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PUBLIC LAW BOARD NO. 7120
(BROTHERHOOD OF MAINTENANCE OF WAY
PARTIES TO DISPUTE: (EMPLOYES DIVISION
(CSX TRANSPORTATION, INC.
STATEMENT OF CHARGE:
By letter dated February 14, 2011, W. O. Price, Manager Program Construction,
instructed L. L. Minges ("the Claimant") to attend a formal Investigation on February 24,
2011, at the Ramada Inn in Nashville, Tennessee, "to determine the facts and place your
responsibility, if any, in connection with an incident that occurred at approximately 0730
hours, on January 26, 2011, in the vicinity of Cincinnati, Ohio, when you reported a lower
back injury that allegedly occurred the previous day while you were operating your
assigned backhoe (BAM 386). Further," the letter continued, "it is alleged you did not
provide a written statement of the incident until several days after being verbally
requested to do so by your supervisor." In connection with the incident, the letter
proceeded, the Claimant was "charged with failure to properly and safely perform the
responsibilities of your assignment, failure to follow instructions, and late reporting of an
injury. These infractions," the letter proceeded, "appear to be in violation of, but not
necessarily limited to, CSXT Operating Rules General Rule GR-2; as well as CSX
Safeway Rule GS-5." The hearing was subsequently postponed until the Claimant was
medically able to attend the Investigation and was held on August 9, 2011, at the North
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Crowne Plaza Hotel in Cincinnati, Ohio.
FINDINGS:
Public Law Board No. 7120, upon the whole record and all the evidence, finds
that:
The carrier or carriers and the employee or employees involved in this dispute are
respectively carrier and employee within the meaning of the Railway Labor Act, as
approved June 21, 1934.
The Board has jurisdiction over the dispute involved herein.
Parties to said dispute were given due notice of hearing thereon.
The Claimant, L. L. Minges, at the times here relevant, was employed by the
Carrier as an Equipment Operator and operated a backhoe. His date of hire was July 21,
1975. Mike Elandt, Roadmaster, Cincinnati, Ohio, Queensgate Yard, testified that the
morning of January 26, 2011, Claimant Minges came to him and said that he needed to
get medical treatment for his back. He said, according to Roadmaster Elandt, that he
woke up with discomfort in his back "and probably might have hit a pothole or something
the day before on the backhoe." The Roadmaster called Mr. W. O. Price, Manager
Program Construction, and the Charging Officer in this claim, to inform him of what the
Claimant had told him. Mr. Price instructed the Roadmaster to take the Claimant to the
hospital emergency room regarding his medical condition.
On the way back to the division office from the hospital to fill out paperwork, the
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Roadmaster testified, they traveled the same route as the Claimant had come the day
before in returning to the yard with his backhoe at the end of the workday. On the route
Mr. Minges pointed out to the Roadmaster a manhole cover protruding a couple of inches
above the surface of the roadway in front of a Gold Star Chilli restaurant where he said
that he thought that the incident had occurred the day before. Mr. Minges also mentioned
that he had prior back problems.
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In the division office Mr. Minges filled out a form PI-lA Employee's Injury
And/Or Illness Report. Among the pertinent items of information contained in the report
were the following. The incident occurred an Dalton Avenue in Cincinnati, Ohio, near
milepost BE 2.3 on January 25, 2011, at 4:30 p.m. His occupation is Equipment Operator
in the Engineering Department and his supervisor is W. O. Price. There was daylight
visibility, cloudy weather, and the "NATURE OF COMPLAINT" was "Low Back
Injury." Medical care was provided at Goad Samaritan Hospital.
To the question an the farm "DESCRIBE MEDICAL /FIRST -AID
TREATMENT RECEIVED," Mr. Minges wrote: "X-rays taken. Pain medication
injected." In answer to "DESCRIBE THE INCIDENT," Mr. Minges stated, "While
driving the backhoe on Dalton Ave. in heavy traffic I hit a bad spot in the road causing
the backhoe to bounce 3 or 4 times." To the query "IS THIS A RECURRENCE?" Mr.
Minges checked "No." He checked "Yes" in answer to "WILL INCIDENT RESULT IN
LOST WORKDAYS?"; and "No" in answer to "WAS ANYONE AT FAULT?" and
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"DID DEFECTIVE TOOL OR EQUIPMENT CAUSE INCIDENT?" To the question
"LOCATION WHERE EMPLOYEE NORMALLY WORKS," he answered, "Floating
(Program Construction)." Mr. Minges signed and dated the PI-IA form, and the
Roadmaster signed as a witness.
In the division office, the Roadmaster testified, "there was a couple other people
there and we were told that we needed to get a statement from Mr. Minges." Mr. Minges,
according to the Roadmaster, "said he don't feel comfortable giving a statement until he
talked to his union representative." He was unable, however, to reach any union
representative, and the Roadmaster, as instructed by his superior, took Mr. Minges back
to the Roadmaster's office.
W. O. Price testified that on January 26, 2011, after the Roadmaster informed him
that the Claimant had reported that he was injured the previous day, the Roadmaster gave
the Claimant the phone. The Claimant, Mr. Price stated, explained to him that he was
driving the backhoe back in from the work site, that he hit a pothole, and that when he got
up that morning, he was stiff, and he needed to be taken to the doctor.
After the Claimant had seen the doctor in the emergency room, Mr. Price testified,
he spoke to him again by telephone and asked the Claimant what the doctor told him. Mr.
Minges, according to Mr. Price, said that the doctor told him that he had strained his
lower back and was to take a couple of days off. Mr. Minges further stated, Mr. Price
testified, that he already had a back doctor and that the doctor at the emergency room
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instructed him to see his back doctor before he returned to work. Mr. Price then asked
Mr. Minges if it was okay with him to go back to the office and fill out the necessary
paperwork, and Mr. Minges said that it was.
The two rules that Mr. Price charged Mr. Minges with violating provide as
follows:
General Safety Rules
GS-5 Reporting Injuries or incidents
A. On Duty Injuries
Any employee experiencing an on-duty injury must report the injury
to a supervisor at the time of the occurrence prior to leaving the
property on the day of the occurrence so that prompt medical
treatment may be provided. A form PI-lA must be completed by the
employee reporting the injury.
(Exception: An employee departing the property to obtain urgent
medical attention for a serious injury must report the injury to a
supervisor and complete the form PI-lA as soon as practicable.)
B. Medical Attention
Employees must immediately notify their supervisor of the decision
to seek medical attention as a result of any on-duty injury. This
requirement is intended to facilitate work coverage and timely
regulatory reporting.
C. Off Duty Injuries
D. Information concerning injuries
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Employees with knowledge of information concerning an injury or
accident to themselves, another or non-employee must report the
information to their supervisor at the time of the occurrence so that
emergency assistance and proper medical care can be promptly
provided.
General Regulations
GR-2. All employees must behave in a civil and courteous manner when dealing
with customers, fellow employees and the public. Employees must not:
4. Be disloyal, dishonest, insubordinate, immoral, quarrelsome, vicious,
careless, or incompetent.
***,or
8. Conceal facts concerning matters under investigation.
Mr. Price testified that he charged Mr. Minges with late reporting of the incident because
Mr. Minges got hurt on January 25" but did not report the injury until the 26". He
charged him with a violation of General Regulations GR-2, Mr. Price stated, because Mr.
Minges refused to give a written statement when requested to do so. According to Mr.
Price, Mr. Minges concealed the facts under investigation, failed to follow instructions,
and was insubordinate by refusing to make a written statement on the day that he was first
asked to do so. Mr. Price identified documentation showing that Mr. Minges was trained
in the safety and the operating rules on January 18, 2011.
On January 28, 2011, Mr. Minges gave the following statement regarding the
incident:
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On Tuesday, January 25" 1 was operating a backhoe for CSX and was
returning to Queensgate Yards via roadway. About a
BIZ
mile into the trip I hit a
bad spot in the road causing the backhoe to bounce and slam me into the seat. I
felt a pain in my low back immediately. I took the backhoe on into the Queensgate
and parked and headed home. Wednesday morning when I woke up I couldn't
straighten up and needed help getting my coveralls on. ()n the way to work my
right leg felt numb and tingly, so when I got to yards I asked the Roadmaster to
take me to the hospital.
!sl Larry L. Minges
Mr. Minges testified that he did not remember refusing to give a statement about the
incident, that what he remembered was that he asked to speak to his Union representative.
Regarding Rule GS-5, Mr. Minges stated that he did not report the incident on January
25C" because "I didn't think that I was hurt." He testified, "I felt some pain at the time but
I've bounced around on these backhoes for years and felt pain many times and the next
day I was good to go; I assumed that this would be the case on this particular incident."
Asked by the conducting officer, "So you didn't report the injury the day it took
place, is that correct?" He answered, "Correct." The hearing officer then asked, "So in
summary Mr. Minges on the date and time of the incident they investigated, did you
comply with these rules.?" He stated, "I complied with rules as soon as I realized I was
injured."
Directing the Claimant's attention to his written statement dated January 28, 2011,
the conducting officer asked the Claimant, "You didn't feel that when you were slammed
into your seat that was enough for you to report an incident?" He answered, "I've been
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slammed in my seat hundreds of times." The conducting officer inquired of the Claimant
what he hit with his backhoe. He stated that he hit a manhole cover and that on the return
trip from the hospital, he pointed out to the Roadmaster the area where the incident
occurred, and there was a raised manhole cover there.
The conducting officer asked the Claimant if the Roadmaster's testimony was true
that he told the Roadmaster that he had previous back problems. The Claimant said that it
was true. An Employee History document introduced into evidence for Mr. Minges, in
the section headed Record of Reportable Injuries, showed three prior injuries including an
injury dated January 24, 2007, where he missed one day of work for a lumbar strain.
Permitted to make a closing statement, the Claimant stated that he has been on the
railroad since 1975 and knows the rules. He cooperated with everybody and anybody
who approached him for forms to be filled out, the Claimant declared, and regarding the
written statement asked to speak to a Union representative. He was informed, he
asserted, that it was his right to do so. He did not believe that he broke any of the rules
that he is accused of, he stated.
The Organization was also permitted to make a statement on behalf of the
Claimant. The Organization argues that when Mr. Minges's backhoe hit the raised
manhole cover he was slammed into his seat, but, as he testified, he has been slammed
into the seat hundreds of times. "Show me a backhoe operator that has never been
slammed into a seat," the Organization declares, "and I'll show you a man who's never
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done any work on the railroad with a backhoe." Therefore, the Organization argues, Mr.
Minges just didn't think it was anything out of the way until he got up the next morning
and felt substantial pain, at which time he reported it to his supervisor. If Mr. Minges
wanted to be evasive, the Organization asserts, he could have called from home and said
that he hurt himself off duty. Regarding the statement requested of Mr. Minges, the
Organization contends that he had the right to have a Union representative before he gave
a statement. The Organization requests that the charges against the Claimant be dropped.
Following the close of the hearing the Assistant Chief Engineer System
Production, by letter dated August 29, 2011, notified Mr. Minges of the Carrier's
determination that the hearing was conducted in accordance with his contractual due
process rights and that all objections were properly addressed by the conducting officer
during the course of the hearing. Regarding the merits, the letter stated as follows:
Additionally, upon review of the transcript, the facts support and confirm that the
Rule GS-5 charge placed against you was valid and proven. Based on the evidence
and testimony presented by witnesses, as well as yourself during the course of
hearing. sufficient proof exists to demonstrate you are guilty as charged and were
in violation of the cited Transportation Operating Rules and Regulations.
Therefore based upon my finding of guilt, the seriousness of the offenses, and a
review of your personnel file, it is my decision that the discipline to be assessed is
a fifteen (15) actual calendar day suspension beginning Monday, September 5,
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2011 and ending Monday, September 19, 2011 being first day back to work.
The Board notes that the decision letter dated August 29, 2011, does not mention
General Regulations GR-2, which the Claimant was also charged with violating. In
addition, the Carrier's post-hearing submission argues only that the Claimant was guilty
of violating Rule GS-5 and does not mention GR-2. The Board will therefore proceed on
the assumption that the Claimant was found guilty only of violating Rule GS-5 and not
G R-2 .
The Carrier argues that all of the Claimant's contractual due process rights were
protected and that the hearing was conducted in a fair and impartial manner. On the
merits, the Carrier contends that it met its burden of producing substantial evidence of the
Claimant's guilt. Rule GS-5, the Carrier asserts, states that employees must report onduty injuries to their supervisor at the time of the occurrence, prior to leaving the
property. Claimant violated that rule, the Carrier contends, by leaving work without
reporting the injury to his supervisor.
The Carrier notes that, according to the evidence, the Claimant hit a raised
manhole while operating his backhoe, bounced in his seat, and was slammed into the back
of the seat, feeling pain immediately in his lower back. This was an injury to the
Claimant, the Carrier argues, and he violated Rule GS-5 by leaving the property without
reporting his injury. The Claimant's assertion that he didn't believe he was injured is not
a valid defense, the Carrier contends, because Rule GS-5 specifies that any injury must be
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reported to a supervisor. The rule, the Carrier argues, does not give an employee the
latitude to decide if he injury is trivial or not. The Claimant, the Carrier maintains,
violated Rule GS-5 by taking it upon himself to decide that the injury was not severe
enough to require reporting.
The l5-day suspension assessed was appropriate and fully justified, the Carrier
argues. Under the IDPAP, the Carrier asserts, the late reporting of an injury is a Major
Offense for which dismissal may be assessed for a first offense. Employees have been
consistently disciplined with lengthy suspensions for this type of rule violation, the
Carrier argues, and the discipline given to the Claimant was not excessive. Considering
the Claimant's years of service, the Carrier asserts, the discipline was extremely lenient.
The Carrier requests the Board to deny the claim.
As the Board noted in Third Division Award No. 32708, the Awards regarding
delay in reporting an injury, in a situation where the employee claims that he was not
aware at first that he was injured, go both ways. "Each case is fact specific," the Board
observed. There is authority involving these same parties where the Board found that a
distinct sharp pain felt in the employee's lower back while performing a task of his job
was an injury for which an injury report should have been filled out on the day that it
occurred. Third Division Award No. 28357.
Another Third Division case involving these same parties is Award No. 28837. In
that case the employee, in carrying a cross tie, felt a "pull," which he described as a "kind
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of a shocking sensation go from the lower part of my back down my left leg." He thought
that it was not a "major problem" and did not make an oral or a written report of the
incident that day. The employee also felt some discomfort when he got home after a long
drive but minimized the pain. He reported the incident two days later when he became
convinced that he had injured himself. The Board upheld a 15-day suspension of the
claimant, explaining its holding as follows:
Certainly all of us have experienced momentary and fleeting discomfort
which would hardly be classified as an "injury" as such, and we cannot state that
every instance of slight pain would fall within the immediate notification
proscription of the Rule. Nonetheless, when an employee remains silent in such a
circumstance, he assumes a risk, and each individual event must be weighed in
own context. Here, the Claimant described something other than a mere trivial jolt
to his body. Even if we could justify his silence on May 25, 1989, his continued
suppression of the information after the distress continued can hardly be tolerated
in light of the rather clear and precise Rule.
The letter of charges advised that the Claimant's personal record would be
reviewed, and, in fact, it was. The document shows a February 16, 1988 Letter of
Reprimand for failure to report an injury. Certainly the Claimant had been
forewarned in this type of circumstance.
In the present case the Claimant's written statement of January 28, 2011, describes
its
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an event where he went over an obstruction in the road that caused him to bounce from
his seat and then be slammed into his seat, at which time he immediately felt a pain in his
back. It is important to note, moreover, that the Claimant acknowledged that he has had
back problems. He had also previously lost time from work as the result of on-duty injury
to his back resulting in a back strain. Under these circumstances, the Board believes, the
Claimant should have taken the incident of January 25`h, which involved a forceful blow
to his back accompanied by immediate pain, more seriously- especially in light of his
history of back problems. In deciding not to report the injury when it occurred, he
assumed the risk that it would not heal by itself or eventually disable him from
performing his normal duties. For these reasons the Board believes that the Carrier
properly charged and found the Claimant guilty of a violation of Safeway Rule GS-5.
There is another consideration that applies in a case of this kind that was well
expressed by the Board in Third Division Award No. 28950, also involving these same
parties and a late report of an on-duty injury:
The Board recognizes the need of the Carrier to protect itself against
the fraudulent filing of injury claims. One of the ways to assure that onduty injury claims are legitimate is to have the injury reports filed on the
same day the injury occurs. Otherwise an employee could sustain an offduty injury and file a claim against the Carrier once s/he returns to work.
Safety Rule 37 is important and vital to the operations of the Company.
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This Board does not for a moment suspect the Claimant of filing a fraudulent report of
injury. But the Carrier must apply its rules evenly to all employees. In the past some
employees have falsely claimed that off-duty injuries were sustained on the premises. An
important means for the Carrier to protect itself against such fraud is to require that an
injury be reported to a supervisor at the time that it occurs before the employee leaves the
property.
In addition to the fact that discipline was assessed in this case partly on the basis of
an erroneous belief that the Claimant had significant, recent discipline on his record, there
are strong elements of mitigation in the case. First, the nature of the Claimant's job as a
backhoe operator exposed him to frequent bumps and jolts so that the event that caused
his injury was not different in kind, as opposed to degree, from what he experienced on
almost a daily basis as part of his job. That is not true of many of the reported cases
where discipline was upheld for a late report of an injury. Second, the Claimant reported
the injury within approximately 15 hours after the event occurred, and a PI-lA report was
filled out shortly thereafter. Many of the reported cases in which discipline was upheld
involved a much longer time span from the time of the injury until it was reported. Third,
the Claimant performed no work from the time of the injury until he reported it and
therefore had not aggravated the injury in the interim period. Fourth, there was no
evidence of fraud on the Claimant's part. He was able to point out to the Roadmaster on
the date that he reported the injury the raised manhole cover which caused the accident.
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For the foregoing reasons the Board has decided to reduce the discipline in this
case to a five-day overhead suspension effective for a one-year period beginning on the
date that the actual suspension assessed by the Carrier began to be served by Claimant
Minges. That is more severe discipline than the written reprimand assessed against the
claimant before his I5-day suspension in Third Division Award No. 28837, supra, and
identical to the discipline assessed by the Carrier against the Claimant in Third Division
Award No. 29735 involving these same parties. As previously noted, cases of this kind
are fact-specific. Had the Carrier not relied on an erroneous disciplinary record in
assessing discipline or any of the mitigating elements listed above not been present, we
would here have a different case.
AWARD
Claim sustained in accordance with findings.
ORDER
This Board, after consideration of the dispute identified above, hereby orders that
an award favorable to the Claimant be made.
Sinclair Kossoff, Referee & Neutral Member
Chicago, Illinois
January 10, 2012