NATIONAL MEDIATION BOARD
PUBLIC LAW BOARD NO. 5905
AWARD NO. 44, (Case No. 44)
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYES
DIVISION - HIT RAIL CONFERENCE
vs
GARY RAILWAY COMPANY
William R. Miller, Chairman & Neutral Member
T. W. Kreke, Employee Member
R. J. Mahon, Carrier Member
Hearing Date: July
20, 2011
STATEMENT OF CLAIM: "Claim of the System Committee of the Brotherhood that:
1. The dismissal of Track Foreman Willie J. Carson for his alleged violation
of Maintenance of Way Rules 0.1, 0.3, 0.4, 0.7, 1.12,1.15, 1.47, 1.50, 15.16,
USS Rules 21.6, RWP Rules 25.2 and 25.$ in connection with an incident
that occurred on June 9, 2009 at approximately 1:30 A.M. when Engine 307
struck Truck 416 causing damage to the truck and the adjacent fence at
Track 1H is arbitrary, capricious, excessive and unwarranted (Carrier's
File UM-12-09).
2. As a consequence of the violation in Part I above, Claimant Willie J. Carson
shall now be allowed the remedy prescribed in Rule 57(c)."
FINDINGS:
Public Law Board No. 5905, upon the whole record and all the evidence, finds and holds
that Employee and Carrier are employee and carrier within the meaning of the Railway Labor
Act, as amended; and that the Board has jurisdiction over the dispute herein; and that the parties
to the dispute were given due notice of the hearing thereon and did participate therein.
On June 11,
2009,
Carrier notified Claimant to appear for a formal Investigation on June
19, 2009,
which was mutually postponed until June
22, 2009,
concerning in pertinent part the
following charge:
"...to develop all facts and to determine your responsibility, if any in connection
with the charge that you allegedly violated Maintenance of Way Rules 0.1, 0.3,
0.4, 0.7,1.12,1.15,1.46,1.47,1.50,1.51,1.53,15.16, USS Rules 21.6, 21.20(d),
RWP Rules 25.2 and 25.$. This incident occurred when on June 9, 2009 at about
1:30 a.m., Engine 307 struck Truck 416 causing damage to the truck and the
't
P.L..B. No.
5705
Award No. 44, Case No. 44
Page 2
adjacent fence at Track 1H."
On July 2, 2009, Claimant was notified that he had been found guilty as charged and was
dismissed from service.
It is the position of the Organization that even though the Claimant admitted his
culpability contributed to the June 9, 2009, incident it asserted he was not solely at fault. It
argued that a review of the record reveals that Trainman Leep was not maintaining a vigilant
lookout, but was instead reviewing work instructions while operating the light engine on Track
1 H in a eastbound direction. It further argued that the Claimant made every reasonable attempt
to signal the train to stop short of the men working on the track, however, despite his efforts,
Trainmen Leep did not see the Claimant because he was reviewing work instructions.
Consequently, Leep was unable to stop the light engine short of the Claimant's work location. It
concluded that the Carrier's decision to impose the ultimate discipline of dismissal upon the
Claimant, in light of the mitigating circumstances present here, is arbitrary, capricious, excessive
and unwarranted and because of such it requested that the discipline be set aside and the claim
sustained as presented.
It is the Carrier's position that the Claimant was dismissed for his failure to comply with
various Safety Rules, which included failing to follow proper federally mandated roadway
worker protection rules, failing to utilize positive track protection, fouling live running tracks,
and a conscious disregard for personal employee safety, all of which resulted in a truck/train
collision. It argued that the discipline was appropriate and it closed by asking that the discipline
not be disturbed and the claim remain denied.
The Board has thoroughly reviewed the record and we find no procedural errors occurred
during the Hearing and the handling of the case by either party and the Claimant was afforded
his "due process" Agreement rights, therefore, the case will be resolved on its merits.
The facts indicate the Claimant had just regained his track foreman rights nine days prior
to the instant dispute after having lost them for over a year for disciplinary reasons. On June 9,
2009, at approximately 1:30 a.m. a Maintenance of Way Crew under the supervision of the
Claimant was in the process of repairing strip joints on Track 1H just east of Buchanan Street.
The crew parked their truck No. 416 facing east on the north side I H between the rail and the
U.S. Steel security fence. The truck was parked foul of 1H, approximately two feet from the rail.
It stands un-refuted that the Carrier operates in part inside the U.S. Steel Gary Work facility, and
all railway employees have been trained on, and are subject to U.S. Steel's Railroad Operating
Rules, one of which states in pertinent part:
"When parking, do not allow any part of the vehicle to extend into walkways
or block railroad tracks. Park in designated areas, at least six (6) feet from the
r
P.L.B. No. 5905
Award No. 44, Case No. 44
Page 3
edge of a rail or at least eight and one (8 1/Z) feet from the center line of track."
The record her reveals that because the truck was parked foul of the track the crew
was also improperly working under the Watchman Lookout Procedure for protection using a
Watchman Lookout to stand watch for train or equipment traffic. It was acknowledged during
the Hearing that Claimant should have provided positive track protection, such as locking out the
track, which was the requirement for this particular situation. Testimony at the Hearing further
substantiated that the M of W crew were working on a curve with limited sight distance on a
dark rainy night. On page 81 of the Transcript, the Claimant was questioned about the incident
as follows:
"Q Mr. Carson, you're a qualified track foreman?
A Yes.
Q And you've been trained on roadway worker protection?
A Yes.
Q You also hold a rule book - Maintenance of Way's rule book?
A Yes.
Q Which identify the rules necessary to perform a job safely?
A Yes.
Q The night of this incident, did you comply with roadway worker protection?
A No.
(Underlining Board's emphasis)
The record substantiates that the Claimant admitted he parked the M of W truck No. 41 6
two feet from the track I H, between the track and the U. S. Steel security fence, fouling the track
and directed his crew to perform their work under the improper watchman lookout procedure for
the circumstances and conditions of that night in hopes they would be able to get "in and out"
before other movement transpired on the track. The Organization made a skillful argument in
behalf of the Claimant that Trainman Leep's failure to pay full attention to the track and his
engine°s forward movement was a contributing factor to the subsequent accident and is grounds
for mitigation. However, that colorization of the incident overlooks the fact that the primary
reason for the accident was the Claimant's failure to abide by Carrier Safety Rules when he chose
to foul the track and not secure proper protection. With the Claimant's admission of guilt, it is
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Award No. 44, Case No. 44
PaiYe 4
clear that substantial evidence was adduced at the Investigation that the Carrier met its burden of
proof that the Claimant was guilty as charged.
The only issue remaining is whether the discipline was appropriate. At the time of the
incident the Claimant had ten years of service with six disciplinary notations on his record
including a prior violation regarding track protection and roadway worker protection. The
seriousness of the subject incident with its potential for fatal consequences and/or property
damage cannot be overlooked and has been found to be grounds for dismissal by many arbitral
panels even in those instances of first offense. The Board cannot find that the Carrier erred in its
discipline as it was not arbitrary, excessive or capricious, and it is evident that the Carrier has
exercised progressive discipline before the instant discipline was issued. The discipline will not
be set aside.
AWARD
Claim denied.
William R. Miller, Chairman
R. J ahon, Carrier Member
Award Date:
I/YXY
T.W.Kre
E
loyee Member