the ICC, this panel is bound to the ICC view. If
that view is incorrect, it is to the courts, not this panel, that
the Organization must turn for relief from this newly evolved
reconciliation of the conflict between the two sections.
The Organization has raised another point which is worthy of
discussion. It states that the ICC cannot take away the
collective bargaining rights of the employees involved in the
coordination and that the effect of this' coordination is exactly New York Dock II, Sec.4 Arb. Comte.mm.
N&W/SR and ADTA
Page
to do that. This argument bears analysis. It is clear that if the employees who are moved to Atlanta are consolidated with the present Atlanta employees, the present collective bargaining agreement between N&W and ATDA may not be carried along; however, this does not change the rights of individual employees. Nor does it eliminate a class of employees, since that class was never recognized through an election under the auspices of the National Mediation Board. If, as the ATDA claims, the Superintendents of Transportation are employees or subordinate officials within the meaning of the Railway Labor Act, they, as individuals, will have the right to petition the National Mediation Board for the selection of a representative for the purposes of collective bargaining. What is lost by the transfer is the incumbency status of the ATDA, a status arrived at through recognition, not through election. The protections afforded by New York Dock are to individual employees, not to their collective bargaining representatives. Whatever rights the ATDA may have under the Railway Labor Act as an "incumbent" bargaining representative are for determination by the National Mediation Board, not this panel. The NMB has exclusive jurisdiction over representation matters. See the Order by Justice O'Connor (A 716) of April 2, 1987 in Western Airlines. Inc. and Delta Air Lines. Inc, v. International Brotherhood of Teamsters and Air Transport EmRloyees, U:S. (1987). Motion to vacate the stay orders was denied by the full Supreme Court on April 6, 1987. New York Dock II, Sec.4 Arb. Comte.mm.
N&W/SR and ADTA
Page 16
The Carriers offered a proposed implementing agreement on
October 7, 1986. They offered a second proposed implementing
agreement on November 11, 1986, and have submitted the latter as
the agreement to be found appropriate by this panel. The original Carrier agreement indicated that the new
positions created in the SR Control Center would be offered first
to N&W employees currently holding SOC positions in Roanoke.
Those positions not filled would then be offered to other
qualified N&W employees holding SOC seniority. It further
indicated that N&W employees accepting positions would be
relocated at the expense of the Carriers. Finally, it indicated
that an employee who declines an offer of employment in the SR
Control Center may exercise his seniority under applicable rules
and agreements. The second Carrier agreement proposes "NW employees
currently holding SOC positions in Roanoke and other NW employees
holding SOC seniority will, upon request, be given consideration
for employment in the SR Control Center in Atlanta." It will
also encompass all protections afforded by New York Dock
conditions.
The basic difference
in
the two agreements is that the first
agreement gives the first right to the new positions in Atlanta
to SOC employees and the second only allows them to request
consideration for employment. in that city. New York Dock II, Sec.4 Arb. Comte.mm.
;IOW/SR and
ADTA
The Organization offered a proposed implementing agreement
which would have continued the Organization as the representative
of the transferred employees and any employees subsequently hired
or promoted to the SR Control Center. It also contained
provisions regarding the movement of household goods and the sale
of homes of transfered employees This panel may not change the terms of the New York Dock
Conditions. Only the parties may by mutual agreement modify such
conditions. Since the first Carrier proposal, that of October 7,
1986, and the Organization proposal both go beyond the terms of
an implementing agreement set forth in New York Dock, the second
proposed Implementing Agreement of the Carriers, that of November
11, 1986, will
be placed in effect.
Award
The parties shall adhere to the Implementing Agreement as
proposed by the Carriers on November 11,
1986,
subject only to
the following: Within a period of 14 days following the date of this Award,
the parties shall meet to determine if there are any mutually
agreeable revisions of the November 11, 1986, proposal. If no
agreement is reached on any such changes during the above
specified 14-day period, the Implementing Agreement shall be as New York Dock II, Sec.4 Arb. Comte.mm.
N&W/SR and ADTA
proposed by the Carriers on November 11, 1986.
--Le_4 ~__ /"*'
Robert 0. Harris Chairman and Neutral mber
-r-
R S Spenski Carrier Member (Concur
Page 18
L
~ J
W. G ~oney Organization Member ( Ce~s~r~ / Dissent)
ATTAC~DMNT "A"
(revised November 20, 1966)
IMPLEMENTING AGREEMENT
BETWEEN
NORFOLK AND WESTERN RAILWAY COMPA14Y
SOUTHERN RAILWAY COMPANY
AND NORFOLK A14D WESTERN EMPLOYEES
REPRESENTED BY
THE AMERICAN TRAIN DISPATCHERS ASSOCIATION
WHEREAS, Norfolk and Western Railway Company and Southern Railway
Company have filed applications with the Intqrstate Commerce
Commission ("ICC") in Finance Docket No. 29430 and related sub-dockets
1 through 6 ("FD 29430") seeking approval of the acquisition by
Norfolk Southern Corporation ("NSC") (formerly Nw'S Enterprises, Inc.)
of control of Norfolk and Western Railway Company and its carrier
subsidiaries ('Nw") and of Southern Railway Company and its carrier
subsidiaries ("SR") and coordinaton of operations of
NW
and SR; and WHEREAS, the ICC has approved the aforesaid Finance Docket and has
imposed the employee protective conditions set forth in New York Dock
Ry. - Control - Brooklyn Eastern District Terminal, 354 ICC 399
(1978), as modified at 360 ICC 60 (1970) ("New York Dock Conditions"),
therein; and
WHEREAS, the Carriers have served notice on September 15, 1986 of
their intention to coordinate certain
Nw
work per foc^.ed by
iNW
employees in the System Operations Control (SOC) in Roanoke, Virginia
into the SR Control Center in Atlanta, Georgia on or about December
15, 1986; and WHEREAS, the parties signatory hereto desire to reach an
implementing agreement consistent
with
Article I, Section
4 of the New
York Dock Conditions
with
respect to the transaction described in this
agreement:
NOW, THEREFORE, IT IS AGREED, among
NW,
SR, ("Carriers"
American Train Dispatchers Association ("ATDA"), as follows
and the
ARTICLE I Section 1 Effective fifteen (15) days after notice is given to Nv.' employees
in SOC, located in Roanoke, Virginia, with a copy to the General
Chairman, the work performed by N:: employees in SOC shall be
coordinated into the SR Control Center in Atlanta, Georgia, as
described in Attachment 1 to this Agreement.
Section 2 The notice provided for under Section 1 hereof
will
list the
names, seniority dates and cafes of pay of the regular occupants of
the positions in SOC, Roaneke, to be abolished, and the Fcsitions to
be established in the SR Control Center in Atlanta. Section 3 Nothing in this agreement prevents the positions to be establis~-ein the SR Control Center in Atlanta from being established on the same
terms and conditions as apply to other comparable positions in existence
in the SR Control Center prior to the effective date of this Agreement.
Section 4 NW employees currently holding SOC positions in Roanoke and other
NW employees holding SOC seniority
will,
upon request, be given
consideration for employment in the SR Control Center in Atlanta.
ARTICLE II Section 1 Any employee adversely affected by this transaction will be
afforded the protective benefits prescribed by the New York Dock
Conditions.
Section An employee eligible for benefits under the New York Dock
Conditions as a result of this transaction must file a claim therefor
in writing with the officer(s) designated Uy the Carrier(s) within
sixty (60) days following the end of the month for which a claim is
filed on the claim form provided by the Carrier(s).
Section 3
Protective benefits shall cease prior to the expiration of the
employee's protective period
in the event
of the employee's
resignation, death, retirement, termination for justifiable cause, or
failure to return to service upon recall.
ARTICLE III This agreement shall become effective as of the date executed and
constitutes the Implementing Agreement fulfilling the requirements of
Article I, Section 4, stipulated in the New York Dock Conditions.
Where rules, other agreements and practices conflict with this
agreement, the provisions of this agreeent shall apply.
Signed at Roanoke, Virginia this 11th day of November, 1986.
FOR THE AMERICAN TRAIN
DISPATCHERS ASSOCIATION:
General Chairman
Approved:
Vice President
3/T-00871/rss
FOR NORFOLK AND WESTERN RAILWAY
COMPANY
Assistant Vice President Labor Relations
FOR SOUTHERN
RAILWAY COMPANY
Assistant Vice President
Labor Relations
DISSENT OF ORGANIZATION MEMBER
I must dissent from the Decision and Award (Decision) dated
May 19, 1987, which was drafted by the Chairman and Neutral
Member and concurred in by the Carriers' Member. The Decision sanctions the unilateral transfer of work from
Norfolk and Western Railroad SOC Supervisors and Assistant Chief
Dispatchers to non-agreement personnel on the Southern Railway.
The subject work is exclusively reserved to N&W employees under
numerous longstanding agreements between the American Train
Dispatchers Association ("ATDA" or "Organization") and the
railroads which now constitute the N&W system through merger.
N&W
employees' exclusive right to this work was confirmed by the
National Railroad Adjustment Board, Third Division in Award
No.
16556 (ATDA Exhibit No. 1). The transfer of the work creates a
major dispute under the Railway Labor Act. The Decision mischaracterizes the position of the ATDA; it
is replete with factual and legal errors; it renders conclusions
without attempting to justify them; and, it reaches
contradictory conclusions regarding the jurisdiction of the
National Mediation Board, for it usurps that jurisdiction by
stripping from the SOC Supervisors their representation rights
while holding that the National Mediation Board "has exclusive
jurisdiction over representation rights" of the ATDA. Indeed, if this be a valid award, all future arbitrations
under Section 4 of the New York Dock conditions have been
rendered futile for it has laid a foundation upon which the
railroads can erect corporate edifices unburdened by rules of
law or statutory or contractual provisions; all will be
superseded by the "automatic exemption" provisions of Section
11341(a) of the Interstate Commerce Act. On the issue of the employees' representation rights, the
Decision is a gaggle of contradictions and unsupported
conclusions. At page 9 the Decision identifies the SOC
Supervisors as "employees who have chosen to be represented for
the purpose of collective.bargaining". At pages 14 and 15, it
reaches a contrary conclusion in holding that the employees'
loss of their representation rights and their collective
bargaining agreement is no loss at all because their right to
representation "was never recognized through an election under
the auspices of the National Mediation Board." The distinction
between "election" and "recognition" in the latter statement is
itself contradictory of the historical rulings of the National
Mediation Board, including those contained in its very recent
decision in TWA/Ozark Airlines, 14 N.M.B. 215 (April 10, 1987). The Decision first concludes at page 15 that the "present
collective bargaining agreement [sic] between N&W and ATDA may
not be carried along [when the work is transferred to Southern]" but gives no reason for that conclusion 1/; and, then proceeds
to the incredible conclusion, again unsupported, that the
employees' loss of their agreements and their statutory
representation "does not change the rights of the individual
employees." The Decision finally concludes its discussion of
the rights of the N&W employees by saying that those employees
can, in effect, retrieve the rights they did not lose by
petitioning the National Mediation Board for an election after
they get to Southern, provided they can demonstrate the Southern
work is that of "employees or subordinate officials within the
meaning of the Railway Labor Act." (Decision, p. 15.) The same paragraph concludes that the only loss occasioned
by the transfer "is the incumbency status of the ATDA"
(Decision, p. 15) and since that is not protected by New York
Dock it need not be addressed. But if ATDA has any rights as an
"incumbent baragaining representative" they "are for
determination by the National Mediation Board, not this panel."
The Decision, having stripped the N&W employees of their
representation and Railway Labor Act rights, then reaches its
final, incongruous conclusion that with regard to the
organization "the NMB has exclusive jurisdiction over
representation matters." _1 Perhaps no supporting reason is offered because this
conclusion would seem clearly contrary to established law.
BN, Inc. v. ARSA, (7th Cir. 1974) 503 F.2d 58, G3.
The Decision errs in its confusion of the several
contentions of the Organization and its failure to mention
others.
At page
the Decision inaccurately characterizes the
organization's position as follows:
"It further contends that even if the ICC has
such power [to eliminate Railway Labor Act and
collective bargaining agreement rights of entire
classes of employees], it could only be exercised
when necessary to effectuate a transaction
approved by the ICC and this transaction, the
transfer of SOC employees, was never presented to
the Commission for approval."
The position
of the Organization was, and remains:
1. The ICC has no authority, and therefore
a New York Dock arbitrator has no
authority to extinguish the Railway
Labor Act and collective bargaining
agreement rights of employees. (ATDA
Subm., pp. 12-14, 19-21; ATDA Brief, pp.
1, 7, 9-13.)
2. Even if the ICC might have such rights,
it has never claimed the statutory
authority to eliminate the Railway Labor
Act and collective bargaining rights of
entire classes of employees; in this
case the entire class of SOC Supervisors
on the N&W. (ATDA Subm., pp. 17-19, 21;
ATDA Post-Hearing Brief, pp. 1-2, 4.)
3. If such authority existed it could be
exercised only if necessary to carry out
the transaction approved. (ATDA Subm.,
p. 19-20; ATDA Brief, p. 2, 5-6, 6 n3,
7, 14, 17. )
4. The "approved transaction" was fully
consummated or "carried out" when NS
achieved control of N&W and Southern in
1982, therefore, no exemption authority
could now be triggered or activated.
(ATDA Subm., p. 18, 20.)
5.
If the "approved transaction" was not
simply approval of NS control of NEW and
Southern but extended to particular
changes in operations, services or
facilities, the change involving the SOC
Supervisors could not have been
"approved" because it was never
presented to the Commission and, in any
event, the Interstate Commerce Act does
not provide the I.C.C. with jurisdiction
to approve such changes. (ATDA Subm.,
pp. 14-17, 19; ATDA Brief, pp. 2, 4-5.)
6. The Arbitration Panel and the parties
are governed by the orders issued in the
NS Control case which explicitly
preserve the Railway Labor Act and
collective bargaining rights of the
employees in Section 2 of Newt York Dock
and contain no contrary provisions or
later orders from which the Organization
could have appealed. (ATDA Brief, pp.
2,4,8. )
7. Assuming such authority to exist in the
I.C.C. and the arbitrator, such
superseding authority could not be
exercised unless "necessary" to "carry
out the transaction" and the
implementing agreement submitted by ATDA
demonstrated it was not "necessary" to
strip SOC Supervisors of their rights in
order to accomplish the transfer desired
by NS. (ATDA Subm., pp. 19-20, 21-28;
ATDA Brief, pp. 2, 3 nl, 5-6, 6 n3, 7,
14, 14 n7; Transcript of Hearing, pp.
191, 192, 203-204.)
This last argument of ATDA was rejected by the simple device
of ignoring it.
Regarding the elimination of employee rights in the face of
Section 2 of New York Dock which specifically preserves such
rights and in the absence of any language in the orders
governing the NS control case to indicate otherwise, the Decision concludes at page 11 that the "central issue in this case is the reconciliation of the conflict between Sections 2 and 4 of Appendix [sic] I to New York Dock." It then finds, after quoting extensively from the Commission's 1985 Maine Central decision and an arbitration decision reached thereafter, that Section 2 is now wholly meaningless. (See, Decision, p. 14.) The Decision quotes from a 1985 decision of an Arbitrator Brown in which he states that arbitrators under New York Dock "are commissioned to exercise . . .[the] full authority [of the ICC] to achieve a fair and equitable solution of the dispute before us"2/, but then reaches a result which is clearly unfair and inequitable. The Decision justifies this result by engaging in hypertechnical reasoning which defies even a cursory scrutiny. For example, the Decision determines that the employees have lost no rights because their representation on N&W resulted from "recognition, not election" and their "present collective bargaining agreement [sic] [which] . . . may not be carried along," involve rights of the Organization and not the individual employees. Another example is the Decision's conclusion that ATDA's proposed implementing agreement and the first of the two proposals submitted by NS have gone "beyond the terms of the New York Dock Conditions" presumably because they would give "the first right to the new positions in Atlanta to
Emphasis supplied. See also ATDA Brief, pp. 15-19 for
analysis of authorities on "fair and equitable"
requirements. SOC employees". 3/ Therefore, the Decision would impose the
Carriers' second proposed implementing agreement which "only
allows them [SOC Supervisors] to request consideration for
employment in that city [of Atlanta]". (Decision, pp. 16-17.) Article I, Section 4 of New York Dock requires the
"transaction . . . [to] provide for the selection of forces from
all employees involved on a basis accepted as appropriate . . .
and any assignment of employees made necessary by the
transaction shall be made on the basis of an agreement or
decision under this section 4." (Emphasis supplied.) Section 9
of New York Dock requires the carrier to pay the affected
employee's moving expenses. There is nothing in New York Dock,
any decision of the Commission, or any arbitration decision
prior to this one which holds an arbitrator cannot impose a
"fair and equitable" agreement or that he must accept a
provision which violates Section 4 by merely "considering"
employees for work taken from them. (Decision, p. 16.) If one compares the explicit, simple English in which
Sections 4 and 9 are couched with the statements on pages 16 and
17 of the Decision and follows that comparison with a review of
_3 No reason was given as to how the ATDA proposal exceeded New
York Dock limitations.
the entire Decision and the record in this case, one is
compelled to conclude that the Decision has fallen victim to
egregious errors and would visit the bitter consequences of
those errors only upon the NEW employees.
M. G. MA ON Organization Member of bitration Panel