NATIONAL MEDIATION BOARD
PUBLIC LAW BOARD NO. 6402
AWARD NO. 164, (Case No. 185)
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYES
DIVISION - HIT RAIL CONFERENCE
vs
UNION PACIFIC RAILROAD COMPANY (Former Missouri Pacific
Railroad Company)
William R. Miller, Chairman & Neutral Member
T. W. Kreke, Employee Member
K. N. Novak, Carrier Member
Hearing Date: February 23, 2011
STATEMENT OF CLAIM: "Claim of the System Committee of the Brotherhood that:
1. The Carrier's discipline (Level 5 Dismissal) of Mr. A. Lawson issued by
letter dated July 27, 2010 in connection with alleged violation of General
Code of Operating Rule 1.6 (Dishonesty) was unjust, capricious, based
upon unproven charges and in violation of the Agreement (System File
UP-521-JF-10/1536832).
2. As a consequence of the Carrier's violation outlined in Part 1 above, Mr.
Lawson shall have all charges dismissed, have the Level 5 discipline
removed from his record and have all other rights guaranteed by Collective
Agreement Rule 21(f)."
FINDINGS:
Public Law Board No. 6402, upon the whole record and all the evidence, finds and holds
that Employee and Carrier are employee and carrier within the meaning of the Railway Labor
Act, as amended; and that the Board has jurisdiction over the dispute herein; and that the parties
to the dispute were given due notice of the hearing thereon and did participate therein.
The record indicates that the Claimant entered the service of the Carrier on February 13,
2006, and on the date of the incident was working as a Trackman.
On June 10, 2010, the Carrier advised Claimant to appear for a formal Investigation on
June 17, 2010, which was postponed until July 20, 2010, concerning in pertinent part the
following charge:
"...to develop the facts and place your responsibility, if any, in connection with
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P.L.B. No. 6402
Award No. 164, Case No. 185
Page 2
you possibly providing false information and misrepresented facts on your
employment application that was of such a nature that the employee would
not have been hired if the Carrier had timely knowledge of its."
On July 27, 2010, Claimant was notified that he had been found guilty as charged and
assessed a Level S and dismissed from service.
It is the position of the Organization that the Carrier erred in holding the Investigation in
"absentia" because neither the Carrier or the Organization had any knowledge as to why he did
not attend and for all they knew he might have been ill or in a automobile accident and on that
basis alone the Investigation should have been postponed. It argued that because the Hearing
was held in absentia the Claimant was denied a fair and impartial Investigation and the discipline
should be rescinded and the Claim sustained as presented.
It is the position of the Carrier that the Claimant was not denied a fair and impartial
Investigation and it did not err in holding the Hearing in absentia. It argued that the Claimant
was given two postponements prior to the Hearing, but elected not to attend. It further argued
that the testimony offered during the Hearing verified that the Claimant was not forthright about
his prior work history and according to it if they had known his employment record it would
have never hired him. It closed by asking that the discipline not be disturbed and the Claim
remain denied.
The Board thoroughly reviewed the transcript and the record of evidence and will first
address the Organization's argument that the Investigation was not fair and impartial because it
was held in "absentia". The record indicates the Claimant chose not to appear at the
Investigation after being given two postponements and he offered no proof that he was ill or had
some other substantive reason which did not allow him to attend the Hearing. The Carrier did
not violate the Claimant's right to a fair and impartial Hearing, in this instance, when it was held
in absentia. It is further noted there is no requirement that an accused must attend their formal
Investigation, but when a charged employee chooses not to attend, he does so at his own
potential peril because he offers no rebuttal or alternative theory or story. See Second Division
Awards 11763, 13217, 13360, 13491, 13924, 13957 and P.L.B. No. 7426, Award No. 11. The
dispute will be resolved on its merits.
Turning to the merits the Board has determined that the record substantiates that during a
Civil Court trial involving the Claimant and the Carrier evidence was discovered during a
deposition taken from the Claimant on May 13, 2010, that he proffered a false work history.
That deposition revealed that he had been asked to resign from the Army and terminated from
Riviana Foods, City of Pearland and City of West University. The record her indicates that
he offered incorrect dates of employment and had listed one employer (University of Houston)
that he had never worked for. Additionally, the Claimant was specifically asked to disclose any
P.L.B. No. 6402
Award No. 164, Case No. 185
Page 3
prior injuries or events that physically affected him. He stated that he had no prior physical
incidents stemming from his prior employment, however, his deposition testimony revealed that
he, in fact, had suffered multiple personal workplace injuries and had made claims against
various employers. Because the Claimant elected not to attend the Investigation the evidence
that was presented by the Carrier, which was substantial, stands un-refuted. It is clear that the
Carrier met its burden of proof that Claimant was guilty as charged.
The only issue remaining is whether the discipline was appropriate. At the time of the
dispute Claimant had a little over four years of service when he committed a serious breach of
Rules, therefore,
the discipline
assessed was in accordance with the Carrier's UPGRADE
Discipline Policy. The Board finds and holds
that
the discipline will not be set aside because it
was not arbitrary, excessive or capricious.
AWARD
Claim denied.
William R. Miller, Chairman
.,
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c.
/K.'N. Nova, Carrier Member
Award Date:
T 'W . Kreke mployee Member