JAN 09 '9702:10PM HOUSTON OFFICE
IN THE MATTER OF THE
ARBITRATION
BETWEEN
P.2
Jamey V. Nakich
and
EMPLOYEE
Burlington Nattbesa Santa Fe Railroad
EMPLOYER
ARBITRATOR: Christine D. Ver Pfoeg
DATE AND PLACE OF HEARING: Septembor 12.1996
Otfiea of Leonard, Street and Deiaard
St. F&W, Minnasm
DATE OF CLOSE OF RECORD: November S. 1996
DATE OF AWARD: Decannber 6. 1996
ADVOCATES
Wendell Bell
BNSF
777 Main St.
Box 961(130
Pt Worth TX 76161-0030
Aw
the Err
aT
James Roth
Leonard. Strew and Dalnsrd
150 S. ft St..
Sane 2300
Mpi.. MN
ssroa
lames V. Neklch. Grievant
ISSUE:
la latnea Nekich covered by the terms a( the
Nm.Yusk.Dock coedititxu?
JAN 09 '97 02:10PM HOUSTON OFFICE
BACKGROUND
This cane has been brought
by James
Nekich.
who is employed by the
Burlington
Northern Santa Fe Railroad (hereinafter "Carrier..). The dispute which gives rise to this
Arbitration sterna from the Carrier's refuse! to grant Mr. Nokich berxftts provided pursuant
to the
New Yrwk
Jock conditions. Mr. Nekich submits that this refuel violates the tenets
of those conditions; the Carrier submits that it diva am.
The parties agree wt most of the badcgtnund facts pertinent to this arbitration. It is
undisputed that in IM the Carrier hired Mr. Nekich es a Dispatcher, which was a
unionized position to 1991 M was prunaxed to the position of Assistant Chief
Dispatcher. which was a supervisory but still unionivsd position. At approxiatately this
acne time Mr. Nekich applied for. and was approved for. tbnsideratios for participation in
the "This Way Up" program
In May of 1994 the Carrier promoted Mr. Nckich to a new created position. Quality
Coordinator, in the newly created Quality Department. This moved Mr. Nekich from a
union to a non-union position, and in January of 1995 he was advanced an additional pay
grade due to his "superior" performance.
Meanwhile, in raid-1994 senior management of the then separate Burlington
Northern, and Santa Fe Pacific railroads decided to merge. Both railroads filed their
appliestion for this merger with the ICC in October of 1994. which the ICC approved in
August of 1945. In its Attguat 1995 decision the ICC conditioned approval of the merger
on
the Carrier's compliance with "the labor protective conditions am out in
NEW
YarkDock
gy~1.-Anr~k Peeem No
360 I.C.C. 150. 8'49!) (1979). generally known as
the New
York nwif
Conditions:
Article IV of the
Haw York Nxk
Conditions rrada:
Fzapkryees of the nit:oad whir ate aryl represented by a labor organization shall be
afforded substantially the same levels of protection a are afforded to members of
labor urganiiytiaos under these terns and conditions.
The apparent intent of the New-York-Dock Cunditiuns, as determined to subsequent
decisions interpreting its terms. has been to cushion the harsh impact of railmad mergers by
providing special boaefits to railroad employees who are, for own unique reason, not
represented by
a
union. The apparent purpusc of the pnxectuuta
has
been to at least
partially protect employees whose skills arc narrowly specialized within the railroad
industry. This rationale has been expressed as follows:
JAN 09 '97 01:51PM HOUSTON OFFICE
The rationale sari history of the benefits sea that they were to be extended only to
rank and file employees because it was believed that railroad work was so
spocWized and limited that those employees could not easily obtain work in outside
industry If they lost their jobs as a remit of the merger.
In
the
r
d' w.hitrsties
Between H 1
Min-e!r
el
21
e,L (Id.n Parifir RR
(`n _x_,21 (Seidenberg. 1
Despite the literal language of the haw-Yolt
11,4
Cunditiws--which
wnkl
be
road to mean that all railroad road employees not in a union are eligible for the same
benefits
PA
the unionized employoas--subsequent decisions have established that:
...the term "empluyce' was not intended to be applied in a pneric sense, i.e.. all
permas enlpItryW by the railroad, but rather...to mean only those employees and
subordinate o~'-trials who am subject w uninaisAtian, or who perform duties that
generally ate described as being other than administrative. msnageriat professional
a supervisory in nature.
Is 1 Matter
!r wr~lw. e r t"i.~...
a
.I
and Ueinn PJCirt RR
r'n at &I
(Saidenber& IM).
It is against (his backdrop that
in
November of 19951he Carrier wrote to Mr. Nnkich
advising him that it had eliminated the entire Quality Department, including hits position of
Quality Coordinator. In response. Mr. Nekich eltercised his seniority to return to the
positron of Dispatcher. a union positimt. That bid resulted in Mr. Neldch being required to
rslowe to Texas, after living his entire life in Minnesota
The issue currently in dispute is whether Mr. Nekich fell within the terms of the
Nzav York
eectc Conditions. so that the Cutter was obliged to grant him the associated
benefits under those Conditions. The Carrier submits that Mr. Nektcb does not meet the
New Yogi
tests: Mr. Nekich submits that he does.
The parties were unable to resolve their diffcleaces concerning this matter in earlier
discussrons. and have agreed that this dispute is row properly before the arbitrator for
resolution. The parties arid the arbitrator met fur a hearing on this nutter on September 12,
1996. This parties
submitted post-beating briefs as well as additional submissions, the last
of which the Arbitrator received on November 6.
1996.
RELEVANT CONTRACT LANGUAGE
Article IV of the New Ya<k.ntxk Conditions reads:
Ernploywn of the railroad who ate not represented by a lsbur urpnustion shall be
afforded substantially the same levels of proledioo
as are
afforded to members of
labor organiiatinns under the= tortrw And conditions.
JAN 09 '97 01:52PM HOUSTON OFFICE
DISCUSSION AND DECISION
It is undisputed that the ICUs approval of the Carrier's merger
in
the
fall of 1995
was subject to in complying with the
New
YMkClodc ConditioOa. it is also undisputed
that the N&w
York r-eeac
Conditions provide rennin benefits and guarantees to nun-union
employees who an affected by margertelated transactions in the railroad industry. The
question this case raises is w1etha Mr. Nekich, an employee affected by the Carrier's
merger, falls within the coverage of
New,GlkDmk
so that he is eatided to
its
benefits.
To answer this question it has bean neesaary to address the following underlying
questions.
t. ttrhn
lA Covered
rthe
Near
Yod
) rnmAtrinM~
Although
New York t%oolc
could he read literally to aimed benefits to off non4afion
employees. the reasoning and holdiagtt of subsequent decisions intetpmting its terms
persuasively demonstrate that its coverage is not so unlimited. Rather, the
hey
distinction
appears b he whether an unrepreseeted railroad employee has occupied a "labor" tee a
"management" position. The former would
qualify
under the blwYortc 17oclt Couditiuos
while the
lout
would teat.
Although the distinction between "labor" and "management"
a
self evident with
respect to many positions. that is not always trop. In such cases, such as this. "It bas left
to arbitration the cva lira w be drawn between those Categories."
lath-
"s" ~ a t"
Arhitmrinn Between elar<d T Hutting
dt
at y Norfijk A
WnnrP~
1995,
Harris).
Thus. this case requires determining whether Mr. Nekieh's now eliminated position
of Quality Coordinator was more dearly a labor car more clearly a management position.
Titan finding will. in turn. determine his eligibility for coverage under
NEWYME DOW-
In determining whether the QWlty Courdiroux position was
a
labor
or a
management position. I have weighed most heavily the evidence concerning "the level
of
responsibility that is inherent in the position..." Id. This weighing process has inducted
exesidoraboa
of
"the level and the amount of supervisory authority" held by Mr. Nekieh.
as well as his policy malting responsibility. See In the Mauec.pf
tho.Arbitct
,V-jtWjwa=AjA
K.e~" Rv ..,
(19136. O'Brien).
IAN 09 '97 01:52PM HOUSTON OFFICE
2_niA Mr Mwkirh'.
kith et,
Lug.ihililiw.,;ULQUaLiAY,CQQWi",,f
fie
~~.jlutp tw.n.g t~" w~1
fasponi
itilfcs?
In determining that Mr. Nekich's job responsibilities as Quality Coordinator were
more clearly labor than maratgeateet responsibilities. l have been most persuaded by the
following evidence.
AM
it is undisputed, and highly relevant. that
Mr.
Nekich had no authority to
supervise, evaluate, hire or
fire
any other employm. Rather. he appears to have worked
largely under the direction of a higher level manager,
serving
as
a
liaison between the
scheduled and the management employees w identify and facilitate ways in which in
iaspnrve the Carrier's overall levels of perfumiutee. Simply serving as a laison to
atanagement~ and to the Carrier's shippers. did not make Mr. Nekich a manager.
Second, tot qtly did Mr. Nekieb have no supervisory authority over other
employees. he had so authority to other changes in policy to intplermt the methods he
identified for improving quality. Hs was not even invited nor did he attend Division
meetings.
All of this evidence suggests that Mr.
r*kich's job
responsibilities as a Quality
Coordirutor did not rise to the level of a management ptwitioe.
rmrdin.mr cwenmnlw nr bolenra riaMn
·)
In reaching the above fladiag,1 have tux been persuaded by the following evidence:
o. W Nekfeh ntnmtasd a dwa patylsg saember of dke
VW0Jf.
The evidence is
undisputed that Mr. Nekich voluntarily remained a dates paying Union member. apparently
in order to preserve his seniority Maw within the Union. However. the Carrier did not
require Union membership as a condition of his employment a Quality Coordinator.
b. A tutloa organi;tr sqsgerred argasluoR
MW
(Inaliry
toardiratorrs This
ha
alone is nor proof that the Quality Coordinator position wan, in fact, a union-type position.
c. IM'. Mich won /roar to worst. The evidence is undisputed thnt some
management personnel also wore jeans tat work.
d. T7w Carrier did nor
par
J6r Mr. AfeklcA's ehltisg torts upon his move to Temr.
The evidence eamblishes that elaaing costs were not part
of
the relocation package given to
management personnel.
JAN 09 '97 01:53PM HOUSTON OFFICE
a W. Netkh claim that the G'arrler'sfa(lure ro inform him o/nr
rp par
hfrrr ersrabr
benafitt
has bees
rerdlarory. There is rtu evidence to support this daint
AWARD
For the above reasons 1 find thin Mr. Nekicb'a position as a Quality Coordinator
was mote dearly a labor than a enapaiptnent positions.
Tow.
he fdl within the etwenee of
the New Yrrlr Dock Cauliuons and should be given the appropriate beosfits sunder its
tarms. i; wilt stain jurisdiction of thin aortas is the event that the parties cannot aan
coneasnina the impiotnaalatiwt of this award.
Decanbar 6. 1996
Christine D. Ver Plies