PUBLIC LAW BOARD NO. "T04
AWARD NO. 51, (Case No. 51)
BROTHERHOOD OF MAINTENANCE OF WAY
EMPLOYES DIVISION - HIT RAIL CONFERENCE
vs
BNSF RAILWAY COMPANY
William R. Miller. Chairman & Neutral Member
Samantha Ropers, Carrier Member
David D. Tanner. Labor Member
STATEMENT OF CLAIM:
"Claim of the System Committee of the Brotherhood that:
I. The Carrier violated the Agreement commencing May 3, 2010, when
Claimant, Roy Hosiccn (6595425), was dismissed for being absent from
work for more than five consecutive work days and continuing forward
without proper authority beginning May 3, 2010. The Carrier alleged
violation of MOWOR Rules 1.13 Reporting and Complying with
Instructions
and
Rule 1.15 Duty - Reporting or Absence in accordance
with Appendix I I Letter of Understanding.
2. As a consetlucnce of the violation referred to in part I the Carrier shall
reinstate the Claimant with all seniority, vacation, all rights unimpaired
and pay for all wage loss commencing May 3, 20110, continuing forward
and/or
otherwise made whole."
(Carrier File No. 14-10-0151) (Organization File No. 240-13AI-106.CLM)
FINDINGS:
Public Law Board No. 7048, upon the whole record and all the evidence, finds and holds
that Employee and Carrier arc employee and carrier within the meaning of the Railway Labor
Act, as amended; and that the Board has jurisdiction over the dispute herein; and that the parties
to the dispute have participated in accordance to the Agreement that established the Board.
The facts indicate that on May 14, 20101 Claimant was dismissed purrsuant to the
provisions of Letter of Understanding dated July 13, 1976, (amended January 1, 19134) for being
absent without proper authority for more than five consecutive work days beginning May 3,
2010 and continuing. The Organization protested the Carrier's action and pursuant to Rule 13(at
P.L.B. No. 711411
Award No. 51, Case No. 1
Page 2
Appendix No. I I it requested a formal Investigation. The Investigation was convened on June
18, 2010, concerning in pertinent part the following charge:
"...for the purpose of ascertaining the facts
and
determining your responsibility,
if any, in connection with your alleged absence from work for more than five (5)
consecutive work
days
without the proper authority beginning May 3, 20111 and
continuing.
This investigation will determine possible violation of MOWOR 1.13 Reporting
and Complying with Instructions and MOWUR 1.15 Duty - Reporting or Absence.
You are ineligible for Alternative Handling."
On July 9, 2010, Claimant was notified that he had been found guilty as charged and his
dismissal remained intact.
It is the Organization's position that the Carrier erred in dismissing the Claimant. It
argued that the Claimant was denied a fair and impartial Hearing because it was held in absentia,
It asserted that it requested the Investigation moved from Fresno, California, to Flagstaff,
Arizona, because it would be an immense hardship upon the Claimant to attend as he would have
five young children in tow. It pointed cut that the difference between the two locations and the
Claimant's home resulted in a round trip journey of 1500 miles versus 300 miles. It argued that
request was summarily denied and because of that Claimant was not able to attend the Hearing
which was then held absentia. It additionally argued there were other procedural errors and on
that basis alone the discipline should be set aside.
On the merits the Organization argued that the facts substantiate that the Claimant called
his supervising Roadmaster, P. I-Ieusler on May 2, 2010, to inform him that due to a family
emergency he would not be at work on May 3rd. The family emergency was due to the arrest of
Claimant's wife and eldest daughter who were incarcerated which forced the Claimant into a role
of` primary care giver for his other five children ranging in ages 5 to 12. According to the
Oranization the Claimant did the only thing he could do and that urns stay home with his
children as he had no other family support system. It also argued that when the Claimant
realized that his seniority was in jeopardy he contacted the Organization which in turn filed a
request for a Leave of Absence and/car Hardship Transfer (to allow him to work a jab closer to
home). It argued there was no reason why the instant request could not have been granted. It
concluded by requesting that the dismissal be rescinded and the claim be sustained as presented.
It is the poition of the Carrier that Claimant was absent without authority fear more than
five days in violation of Appendix I I
a
Letter of Understanding dated July 13, 1976, and
according try the Carrier, it provided sufficient evidence during the Investigation to support its
P. L.B. No. ?048
Award No. 51, Case No. 51
Page 3
charges against the Claimant. It argued that the record substantiates that the Claimant called in
May 2, 2(110, to tell his superior that he could not come tea work because of a family emergency;
however, he was informed at that point that his absence would not be excused. His Raadmastcr
P. Heusler was explicit when he told the Claimant during the call that due tea his numerous
absences he would not be granted authority to be absent can May 3, 2(110, and following that
initial call Claimant did neat show fear work and he did not keep the Carrier apprised of his
situation as to when he would return to work. It further argued that the Carrier did not violate the
Claimant's rights when it would neat change the location of the Hearing and held the Investigation
in absentia as it had previously allowed a postponement giving the Claimant an additional two
weeks tea arrange fear attendance. It asserted it had no further obligation to provide another
postponement as it is well established that the Carrier does not have to postpone Hearings when
the charged employee is in jail thus it is reasonable to conclude it has no obligation tea postpone a
I-fearing when a charged employee's wife is in jail. It closed by stating that the discipline was
reasonable and it asked that it not be disturbed.
The Board thoroughly reviewed the transcript and the record of evidence and has
determined that the dies Agreement allows for the Carrier tea exercise discipline prior tea a
formal Investigation being held. In this instance discipline was exercised and the Organization
requested a formal Investigation pursuant tea Rule l3(a) the Discipline Rule and Appendix No. I I
which was convened in accordance with those Rules.
The Organization disputed the fairness oaf the Hearing can the grounds that the Carrier
would not change its location from Fresno, California, tea Flagstaff, Arizona, which prevented the
Claimant's attendance as it placed an unnecessary burden upon him. It further argued that error
was compounded by the fact that the Investigation was then held in absentia. The Carrier
countered by arguing that it granted one postponement and it was neat required to grant a second
postponement because the C'laimant's wife was incarcerated car a change in location. The Carrier
is correct when it argued that it is not required to grant a postponement when a charged
employee is incarcerated, but the request in this instance was because the Claimant had no cane tea
care fear his children account of his spouse's unavailability. The Organization requested a charge
in venue tea accommodate his attendance at the Hearing as he was acting as the primary care
giver tar five children less than 12 years of age. It argued that the change would have allowed
his attendance and because that change was neat made the Claimant was unable, tea attend. On the
surface, that argument of equitable treatment is neat without some merit, however, in this instance
the facts indicate that the parties agreed to a postponement which changed the Hearing from June
3 tea June 1 8, 2010, giving the Claimant an additional two weeks tea arrange to attend his Hearing.
Examination of Rule 13 - Discipline, which controls the procedural handling of Investigations
reveals there is no requirement tea make a change in venue. Therefore, the Hoard has determined
that when that request was denied the Carrier was within its rights and it did neat violate the
Claimant's right tea a fair and impartial Hearing, in this instance, when it was held in absentia.
P.L.B. No. ?0:t8
Award No. 1, Case No. 51
Page 4
With respect to any other procedural arguments there, is no showing that the Claimant was denied
his Agreement "due process" rights.
I-laving determined that there were no procedural violations in the handling of this case
the Board turns its attention tea the merits. The facts indicate that the Claimant called his
immediate supervisor, Roadmaster P. Heusler on May 2. 2010? and requested time off account of
a family emergency which was denied. At the Hearing Heusler testified on pages 7 - 8 of the
Transcript as follows:
"Q At any time during the 6 days did Mr. lJosteen attempt to contact you, to
explain his whereabouts".'
A Mr. Hosteen contacted me late in the evening; of May 2, informing me that
he would not be into work on Monday; based on previous habitual absenteeism
he was not I informed him that he was not authorized in this work, he said
he didn't have any choice, that he had a family emergency, and at that time 1,
I told him I reiterated that he was not, still not authorized based on his poor
attendance in the past and our previous counseling sessions, however to keep
me informed, acid, and apprised of the situation and let me know when he would
be arriving,, that was the last time I spoke with Mr. Hosteen in the month of
Q Okay, so on May 2, you, you spoke of Mr. Hosteen and told him he was not
authorized to miss work, correct'
A That is correct.
Q Okay, but on May 3, he did not show up and you said he was going for more
than, well 6 consecutive working days, correct?
A Yes,, yes he still has not returned to work for more, or returned to work,
however, on May 17 1 believe it was, he was formally dismissed from the
company for absent without leave."
(Underlining Board's emphasis)
Despite the excellent representation afforded try the Organization to the Claimant it could not
overcome the fact that the. Claimant was told lie was not granted time off. Review of the above
testimony, also indicates that Supervisor l leusler recognized that the Claimant was not going to
show up for work an May 3rd and some additional time to follow as he sifcally instructed
the Claimant try keep hire apprised of his situation. From the date of that conversation 15 days
passed before the Carrier dismissed the Claimant and during that time the Claimant did not
P.L.1i. No. 7048
Award No. 51, Case No. 51
Page 5
advise the Carrier as to what was going on and when he intended to return to service. near did he
request a formal Leave of Absence. The Board finds that all of the Claimant's absences
beginning May 3, 2010, and continuing until his dismissal were not authorized. It is clear that
substantial evidence was adduced at the Investigation that the Carrier met its burden of proof that
Claimant was guilty as charged.
The only issue remaining is whether the discipline assessed was appropriate. At the time
of the incident the Claimant had 30 plus years of service with a discipline record that included a
demerit notation in 1 990. a formal reprimand in 2004 and a record 30 day suspension in
November, 2009, for failure to report for duty on two dates. That record further verifies that
during those 30 plus years Claimant had cane minor on the job injury with no lass of time. The
evidence also substantiates that the Claimant had an extremely unusual reason far requesting
time aft' work, namely that he was entrusted with the sole care of five young children due to the
unexpected incarceration of his spouse. The Board does neat excuse the Claimant's subsequent
actions and we admonish him for not keeping the Carrier advised as to his situation, but despite
that failure we recognize that because of the very unique circumstances of this dispute and a
generally food work record there is reason for mitigation of the discipline on a non-precedential
basis. Supervisor Heusler perhaps said it best when questioned about the Claimant's
responsibility at the time of the incident to provide care for his children when he testified on
page 15 of the Transcript as follos: "'That would definitely be the primary responsibility,
that's what I would encourage." The Board finds and holds that the discipline was excessive
and is reduced to a lengthy suspension which is progressive and corrective in nature and in
accordance with the spirit of the Carrier's Policy for Employee Performance Accountability
(PRPA) wherein under Paragraph (b) General Information it states in pertinent part:
Circumstances surrounding a serious incident may reduce an employee's personal
culpability." As previously stated because of the unique circumstances of this case the Claimant
will to returned to service with seniority intact, all benefits unimpaired, but with no back pay and
two level S Violations on his record. Claimant is forewarned that he needs to be careful to abide
by all Carrier Rules anti Policy as he works to clear off that record saver the 12 months following
reinstatement.
Claim sustained in accordance with the Findings and the Carrier is directed tee make the
Award effective on car before 30 days following the date the Award was signed by the parties.
William R. filler, Chairman e l
Samantha Rogers, Carrier 'Wrnber David D. Tanner. Employee Member
Award Date: ___,__ ___