NATIONAL MEDIATION BOARD
PUBLIC LAW BOARD NO. 7426
AWARD NO. 10, Case No. 10)
BROTHERHOOD OF MAINTENANCE OF WAY
EMPLOYES DIVISION - HIT RAIL CONFERENCE
UNION PACIFIC RAILROAD COMPANY (SPWL)
William R. Miller. Chairman & Neutral Member
T. W. Kreke, Employee Member
B. W. Hanquist, Carrier Member
Hearing Date: September 22, 2010
STATEMENT OF CLAIM. "Claim of the System Committee of the Brotherhood that:
1. The Level 4 discipline [ten (I0) day suspension without pay] imposed upon Claimant
J. A. Chavez, Jr. for alleged violation of Rule 42.4.2 (Using Track and Time
Authority) and Rule 6.3 (Main Track Authorization) as contained in the General Code
of Operating Rules, effective April 3, 2005, in the System Special Instructions,
effective November 1'l, 2008 is arbitrary, capricious, unwarranted and on the basis of
unproven charges (Carrier's File 1523999).
2. As a consequence of the violation outlined in Part 1 above, we respectfully request
that Claimant J. Chavez, Jr. now be compensated for all wage loss suffered by him,
straight time and overtime and that the alleged eharge(s) be expunged from his
personal record."
DINGS:
73
Public Law Board No. 7426, upon the whole record and all the evidence, finds and holds
that Employee and Carrier are employee and carrier within the meaning of the Railway Labor
Act, as amended; and that the Board has jurisdiction over the dispute herein; and that the parties
to the dispute were given due notice of the hearing thereon and did participate therein.
On June 16, 2009, Carrier notified Claimant to appear for a formal Investigation on
2009, concerning in pertinent part the following charge:
"...to develop the facts and place responsibility, if any, that while employed as
Tamper Operator, at Lathrop, California, near Milepost 84.25, Oakland
Subdivision, at approximately 11:46 a.m., on June 8, 2009, you were allegedly
P.L.I3. No. 7426
Award No. lll, Case No. 10
Page 2
outside of your track and time authorization.
These allegations, if substantiated, would constitute a violation Rule 42.4.2
(Using Track and Time Authority), and Rule 6.3 (Main Track Authorization),
as contained in the General Code of Operating Rules, effective April 3, 2005,
in the System Special Instructions, effective November 1'7, 2Uh8, and in the
Maintenance of Way Signal Rules, effective November 17, 2008. Please be
advised that if you are found to be in violation of this alleged charge the discipline
assessment may be a Level 4, and under the Carrier's UPGRADE Discipline
Policy may result in up to 1!i days off work without pay or up to five (5) days
training without pay and you must pass the necessary operating rules exam or
equivalent in order to return to work and a Corrective Action Plan must be
developed prior to returning to service."
On July 16, 2009, Claimant was notified that he had been found guilty as charged and
was assessed a Level 4 discipline
There is no dispute between the parties that the Claimant entered the service of the
Carrier on May 1, 1989, and at the time of the charges was working as a Tamper Operator when
he was charged with being outside of the authorized track time limits on June 8, 2009.
Organization's position that on June 8th, the Claimant was on the Tamper
machine operated by Machine Operator W. Curley when he traversed it past CP SP093, beyond
Foreman Westphal's Track and Time Authority. It argued that the question to be answered, is
did the Carrier prove the charges against the Claimant and the answer has to be a resounding NO,
because according to it the Claimant was only a passenger on the Tamper that was operated by
W. Curley when the incident occurred an June 8, 2009. It further argued that the testimony
substantiated that the Claimant instructed Mr. Curley to stop the Tamper and not go past the
designated control point location and despite his instruction Curley failed to stop the Tamper. It
concluded by requesting
day suspension without pay.
discipline be rescinded and the Claim be sustained as presented.
position of the Carrier that all occupants within a machine such as a Tamper
should know and understand their on-track protection when occupying the track. It argued that
the Claimant was within the cab of the machine when it ventured outside the authorized limits
and because of that he holds responsibility for the safety of himself and others. It further argued
that it is irrelevant the Claimant realized their location and questioned their authority as they
traveled past their authorized limits. According to it, the Claimant and the person operating the
Tamper are equally responsible to individually ensure they remain within the limits and because
he failed to meet those responsibilities, he was guilty as charged. It closed by asking that the
discipline not be disturbed and the Claim remain denied.
P.L.I3. No. 7426
Award No. lp, Case No. 10
Page 3
The Board has thoroughly reviewed the transcript and the retard of evidence. There is no
dispute between the parties that the Claimant was an board the Tamper when it exceeded its
Track and Time Authority. The Organization's argument is that because the Claimant was a
passenger an the Tamper and not the Operator of the machine he was not responsible and it
further argued that he directed the Operator to stag, whereas, the Carrier argued that he bare an
equal responsibility and his directive to stop at the last moment did not mitigate his obligation to
knave whether they were within the limits.
On June 8th the Claimant was instructed to ride as a passenger, being used as a lank out
and to throw switches, an a Jackson 670 series Tamper, which was operated by System
Machine Operator W. Curley. Contrary to the Organization's skillful coloration of the facts and
despite the fact that the Claimant was not the Operator of the Tamper it did not absolve him from
the responsibility to knave where he was as it related to track and time authority. On page 101 -
102 of the Transcript he was questioned as follows:
"Q Can I ask yon to clarify, are we talking about a red signal or a red-
A Aboard. Flags.
Formed- yes, Form 8.
Q So they- a Form B flag?
A Correct
Q Are you aware of the location of the red board on the Form B?
A I believe it was to be- the red board was to he at 93.
Q Would that he Milepost 93 or-
A Milepost 93, yes.
Q Upon hearing or- the conversation on the radio to Mr. Curley not to go
past SP 093, did you discuss that with Mr. Curley?
A When I seen at 84.5, I did see the red/yellow flag and I was concerned
about it because it wasn't- which I was not aware that we were in 93. It- it
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Award No. 10, Case No. 10
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said 84.5 so that struck me as odd with the Bag being at 84.5 instead of
93 so yes, I figured something was wrong and I did say to hold up, but-
Q Since I've asked this question to several people today,
I've cotta ask you.
Are you aware of the right to challenge on track safety?
-
A Yes. (Underlining Board's emphasis)
Claimant and Mr. Curley were instructed by Foreman Westphal to traverse the Tamper west
down the main track under Westphal's Track and Time Authority, from Control Paint (CP) F074
and to stop short at CP SP(?$3, which is also identified as CP93 or Milepost 84.5. Claimant had a
responsibility just as Mr. Curley did, to know that Milepost $4.5 and Control Point SP093 were
one in the same and it clear from the aforementioned testimony that the Claimant did not
understand that. Furthermore, the red/yellow flag spotted by the Claimant gave him a right to
challenge Curley's actions, even though he argued that he did not exercise that right because in
the past whenever he exercised a challenge it was not considered appropriate. In this instance,
the Claimant should have exercised that right. The record is clear that the Carrier met its burden
of proof that Claimant was guilty as charged.
The only issue remaining is whether the discipline was appropriate. Compliance with ontrack safety rules and/or procedures is important to ensure the safety of those on or near the
tracks, of the trains which operate on those tracks, and of the employees and passengers who
occupy the trains. The Board finds and holds that the discipline will not be rescinded because it
was not arbitrary, excessive or capricious.
Claim denied.
William R. Miller, Chairman
13. W. Hanquist, harrier Member T,`'W. eke, E ogee Member
Award Date: .~e~,~·, ~ e_r v t%*
ton