NATIONAL MEDIATION BOARD
PUBLIC LAW BOARD NO. 7426
AWARD NO. 18, (Case No. 18)
BROTHERHOOD OF MAINTENANCE OF WAY
EMPLOYES DIVISION - HIT RAIL CONFERENCE
UNION PACIFIC RAILROAD COMPANY (SPWL)
William R. Miller, Chairman & Neutral Member
T. W. Kreke, Employee Member
P. Jeyaram, Carrier Member
Hearing Date: January 18, 2012
STATEMENT OF CLAIM: "Claim of the System Committee of the Brotherhood that:
1. The Level 3 discipline imposed upon Truck Driver M. D. Campbell for
violation of General Code of Operating Rule 74.3 (Driver Responsibility)
and Rule 1.13 (Reporting and Complying with Instructions) in connection
with his alleged failure to make repairs to his trailer regarding the 90-Day
BIT inspection, disregarding instructions for reporting damages, repairs
and overtime in April, 2010 is based on unproven charges, unjust, unwarranted,
excessive and in violation of the Agreement (System File L-10455-45611542254D).
2.
FINDINGS:
As a consequence of the violation referenced in Part 1 above, Mr. Campbell
shall have the discipline expunged from his personal record and shall be
compensated for any and all wages lost, straight time and overtime, as well
as any and all benefit loss suffered by him resulting from his five (5) day
training class."
Public Law Board No. 7426, upon the whole record and all the evidence, finds and holds
that Employee and Carrier are employee and carrier within the meaning of the Railway Labor
Act, as amended; and that the Board has jurisdiction over the dispute herein; and that the parties
to the dispute were given due notice of the hearing thereon and did participate therein.
10, Carrier notified Claimant to appear for a formal Investigation on June
4, 2010, which was mutually postponed until June 15, 2010, concerning in pertinent part the
following charge:
"...to develop the facts and place responsibility, if any, that while employed as
MofW Truck Driver on Gang 7591, at Citrus Heights, California, near Milepost
(fin May
P.L.B. No. 7426
Award No. 18, Case No. 18
Page 2
104, in April, 2010, you allegedly failed to make repairs to your trailer regarding
your 90-Day BIT, disregarding instructions for reporting damages, repairs and
overtime.
These allegations, if substantiated, would constitute a violation of Rule 74.3
(Driver Responsibility), and Rule 1.13 (Reporting and Complying with
Instructions), as contained in the General Code of Operating Rules, effective
April 3, 2005, the System Special Instructions, effective June 22, 2009, and the
Safety Rules, effective July 30, 2007."
On July 6, 2010, Claimant was notified that he had been found guilty as charged and was
assessed a Level 3 discipline and because he had a previous Level 3 discipline on his record that
equated to a Level 4 pursuant to the Carrier's Discipline Policy which required Claimant to
participate in a five day training class, with pay, beginning July 6, 2010, through July 12, 2010.
The facts indicate Claimant was assigned to a semi-truck which hauls materials and
equipment to and from various points throughout the system. His headquarters, is a staging
location for material to be delivered and then redistributed by truck to outlying areas and at the
time of the incident he was assigned Trailer 4047T. The trailer underwent a BIT inspection on
April 12, 2010, and the Claimant was aware that the tires had bald spots. The inspection
determined the need to replace the tires to the trailer. After that inspection the Claimant used the
trailer for hauling purposes on April 21 st and 22nd to Caliente, Nevada, a roundtrip of
approximately 1400 miles. The record her shows that Claimant had the tires on the trailer
replaced on May 4, 2010, and during his aforementioned trip to Caliente he worked overtime.
It is the position of the Organization that the Notice of Investigation was woefully
deficient as it lacked specificity making it so vague that it denied the Claimant the right to a "fair
and impartial" Hearing, and on that basis alone the discipline should be set aside without even
reviewing the merits. It argued that the testimony makes it clear that the instructions regarding
damages or repairs shows that there is no evidence that the Claimant improperly authorized any
repairs on Trailer 4047T and the evidence substantiated that the overtime was authorized by
Supervisor Russo before the Claimant left for the trip to Caliente, Nevada, and his telephone
records stand as proof that he called in nightly to report his overtime with no complaint from the
Carrier. It concluded by requesting that the discipline be rescinded and the claim sustained as
presented because the Carrier did not meet its burden of proof.
It is the Carrier's position that there is no merit to the Organization's argument that
Claimant was denied a "fair and impartial" Hearing as the record shows there was no misconduct
in the hearing processes or procedures that prejudiced Claimant or prevented him from receiving
a fair Hearing. Turning to the merits the Carrier argued that the record contains substantial
evidence to support a finding of guilt as it clearly established that Claimant knew of the poor
P.L.B. No. 7426
Award No. 18, Case No. 18
Page 3
condition of the tires, yet did not take steps to correctly address the issue in a timely manner.
Furthermore, the evidence proves that Claimant did not obtain the required authorization to
replace the tires or perform overtime as required. Lastly, it argued that the discipline was in
accordance with the Carrier's UPGRADE Discipline Policy. It closed by asking that the claim
remain denied.
The Board has thoroughly reviewed the record and will address the Organization's
argument that the Notice of Investigation was vague and did not provide the Claimant with
adequate notice of the charges against him to prepare for the Hearing. The Notice reveals that
the Claimant was apprised in writing of the precise charges and it was given to him sufficiently
in advance of the Hearing to afford a reasonable opportunity to prepare a defense. Additionally,
the transcript indicates that the Claimant was well represented and both he and the Organization
understood the charges. The Board has determined that the Hearing was "fair and impartial" and
Claimant was afforded his Agreement "due process" rights.
The record substantiated that the Claimant did not fulfill his responsibilities as a Truck
Driver when he did not address the replacement of trailer 4047 tires in a timely manner despite
the fact he understood they were a safety issue and the BIT report required an immediate
replacement. The facts further support a finding that Claimant did not obtain authorization from
his immediate Supervisor, Ms. Russo, which he should have done, prior to changing out the tires
on May 4, 2010, but instead chose to discuss the matter with a different individual. The Board
has determined that the Carrier met its burden of proof that the Claimant failed to meet his
responsibility in the replacement of the trailer tires in a prompt fashion, however, the Board is
not persuaded that he failed to obtain authorization prior to incurring overtime on April 21 and
22, 2010, as there is an irreconcilable dispute in facts as to whether or not he secured such before
traveling to Caliente, Nevada.
The only issue remaining is whether the discipline was appropriate. At the time of the
dispute the Claimant was a short term employee who was hired on July I, 2008. Within his brief
tenure Claimant had been charged with failing to comply with instructions on two prior
occasions including one of which was addressed by this Board in its denial of Award No. 13.
The Board cannot find that the Carrier erred in its discipline as it was not arbitrary, excessive or
capricious, but instead was corrective in nature and in accordance with the Carrier's UPGRADE
Policy. The discipline will not be set aside and the claim will remain denied.
P.L.B. No. 7426
Award No. 18, Case No. 18
Page 4
AWARD
Claim denied.
William R. Miller, Chairman
Award Date:
T. W. KrekeV tmployee Member