PUBLIC LAW BOARD NO. 70413
AWARD NO. 74, (Case No. 74)
BROTHERHOOD OF MAINTENANCE OF WAY
EMPLOYES DIVISION - HIT RAIL CONFERENCE
vs
BNSF RAILWAY COMPANY
William R. Miller, Chairman & Neutral Member
Samantha Rogers, Carrier Member
David U. Tanner, Employee Member
STATEMENT OF CLAIM:
"Claim of the System Committee of the Brotherhood that:
1. The Carrier violated the Agreement commencing December 3, 2010, when
Claimant, Stanley Benally (6596878), was issued a 10-Bay Record Suspension,
for being off without permission from his Foreman on October 213, 2010. The
Carrier alleged violation of MOWOR 1.15 Duty - Reporting or Absence.
2. As a consequence of the violation referred to in part 1 the Carrier shall remove
from the Claimant's record this discipline and he be compensated for his lost
tine and expense and otherwise made whole."
(Carrier File No. 14-11-(0) (Organization File No. 240--13A1-1013.CLM)
FINDINGS:
Public Law Board No. 7048, upon the whole record and all the evidence. finds and holds
that Employee and Carrier are employee and carrier within the meaning of the Railway Labor
Act, as amended; and that the Board has jurisdiction aver the dispute herein; and that the parties
to the
dispute
have participated in accordance to the Aement that established the Hoard.
On November 3, 2010, Claimant was directed to attend a fogy Investigation on
November 10, 2010, which was rescheduled for November 9, 201(1, concerning in pertinent part
the following charge:
"...for the purpose of ascertaining the facts and determining your responsibility,
if any, in connection with your alleged being off without permission from Foreman
Randy Hate on Wednesday, October 27, 2010 and Thursday'. October 2$, 2010 and
your alleged being insubordinate with motel manager on Thursday, October 27,
2010 while working as a Machine Operator on TRPXl1OI4.
P.L.B. No. 7048
Award No. 74, Case No. 74
Page
This investigation will determine possible violation of MOWOR 1.13 Reporting
and Comply with Instructions, MOWOR 1.15 Duty-Reporting or Absence,
MOWOR 1.16 Subject to Call, El 21.2 Showing Proper Conduct, and El 21.3
Staying Two to a Room."
()n December 3, 2010, Claimant was notified that he was assessed a 10 Day Record
Suspension for being off without permission on They, October 28, 2010.
It is the Organization's position that the Claimant was denied a fair and impartial Hearing
because the Carrier did not require employee John Ray to attend as a witness and a statement
from the Motel Manager was improperly read into the record without allowing; the Organization
to question the writer of the statement. It argued that a review of the record indicates that the
Carrier did not meet its burden of proof and Claimant was not guilty of anything. It further
argued that even if the Carrier could produce evidence to support their charges, which it did not,
the discipline was excessive in proportion to the allegations. It concluded by requesting that the
discipline be rescinded and the claim be sustained as preseented.
It is the position of the Carrier that even though the Claimant had various excuses
regarding his absences on October 2'7, 28 and 9, 2010; he did admit that he did not verify that
his Foreman had received his message regarding October 28th, thus, according to the Carrier he
was absent without permission for that date. Additionally, it asserted that the discipline was in
accordance with Carrier Policy. It closed by asking that the discipline not be disturbed.
The Board has thoroughly reviewed the transcript and record of evidence and has found
that the Organization's procedural arguments do not rise to the level to set aside the discipline
without reviewing the merits of the case. Therefore, it is determined that the Investigation was
held in accordance with Rule I3(a) and Appendix No. 11.
The record reveals that the Claimant was charged with multiple ofTensees which including
being rude and insubordinate to a Motel Manager and being AWOL on October 27 and 28, 2010.
At the conclusion of the Hearing the Carrier determined that there was no substance to the
allegations that the Claimant had acted improperly towards the Motel Manager or that he had
been absent without permission on October 27th. The Carrier was correct in regards to those two
charges as there was no evidence produced to substantiate either allegation. Therefore, the only
allegation before the Board is whether or not the Claimant was AWOL on October 28, 2010.
On page 17 of the transcript, Foreman Randy Hale was questioned about Claimant's
absence of October 28th as follows:
"Sheri Ellis: I do have a couple additional questions.
Urn, Mr. Hale, going back
to firsthand knowledge, um, as a Foreman on the gang, do you approve absences?
P.L.B. No. 7
Award No. 74, Case No. 74
Page 3
Randy Hale: Yes.
Sheri Ellis: And, it's known to the employees that they can call yon if they're
going to tie absent from work?
Randy Hale: As a normal rule, uh, that they need to tell me at least a day ahead
of time so I can plan on it. Uh, like I've always told everybody, calling unless it's
a family emergency, or an emergency of some kind, calling it an hour before it's
time to go to work isn't considered, ah, acceptable, you know."
The questioning of Mr. Hale continued on page 18 of the transcript as follows:
"Sheri Elks: Okay. But, Mr. Benally's message didn't indicate that he was going
to lie gone from work. All, like you said, you, all you could hear on the 28th was
that Mr. Be-, it was basically Mr. Benally, correct?
Randy Hale: Yes."
On page 32 of the transcript, the Claimant was questioned about his ace of October
?8. 2010, as follows:
"Sheri Elks: So, for clarification Mr. Benally, you did speak to Mr. Hale on the
27th and 29th, which would be Wednday and Friday, and he did approve the
absence"
Stanley Benally: Yes.
Stanley Benally: Yes."
(Underlining Board's emphasis)
The testimony of Foreman Hale anti the Claimant was consistent regarding the Claimant's
inability to contact Hate on October 28th and substantiates that the Claimant did not verify
whether or not he had permission to tie
amt
on that date. Substantial evidence was adduced
that the Claimant was absent without permission can October 28, 2010.
The
only issue remaining is whether the discipline was appropriate. Claimant's
disciplinary record indicates that prior to the instant discipline he had not been disciplined in
approximately four years. Paragraph (a.) and (b.) of the Carrier's Policy far Employee
Performance Accountability (PE.PA) states in pertinent part:
P.L.B. No. 7048
Award No. 74, Case No. 74
Page 4
"a. An employee involved in a first non-serious incident may choose alternative
handling. Examples of alternative handling include coaching and counseling,
training, or the Safety Incident Analysis Process (see Appendix A). The employee's
record will not be marked, but the alternative handling, will be noted in the
operations testing database and a letter will he sent to the employee documenting
the findings. A copy of this letter will be maintained locally.
b. Subsequent rule violations, provided they are not of a serious or dismissable
nature, will result in a record suspension, the length of which will be determined
by the number of prior rule violations within a rolling 12-month review period.
An employee involved in a second third or fourth non-serious rule violation within
this review period will be given a record suspension of,l0, 2(l orb days
respectively.-"
((Underlining Board's emphasis)
The discipline exercised in this case vas for a second non-serious violation within a 1 2
month period which was inappropriate, therefore, in accordance with Paragraph (a.) of PIPA it
is reduced to that of a counseling session and is removed from his anent disciplinary record.
The
reduction of discipline in this instance reverts Claimant's disciplinary status to that he held
prior to December 3, 20 10, but does not negate his subsequent discipline of January 14, 2011.
AWARD
Claim sustained in accordance with the Findings and the Carrier is directed to make the
Award effective on or before 30 days following the date the Award was signed by the parties.
William R. Miller, Chairman & Neutral Member
'".E
Y
Samantha Rogers, Carrier ember David D. Tanner, Employee Member
Award Date:` ~` .