NATIONAL MEDIATION BOARD
PUBLIC LAW BOARD NO. 7426
AWARD NO. 13 (Case No. 13)
BROTHERHOOD OF MAINTENANCE OF WAY
EMPLOYES DIVISION - IBT RAIL CONFERENCE
vs
UNION PACIFIC RAILROAD COMPANY (SPWL)
William R. Miller, Chairman & Neutral Member
T. W. Kreke, Employee Member
B. W. Hanquist, Carrier Member
Hearing Date: July 20, 2011
STATEMENT OF CLAIM: "Claim of the System Committee of the Brotherhood that:
1. The discipline in the form of a Level 3, five (5) workday suspension
beginning on March 23, 2010 and concluding on March 29, 2010, imposed
upon Claimant M. Campbell for the alleged violation of Rule 74.3 (Driver
Responsibility) as contained in the General Code of Operating Rules,
effective April 3, 2005 and the System Special Instructions, effective June
22, 2009, in connection with allegedly failing to make notations on his log
book when he was stopped to remove and put on full sets of snow chains
on tractor and semi-trailer Unit #67311 on January 22, 2010; and for
allegedly failing to make the proper notations in his log book when pulled
over by the CHP on January 23, 2010 is unjust, unwarranted on the basis
of unproven charges and in violation of the Agreement (System File
L-1045S-45411536834D)
2. As a consequence of the violation referred to in Part 1 above, we respectfully
request that the Claimant be compensated for all wages lost, straight time
and overtime, as well as any and all benefits loss suffered by him resulting
from his suspension and the alleged charge shall be expunged from his
personal record."
FINDINGS:
Public Law Board No. 7426, upon the whole record and all the evidence, finds and holds
that Employee and Carrier are employee and carrier within the meaning of the Railway Labor
Act, as amended; and that the Board has jurisdiction over the dispute herein; and that the parties
to the dispute were given due notice of the hearing thereon and did participate therein.
P.L.B. No. 7426
Award No. 13, Case No. 13
Page 2
On February 23, 2010, Carrier notified Claimant to appear for a formal Investigation on
March 1, 2010, concerning in pertinent part the following charge:
"...to develop the facts and place responsibility, if any, that while employed as
Truck Driver on Gang 7591, RV90 RTS, at Citrus Heights, California, after
training with Kevin Gibbons, CHP Commercial Officer on December 14, 2009,
you allegedly failed to make notations on your log book when you stopped to
remove and put on full sets of snow chains on your tractor and semi-trailer,
Unit #67311, on January 22, 2010. The DriverNehicle Examination Report
from the Nevada Highway Patrol you turned in to me shows you were pulled
over at 9:30 a.m., and released at 10:00 a.m. As this is longer than 15 minutes
it should have been noted on your log. Not only did you neglect to note that
stop on your log book, it shows you were driving from 9:30 a.m., from Sparks,
Nevada, until 11:30 a.m. when you arrived at Truckee, California, with no stops
in between.
These allegations, if substantiated, would constitute a violation of Rule74.3
(Driver Responsibility), as contained in the General Code of Operating Rules
effective April 3, 2005, and the System Special Instructions effective June 22, 2009."
On March 22, 2010, Claimant was notified that he had been found guilty as charged and
was assessed a Level 3 discipline with a five day suspension that began on March 23, 2010 and
concluded on March 29, 2010.
It is the position of the Organization that the Carrier did not submit direct positive
testimony and/or evidence to prove that the Claimant was not following the training instructions
given him by C.H.P. Officer Gibbons nor did the Carrier submit any evidence from the Nevada
Highway Patrol that the Claimant did anything different than what he testified to. It further
argued that the decision of R. J. Perry, General Superintendent, who was not the Hearing Officer,
was done without the benefit of impartial and unbiased consideration being given to the
testimonies of the transcript record that denied the Claimant "due process". It concluded by
requesting that the discipline be rescinded and the claim be sustained as presented.
It is the Carrier's position that during the Investigation the Claimant admitted he failed to
document or record that he had in fact stopped to remove and put on full set of snow chains on
January 22, 2010, which is a Department of Transportation (DOT) requirement or federal law
that he failed to observe. It also argued Claimant testified that he did not believe he had to
document when his truck was stopped for periods of time and the record verifies that Claimant
was pulled over by the highway patrol on January 23, 2010, and he did not record the time he
was stopped. The Officer's report indicates he was stopped for 30 minutes and Claimant's log
book only indicates he was stopped, it does not document for how long. According to the
P.L.B. No. 7426
Award No. 13, Case No. 13
Page 3
Carrier, that is not consistent with DOT regulations and it closed by asking that the claim remain
denied.
The Board has thoroughly reviewed the transcript and the record of evidence and will
next address the Organization's procedural arguments. In the case at hand the Organization has
argued that the Hearing Officer should have rendered the decision because he was in the best
position to make credibility decisions and judge the demeanor of witnesses, therefore, when an
Officer who was not present at the Hearing issued the decision the Claimant was denied "due
process". That argument is not without merit, however, Organization's have successfully made
the counter argument that has sometimes resulted in rulings that have determined that the
Hearing Officer should not render the decision because his neutrality is questionable as he also
prosecuted the Carrier's case (See Third Division Awards 13443, 1397$, 14496, 1062, 19914,
20471 2$908 and Second Division Award 4536 to name just a few). Additionally, we have
Awards wherein the same argument made by the Organization in this instance has been rejected
such as Third Division Award No. 17532 which stated the following:
"...It is not fatal to the legality of the investigation to have someone who was
not the Hearing Officer render the discipline decision ...."
In Third Division Award No. 17965 it was stated in pertinent part the following:
"...There is nothing in the Agreement which provides that the official signing
the discipline form must be present at the investigation ...."
Based upon arbitral precedent the Board has determined that each case must be measured
on its individual circumstances and in this instance the Investigation was held in compliance with
the Agreement, therefore, the claim will resolved on its merits.
The facts reveal that Claimant was charged with violation of Rule 74.3 - Driver's
Responsibility which states in pertinent part that employees are required to observe the
following:
"* Know and observe all local, state, and federal laws and regulations governing
vehicle operation."
On January 22, 2010, Claimant was operating a tractor and semi-trailer Unit #67311
when he stopped to remove and put on full sets of snow chains. The Claimant testified, on page
26 of the transcript, that he was required to make log entries when performing duties other than
driving for more than 15 minutes and according to him he did not make the notation of placing
P.L.B. No. 7426
Award No. 13, Case No. 13
Page 4
the tire chains on the units within the log book simply because he forgot to do such (See page 40
of the transcript).
The following day, January 23, 2011, Claimant was operating the aforementioned tractor
and semi-trailer when he was pulled over at approximately 9:30 a.m. by Nevada Highway Patrol
Officer T. Brooks who issued him a written warning for failure to drive in the designated right
truck lane and a missing mud guard; after which he was released at 10:00 a.m. The Organization
asserted that the Claimant spent the time he was pulled over by Officer Brooks behind the
driving controls of the commercial motor vehicle Unit #67311, therefore, he believed he was not
required to change his duty status for that period of time from "Driving" to "On Duty Not
Driving". It further pointed out that he did note within his log book that he had been pulled over
by "NV DOT".
The incidents of the two dates discussed above each took longer than 15 minutes and in
the latter Claimant should have changed his status to that of "On Duty Not Driving". Despite the
Organization's able defense of the Claimant he testified that he did not properly document the log
book, as required, and substantial evidence was adduced at the Investigation that the Carrier met
its burden of proof that Claimant was guilty as charged.
The only issue remaining is whether the discipline assessed was appropriate. The Board
cannot find that the Carrier erred in its discipline as it was not arbitrary, excessive or capricious
as it was in accordance with the Carrier's UPGRADE Policy. The discipline will not be set aside
and the claim will remain denied.
AWARD
Claim denied.
B. W. Hanquist, CAer Member
Award Date: tI
I Z0
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1
William R. Miller, Chairman
T. ~ke, E ployee Member