In the Matter of Arbitration
Under New York Dock Conditions. Section 11
Pursuant to ICC Finance Docket No. 32432
Herbert L. Marx, Jr., Chairman and Neutral Member
Kenneth R. Mason, Employee Member
J. H. Burton, Carrier Member
The Carrier and CSX Transportation jointly owned 16 miles of trackage on the Akron Branch in Ohio. While the trackage was predominately utilized by CSXT, the Carrier was responsible for dispatching trains and maintaining the track. On January 31, 1989 a letter of understanding was reached between the two Carriers, providing for CSXT to purchase the Carriers interest in the Akron Branch and to assume responsibility for maintaining the trackage and dispatching trains over the territory.
The Interstate Commerce Commission approved this undertaking in Finance Docket No. 31432, imposing New York Dock labor protection for employees.
Pursuant to Section 4 of New York Dock, an Implementing Agreement was reached on January 30, 1990 between the Carrier and the Organization. On February 6, 1990, CSXT assumed responsibility for the Akron Branch. Under Section 5 (and in one instance, Section 6) of the Implementing Agreement, the Claimants were furnished with test period earnings statements. The Claimants continued to have Akron as their headquarters until September 10, 1990, when their headquarters were transferred to Ravenna. No changes were made in the Claimants' titles or base rate or pay.
There is no question that a transaction, as defined under New York Dock, occurred in that control of the Akron Branch was ceded by the Carrier to CSXT. The result was that work on the Akron Branch was no longer available to Carrier's Maintenance of Way employees. The Organization argues that the earnings of the Claimants, were, at times, diminished not as to base rate but as to total compensation as compared to the Claimants' test period earnings. Based on this, the Organization contends that the Claimants met the qualifying requirements of Section 1 (b) of New York Dock, which reads as follows:
The protection due the Claimants, according to the organization, is provided in Section 5 (a) of Now York Dock, which reads as follows:
So long after a displaced employee's displacement as he is unable, in the normal exercise of seniority rights under existing agreements, rules and practices, to obtain a position producing compensation equal to or exceeding the compensation he received in the position from which he was displaced, he shall, during his protective period, be paid a monthly displacement allowance equal to the difference between the monthly compensation received by him in the position in which he is retained and the average monthly compensation received by him in the position from which he wad displaced.
Thus, the Union contends that the transaction led to placing the Claimants in a "worse position" owing to loss of overtime work on the Akron Branch and that they are entitled to benefits in any month when their compensation is less than that of their test period compensation.
The Carrier contends that no "displacement" occurred in that the Claimants continued in their pre-transaction assignments. Earnings records show no overall diminution after the transaction, although this may vary depending on changes in earning levels depending. on the general availability of work. According to the Carrier, the loss of the Akron Branch represented 20 per cent of available work time, with the remaining 80 per cent unchanged. Earnings may well vary depending not on the loss of the Akron Branch but on changes in the overtime required in the remaining portion of the Claimants' assignments.
In the .Arbitration Committee's view, questions as to the meaning of "position" in Section 1 (b) were properly resolved
in ortatign-Communications International Union and Norfolk. . . the Board concurs with the Organization's interpretation that the word "position" as contained in Section 1 (b) of the New York Dock Conditions connotes status, situation or posture rather than a specific job or assignment. The pervasive arbitral authority cited by the organization supports our determination.
However, where there is no actual removal or transfer from a "a specific job assignment", as here, the Organization bears a considerable burden to show that the Claimants' "status, situation or posture" was "worse" after the transaction. The Organization provided data to show that in the first one or two months following the transaction, monthly earnings for most of the Claimants were less than the test period average, and in two instances this was the case for five months and nine months, respectively.
The Carrier, however, supplies data which tells a different story. In a study of the annual earnings of eight of the nine Claimants (one Claimant having work only portions of the years in question), earnings in 1991 were higher than 1990 (pre-transaction) for five ,of the Claimants and lower for three of the Claimants. In a five-year study of the Claimants' earnings (1987-1991) variations in earnings were common. For example, in 1988 earnings for all claimants were lower than 1987, despite the absence of any applicable transaction.
It may be argued that New York Dock benefits are applicable in any month where compensation does not reach the test period average, and so comparisons of annual earnings or not relevant. The Arbitration Committee understands and accepts this, insofar as it is applicable to employees who have been clearly determined to
be "displaced employees" in a "worse position". But this monthly test does not apply in considering whether employees are determined to be in a "worse position" so as to qualify them for New York Dock in the first place.
It is clear that the Claimants have had a portion of their work territory reduced as a result of the transaction. They did not, however, suffer displacement from their assignments nor reduction in their work week or base pay rate. The only change which can be put forth is an allegation as to overtime opportunity lost as a result of sale of the Akron Branch. But the overall earnings records, before and after the transaction, fail to prove that the Claimants were placed in a "worse" position. Put another way, the Organization offers no convincing proof that overall earnings were affected by loss of the Akron Branch.
As stated in an Award concerning sale of trackage (Brotherhood 21 Maintenance 21 Tay Employes A= = Transiportation. Inc., Neutral Nicholas H. Zumas, March 26, 1990):
//J.~ H. BURTON, Carrier Member
KENNETH ~MA, Employee Member