BEFORE THE. ARBITRATION COMMITTEE
PURRTANT TO SECTION 9 OF 1.11E
GREAT NORTHERN PACIFIC AND BL~1,7:P?C::':O'1 LINES
HERGER PROTEC71ON AGREE1aid':V'
In the Matter of an Arbitration -
between O'2INION
AND
BURLINGTON
NORTHERN INC. AWARD
and
BROTIIERFOOD 0? MAINTENANCE OF WAY
EMPLO`,-FES
QUESTIONS
AT ISSijE: (1) Is Mr. Lawrence R. Zumwalt entitled to merger protection
pay, under the provisions of the Merger Protection Agreement
ment dated January 28, 1968, subsequent to the abolishment
by Carrier effective January 14, 1974, of his position as
crossing watchman at Tacoma, Washington?
(2) Is Mr. John R. Jarvis entitled to merger protection pay,
under the provisions of the Merger Protection Agreement
dated January 28, 1968, subsequent to the abolishment by
Carrier effective January 14, 1974, of his position as
crossing watchman at or near Seattle, Washington?
(3) Is Mr. Willie H. Williams, Jr., entitled to merger protec
tion pay, under the provision-3 of tha Merger Prot=ction
Agreement dated January 28, 1968, subsequent to the abolish
ment by Carrier effective June 23, 1973, of his position of
crossing watchman at or near Seattle, Washington?
BACKGROUND:
In this case claims have been presented for merger guarantee payments
for each of three crossing watchmen from the former Great Northern Railway whose
jobs were abolished in 1973-74 and Carrier has denied each of the claims on the
property. Pursuant to Section 9 of the controlling Merger Protection Agreement,
the Organization has referred the dispute to this Arbitration Committee for
consideration and determination. The meiw ars designated by the parties selected
Dana E. Eischen, Esq., as Chairman and Neutral Member and the Committee convened
at St. Paul, Minnesota, on July 2, 7.975, to hear the cases. Thereafter the
record was declared.closed and the time limits for issuance of the Committee's
decision were extended by mutual agreement.
The throe claims each seek the same basic relief, are premised on the
same contractual provisions, and flow from essontially similar gravamens. They
were handled separately, but basically in the same manner, by both parties on the
property and the three were presented concurrently before the Committee. There
are some salient distinguishing factual characteristics about the claim of each
Claimant, however, and therefore they are described separately and arriartim
herein.
(1) L, R. Zumwalt: This Claimant began service with the former Great
Northern on March 8, 1950 as a track laborer but underwent an operation for stomach ulcers in 1952 and thereafter worked only as a crossing watchman because of
resultant physical incapacity for trackmen's work. In May, 1973, Zumwalt transferred as crossing watchman from Seattle to Tacoma, Washington, and in September,
1973, Carrier's examining physician, Dr. Edward R. Anderson, certified as follows: "Lawrence Zumwalt only qualified as flagman--not to do section work,"
Subsequently Claimant's position as crossing watchman at Tacoma was abolished
by Carrier effective January 14, 1974.
The record after January 14 becomes somewhat murky and contradictory but
careful analysis of the available evidence convinces us that events transpired as
follows: (a) On or about January 21, 1974, Zumwalt was ordered by Carrier's Assistant Supervisor-Roadway Maintenance, to submit to another examination by Dr.
Anderson, the physician who four months earlier had found him incapable of doing
section work. That medical examiner's report states rather ambiguously that
the employee does meet prescribed standards and recommends that he be retained
-2.
through 1978. Put, an we read it, that report is entirely unclear as to which
position, fla,-ncn or sectionman, Claimant was deemed qualified for. (b) By
telegrari dated Jactuary 28, 1974, Claimant advised the Assistant SuperintendentRoac~wny Mairtcnance and his Supervisor-Roadway Maintenance, of his desire to displac·~ a junior sect~onman at Tacoma. (c) The Supervisor-Roaeway Maintenance
refused to accept Claimant's bump and by letter dated February 4, 1974, notified
the Assistant Superintendent-Roadway Maintenance as follows:
"Mr. Zumwalt was hired by me when I was Genercl Section
Foreman in Seattle, Wanhington, and some time in 1952 Mr. Zumwalt underwent a very serious stomach operation. Later when he
recovered he was assigned as Crossing Flagman at Seattle, Wn.
due to not being able to perform Secticnman's duties and has
been in this capacity up to the abolishment of his position as
Crossing rlagman at 17th & Pacific Ave. in Tacoma, Wn, on
January 15, 1974.
I am attaching a form signed by Dr. E. R. Anderson on September 25, 1973 restricting this man to Flagging work only, not
to do section work.
I personally know this man's history and am confident that
he cannot perform the duties of a sectionman.
It is my recommendation that he be placed on Physical Disability."
(d) Thera#ter, Claimant filed the instant merger protection pay claim which,
failing resolution on the property, has been referred to this Committee.
(2)
J. R. Jarvis: Claimant Jarvis entered service as a laborer with
the Great Northern in 1940 but thereafter became incapacitated due to injury and
since 1949 has worked continuously as a crossing watchman. He was working as
crossing watchman at or near Seattle, Washington, when Carrier abolished his position effective January 14, 1974. Claimant Jarvis was ordered to take a physical
e--ramination and he was declared physically unable to perform sectionman's work
and therefore was not able to exercise his seniority as a sectionman. Jarvis
thereafter submitted his claim for merg<,r ,protection pay which was not resolved
and comes now to our Committee.
(3) W. H. Williams, Jr.: Claimant Williams entered the service of the
former Great Northern as a crossing watchman on February 18, 1969. Williams worked
as a cross ng watchman until April 16, 1973, when he bid on and recsived a sectionman's assignment. However, he failed to pass the physical examination for that
j'ob sad he was removed from it and returned to the crossing watchman's position
May 30, 1973. His position as crossing watchman was abolished effective June 23,
1973. Thereafter, commencing in December, 1973, Claimant filed merger guarantee
pay claims which were denied by Carrier and referred by the Organization to this
Curmittee.
POSITIONS OF THE PARTIES:
The Organization and the Carrier each argue that the clear and express
language of the Merger Protection Agreement supports their respective positions.
The Organization relies on the terms of Section l(b), while the Carrier points to
certain exceptions to 1(b) which are set forth in Section 3(a). Thus the case in
essence reduces to the rather narrow question of whether Section 3(a) applies to
the claims of Zumwalt, Jarvis and Williams.
Carrier specifically contends that each of the three claims is taken out
from under Section 1(b) by the exception in Section 3(a) which states that "an
employee shall not be regarded as deprived of employment or placed in a worse posi
tion ....in case of his... failure to work due to disability." With respect to the
Zumwalt claim, Carrier argued additionally and alternatively that another exception
bars his claim, to wit., ".,.failure to obtain a position available to him in the
eyercise of his seniority rights..." In addition to the foregoing arguments on the
merits, Carrier also urges that Rule 42(the Time Limit on Claims Rule of the collac
tivu bargaining agreement between Carrier and the Organization) applies to these
merger Viarantee claims. Thus, Carrier contends that the Zumwalt and Williams
cases are tuna-bound under Rule 42 and must be dismissed on that basis. Consistent
-4-
with this position, Carrier stipulated that the Jarvis claim was not handled by
local management in a timely fashion under Rule 42 and on this basis and without
conceding any merit to the substantive claim, Carrier offered in August, 1974,
to pay the Jarvis claim for January, 1974, less earnings. The Organization denies
that Rule 42 applies to any of these claims, and consistent with its position on
this point declined the offer of payment for Jarvis which Carrier had premised
on Rule 42, and elected to proceed on the merits.
DISCUSSION:
We turn first to Carrier's assertion that Rule 42 applies in these claims
and bars two of time on timeliness grounds. We dispose of this erroneous position
wt.thout undue ceremony by reference to Award No. 1, Case No. 10 of another Arbitration Committee established pursuant to Section 9 of the Merger Agreement and comprised of the same Carrier and Organization members who serve on
the instant
Committee. In Award No. 1 dated February 26, 1975, the Committee ruled as follows:
'If the Merger Agreement contained no time limits at all,
Carrier's contention about the applicability of Rule 42 of the
Schedule Agreement would have more weight. But where a separate
agreement contains some time limits and not others, the absence
of the others is significant. Section 9 of the Merger Protection
Agreement contains various specifications about when a dispute
ripens for arbitration, when partisan members of an arbitration
committee are to be selected, when a neutral is to be designated
and how, when the committee is to meet, and when it is to render
its award.
"Given such explicit features, did the parties intend that the
initial filing of the claim was to be governed by Rule 427 The Merger
Protection Agreement certainly could have said so if that had been intended,
especially in the light of the experience under the February 7, 1965
Agreement. Yet it would have required no more than a phrase to make
the schedule agreement's time limits obligatory, except with respect
to arbitration. Thus it would be inappropriate to impose unstated
requirements about filing claims, where the parties themselves
neither did so nor clearly showed any intention to apply existing
rules to this special Agreement.
-5-
"Time limits, like all contractual conditions, must be observed
by the parties and by their neutrals. But the predominant view in
labor relations--for understandable reason--is that diqputes should
be decided on their merits unless a clear procedural barrier blocks
the way. None was shown here. Consequently, it is held that. the
grievance was not filed untimely. Even if it had been, it is a
continuing claim and could have been filed at any t'-me, merely with
a limitation on retroactive compensation."
We exprfssly adopt the foregoing findings and hold that Rule 42 is no bar to the
claims before us.
The basic question remaining is whether claimants are entitled to
the protected status of Section 1 (b) or are they excepted therefrom by operation
of Section 3 (a)? Carrier argues that they failed to work due to disability or
failed to obtain a position available to them in the exercise of their seniority
and are thus clearly within the context of Section 3 (a) and thereby not covered
by Section 1 (b). The Organization counters that the disability exception of
3 (a) by its express terms and by necessary implication applies only to a disability
suffered after the Agreement took effect. Moreover, the Organization argues that
because of pre-existent disability the only positions "available" to these claimants
in the exercise of their seniority were those of crossing watchmen which Carrier
abolished.
We have carefully analyzed the positions of the parties and especially
the language of Section 3 (A)4hich is herein at issue. Carrier urges that the
language is clear and unequivocal and we may not legislate new meaning by arbitral
decision. Certainly an arbitrator should not impose a meaning to clear and unambiguous language which is at odds with what the parties have mutually expressed,
since to do so would be to usurp the functions of labor and management at the
bargaining table. But the arbitrator is less likely than one of the parties to
find in written language what one would like to find, rather than what is actually
-6-
there. In our judgment, the language of Section 3 (a) is not so clear and unambiguous as Carrier believes it to be on the central question raised herein, i. e..
whether the disability exception applies retroactively to continuing disabilities
wh(ch predate the effective date of the Merger-Protection Agreement, or whether
that provision applies only to disabilities arising after the effective date.
As we read Section 3 (a) the provision is silent rather than clearly expressive
of the parties' intention on this point.
Where the meaning and intent of the parties is not patent from the agreement language used, we must turn to recognized standards for construing and interpreting contract language. Not uncommonly, definite meaning may be given to ambiguous or doubtful words by construing them in the light of their context. Indeed,
the leading legal authority on contracts and their interpretation, states:
"Noscitur a sociis is an old maxim which summarizes the rule both of language and
of law that the meaning of words may be controlled by those with which they are
associated." Williston Contracts Section 618.
Applying the foregoing principle to the instant case, we find that all
of the exceptions listed in Section 3 (a) are couched in the context of future,
rather than prior, occurrences. In this case, therefore, we find persuasive the
Organization's assertion that the language of Section 3 (a) must make an exception
from the coverage of Section 1 only if the disability were suffered after the
effective date of the Merger Protection Agreement (January 2, 1966). Thus, the
exception clause is not applicable to Claimants Zumwalt and Jarvis whose disabilities occurred respectively 14 and 17 years prior to the effectuation of that
Agreement. Claimant Williame, on the other hand, has a disability dating from
April 1973, over 7 years after the effective date, and therefore falls squarely
within the disability exception listed in Section 3 (a).
We are also compelled to reject Carrier's alternative basis for denial of
the Zumwalt and Jarvis claims, and we hold that Claimants did not fail to obtain
positions available to them in the exercise of their seniority. With respect o
this holding, we found persuasive the Awards of Special Board of Adjustment No.605.
That Board interprets and applies the protective provisions of the February 7, 1365,
National Agreement; Article IV, Section 5 of which bears considerable similarity to
our Section 3(a). Both parties presented us with awards of SBA No. 605 recognizing
that they were instructive, albeit not binding, in our deliberations herein.
As we read Awards 136 and 149 of SBA No. 605 against the background of
the facts and Agreement language before us, we find that the inability of Claimants
Zumwalt and Jarvis to exercise seniority otherwise available to them is because of
their disabilities. We held supra that the disabilities of Zumwalt and Jarvis are
not covered by Section 3(a) and therefore would not directly deprive them of the
coverage of Section 1. We shall not by indirectinn deprive them of that coverage
because of the disability-caused failure to exercise their otherwise available seniority rights. Unfortunately for Williams, however, his disability is covered
under Section 3(a) and his derivative failure to exercise seniority rights does
take him out from under the coverage of Section 1.
In the light of the foregoing, therefore, we are constrained to find
that the claims of Zumwalt and Jarvis are not blocked by Section 3(a). However,
the claim of Mr. Williams is not payable because pursuant to section 3(a) he shall
not be regarded as deprived of employment or placed in a worse position with respect to compensation, rules govezninp
.1rkinp, c,·n.lict..uc~
fa·inge
beneflts
or rights
and prtvilcges perr~ini~.g thereto.
AWAPD
1. The answer to Question No. 1 is Yes.
2. The answer to Question No. 2 is Yes.
3. The answer to Question No. 3 is No.
/s/ Dana E. Eischen
Dana E. Eischen, Chairman
Dated:
Syracuse, New York
1976
/s/ C. L.-Melbergs dissenting to the s/ 0. M-B_ejgeanswers to Questions 0. M. Berge,
C. L. Melberg 1 and 2 Organization Member
Carrier Member
ERRATA
1) The reference to "Great Northern Railway" in the first sentence of the
Background at page 1 should read "Northern Pacific Railway".
2) The reference to "Great
Northern Railway"
in the first sentence of the
second full paragraph at page 2
should
read "Northern Pacific Railway."