PUBLIC LAW BOARD NO.
1795
Award No.
12
Case No. 12
PARTIES TO DISPUTE: BROTHERHOOD OF VAINTENANCE OF WAY EMPLOYES
SOUTHERN PACIFIC TRANSPORTATION COMPANY
(Pacific Lines)
STATEMENT OF CLAIM:
1. That the Carrier violated the provisions of the Agreement
between the Southern Pacific Transportation Comnany and the
Brotherhood of Maintenance of Way Employes when, as a result
of an untimely formal hearing, the Carrier suspended Hr. F.R.
Padilla for a period of sixty
(60)
days, said action being
arbitrary, unjust and in abuse of discretion.
2.
That the Carrier now compensate Claimant F.R. Padilla
for all time lost, including all overtime worked on his position
during the period of his susaension and that his personal record
be cleared of all charges.
STATEMENT OF FACTS: Claimant entered Carrier's service on
August
30, 1962
as a Laborer and thereafter was advanced to
the position of Ballast Tamper Operator. On February
11, 1976,
the pertinent date in this dispute, Claimant was acting as an
assigned member of extra gang No.
43
in removing cables from a
tool house located at Napa
Junction in
California. The purpose
of the assignment was to remove the cables along with various
other tools and materials to Lombard, some distance away from
Napa, thereby vacating the toolhouse to enable the Carrier to
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demolish it through the use of a bulldozer which was also at
the scene of onerations. There were four men in gang No. 43,
plus one additional man, the Bulldozer Operator.
It appears that on the date in question Claimant alleged
that he suffered a personal injury while on duty at the job site
at Napa Junction. He retorted his injury, at least according
to his testimony at the hearing, that same day, to various of
his co-employees and to certain supervisory personnel. Two days
later on February 13, 1976 Claimant filled out and signed Carrier's
form entitled "Employees Report of Accident" stating in answer to
the question "State how accident occurred" - "tf~las pulling cable
out of toolhouse at Napa Junction when felt pain in my back".
This is the sum and substance of Claimant's statement of injury
on the date in question.
Thereafter, as appears from the record, Claimant was
examined by Carrier's physician and subsequently hospitalized.
Neither the report of the physician nor a copy or extract of the
hospital record is part of the record evidence. Some time thereafter, in or about the month of Way 1976, "After an inquiry into
the matter by Carrier's Claim Department" Carrier reached a
conclusion that the cause of the alleged injury as stated was
possibly fraudulent. Accordingly, Carrier -preferred charges
against Claimant and scheduled a formal hearing into the matter
for btay 27, 1976, which hearing was postponed to June 1, 1976.
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In any event, on the basis of the evidence adduced at
the hearing Claimant was found guilty as charged and was supposedly
dismissed from Carrier's service by a letter dated June 9, 1976.
In point of fact, however, the discipline imposed was 60 days
suspension. The specific charge lodged against Claimant was
violation of Rule 801 of Carrier's Rules and Regulations of the
Maintenacne of Way Department which reads as follows:
"Rule 801 Employees will not be retained
in the service who are . . . dishonest
Thereafter the usual appeal procedures were proceeded
with by the principals on the Droaerty, the Organization arguing
the case for Claimant and Carrier being adamant in its position
as to its ruling against Claimant.
POSITION OF THE PARTIES AND OPINION
The Dosition of the Organization is that there is no
question that Claimant did suffer a work related back injury on
February 11, 1976. That he reported it promptly. That he filed
a proper report within two days, and thereafter was examined
by Carrier physician and did enter the hospital. Thus the
Organization contends that the claim should in all respects be
sustained. Its further position stems from the alleged delay
by Carrier in scheduling; the hearing in this case. However,
there is no indication of any impropriety on Carrier's part in
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this respect and, additionally, the objection as to timeliness
in holding the appeal was not raised at the time of the hearing.
At this point it seems rather a belated issue and we see no point
in its further consideration, particularly since no prejudice to
Claimant's rights are indicated in the record.
The position of the Carrier, on the other hand, is
that the testimony of the witnesses at the examination indicated
"conclusively" that Claimant was not testifying truthfully, that
he did not in fact suffer the injury he alleges he did and that
he filed a false accident report. That is the gravamen of the
charge in this case, - that Claimant acted dishonestly in violation
of Rule 801 by filing a dishonest accident report. Both sides
concede that the testimony of a least two or three of the witnesses
was obviously contradictory. The testimony of Track Foreman
Stevenson, however, was quite straightforward. He testified -
to the assignment of the men and what the work generally was to
consist of. He also conceded that he knew that Claimant had
sustained a back injury resulting from another accident some time
in the past and therefore asserted that he assigned him to less
strenuous work. (Claimant on the other hand contended that he
was instructed by Mr. Stevenson to heln the men out on various
jobs). Mr. Stevenson stated that Claimant told him nothing about
the injury he had sustained on the job until somewhat later at
about three in the afternoon when they reached Lombard, their
quitting point. Mr. Stevenson stated further that he did not
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see Claimant handle any of the cables at any time and that he did
not realize prior to being told at three in the afternoon that
Claimant had sustained any injury.
The testimony of J. Ybarra, Laborer, was not quite
so consistent. He testified that he never saw Claimant handle
the cables. He further stated that he did not know Claimant
had injured his back until Claimant notified the track supervisor
later on. On cross-examination Ybarra testified he was "outside
the building" handling the cables and could not see who was
feeding the cables through the hole, obviously from the inside.
Pair. Ybarra testified further that although he was outside the
building he was not hulling any cable "just receiving". He
stated further: "You can't see very well when you are pulling;
you might null somebody with it". He referred to "they" were
feeding the cable, but then stated that Pete Rohas was the only
one doing the feeding. As for Claimant, "He wasn't outside so
he must have been inside". He did not at any time see Claimant
handle the cable "from where my position was". But he did admit
on cross-examination that from his position he could not see
Claimant at all and that "he could not say whether Claimant was
handling the cable or not."
Mir. Rohas, also one of the Laborers, testified that he
assisted in the moving of the cables that =mere inside. He did
not "remember" whether he saw Claimant handle any of the cables
at any time. He did not specifically deny that this was so, just
that he did not remember. Ire testified further that the first
he knew Claimant had been injured was when they rode back to
Lombard at quitting time when he "had heard it from some of the
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other guys". On cross-examination, Rohas testified "I don't see
him - too many guys - too many noise" "I don't remember him
lifting the cable".
Robert Ybarra the operator of the bulldozer was the
most positive of all the witnesses. He was working with extra
gang 43 on February 11 and was in the process of removing the
materials from the tool house, including the cable. He testified
quite definitely that he saw Claimant handle the cables from
"outside" the building. Claimant did not tell him of his injury
until he gave him "a lift home" from work. Ybarra drove Claimant
home in his car and stated that Claimant was not in a condition
to do so. On cross-examination his testimony was basically
unshaken. He testified that the cables were being handled by
hand from inside to outside through a hole in the building. He
did not see who was inside. He did not agree precisely with the
testimony of the other witnesses as to the fact that specific
individuals handled the cables on the inside and snecific individuals
handled the cables on the outside. He did testify quite definitely
that the foreman had ordered the Claimant to help the boys and
that he did so.
Claimant testified that he was working with the rest of
the gang to remove the cables from the toolhouse; some were special
heavy caliber cable. He testified quite definitely that he was
working on the outside and did not remember if anyone was inside
because he did not look. He first noticed discomfort in his back
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"when this loop - it shook my body and my back hurt" that this
`occurred while he was nulling the cable. He told this to Rohas
and Ybarra immediately, stating "Yes I didn't make too much
effort, (obviously "fuss"), but I remember I tell him my back
hurt". He testified further that he told the Foreman while
at Napa Junction and told the Track Supervisor at Lombard. These
statements to both supervisors were made that very same day. He
testified further to the fact that he had completed and filed
the Statement of Accident Report two days later, which he identified
and also acknowledged his signature. Cross-examination did not
shake his testimony to any material extent.
From an overall point of view, both sides concede that
the testimony of two or three of the witnesses is, to put it
mildly, somewhat contradictory. Thus, at various times Claimant
is placed "inside the shack" or "outside the shack"; at other
times he is "helping out" and at still other times he is "standing
still". At times he is "pulling the cable" and at other times he
is "feeding it to others". Quite positive however is the testimony
of bulldozer operator Robert Ybarra who, as -previously stated, was
stationed outside the premises, was not directly involved in the
work details on the chains and was fully in a position to see
what was going on in good detail.
Notwithstanding the conflicting testimony certain
affirmative facts do emerges
1. The record does indicate that Claimant suffered from a
prior back injury.
2. The record indicates that Claimant allegedly suffered
some form of work related injury on the date in question.
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3.
The fact is also clear that he reported the accident
to some employees in the morning and to others at Lombard when
they arrived in the afternoon.
4. Two days later he filed a written report of the accident
which on the face of it a-onears to be credible.
5.
It is equally clear and of considerable significance
that Claimant was admitted to the Hospital, in connection with
which the following colloquy took place during the course of the
formal hearing:
""".r. Arrosio: Under whose direction was
he admitted to the hospital in San Francisco.
"r"r. Flores: I couldn't,
say
for sure but the
admission had to be arranged by our medical
officer.
"C"r. Arrosio (continuing): Who are the
medical officers you stated who are our
medical officers,
"t.1r. Flores: Dr. Veyers
"Yr. Arrosio; That is all I have at this time."
1,11e are somewhat troubled by the fact that there are
several aspects of factual evidence which are completely lacking
as exhibits. In fact, there are only two exhibits attached to the
transcript of the testimony. Exhibit A, the report of accident
filed by grievant, and exhibit B, being the letter of June 9,
1976 from I`r. Yurdock to Claimant suspending him from service.
In our opinion several of these missing exhibits might well
have served to shed considerable light on the entire case. For
instance, the following may serve as examples:
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1. Carrier's written presentation states "Upon learning
in the month of h?ay 1976 after an inquiry into the matter by
Carrier's Claim Department that the cause of the alleged injury
as stated was possible fraudulent". It would have been of con
siderable relevance had Carrier indicated the results of its
inquiry and had at least submitted some testimony indicating
what facts there were that indicated to it at that time that
Claimant might possible have filed a fraudulent accident report. -
2. As previously stated there was no dispute that Claimant
did suffer a prior back injury.
3. There is no dispute, and this is most significant, that
Claimant did assumedly suffer a back injury on the date in question.
Nevertheless, the transcript evidence itself does not at all
relate to the major issue of whether or not he had in fact suffered
a back injury, but emphasizes the various contradictory points
to which we have alluded above, but which pertain solely to the
work factors.
4. It is not disputed that Claimant did enter the hospital
on certification of Carrier's physician.
5.
P~'_oreover, there is no doubt that Claimant filed axe accident
report two days later which was quite normal and regular under
the circumstances.
The conclusion we are reaching rather inevitably is
that there is insufficient factual evidence to support Carrier's
contention as to the charge here involved. This Board would have
been. well served to have before it
(1) a. cony of
the hospital
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record showing Claimant's condition at that time, (2) a copy
of the medical report-of the physician showing grievant's
medical condition at the time of the examination, with particular
emphasis of the -probable nature of the injury, if any, and the
reasonable cause thereof, and (3) some evidence as to the basis
upon
which Carrier's
inquiry of Nay, 1976, reached the conclusions
it did.
In the final analysis, therefore, we are faced with a
situation wherein on the face of it Claimant's version of the
facts is credible on those points which are most relevant to this
cases
1. That h e allegedly suffered a work related injury on
February 11, 1976 which he reported to various employees on
the same day.
2. That he completed and submitted an accident report some
two days later stating the nature of his work related injury.
3. That he was subsequently hospitalized, and
4. That he was assumedly examined by Carrier's physician
for, as testified to by "';r. Flores, he was certified to entry
into the hospital only as a result of the certifying report of
the physician.
Thus, notwithstanding Carrier's stress on those aspects
of the testimony
which tend,
in some degree, to discredit Claimant,
we do not consider these points to be of critical relevance to
the major issue before us. We state these points in the negative
for emnhasist
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(1) There is no evidence that Claimant did not sustain a
work related injury on February 11, 1976.
(2) There is no evidence that he did not report the work
related injury and that he did not subsequently file a formal
accident report.
(3)
There is no evidence that he did not previously suffer
a back injury in connection with another accident.
(4) And, affirmatively, there is evidence that he was hospitalized and that he was examined and certified for hospital entry
by Carrier's physician.
($) Neither. the report of the Carrier as to its inquiry of
May 1976, nor the physical report of the examination by the physician,
nor the hospital record itself as- to the condition of Claimant
upon admission, are part of this record. These reports, as we
previously stated, would no doubt have been of considerable significance in placing this entire matter in proper perspective.
The charge against Claimant is the filing of a fraudulent
report of an accident concerning a work related injury. More
specifically, Claimant is accused of "dishonesty" in violation
of Rule 801 of Carrier's Rules and Regulations. In the latter
context it has been quite definitely established beyond paradventure
that in discipline cases the burden rests squarely upon Carrier
to establish by convincing probative evidence the guilt of the
accused on a specific charge lodged against him - and this by
a clear ,preponderance of the evidence.
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In view of all of the foregoing, therefore, we are
unable to conclude that Carrier has sustained its burden of
proof on the particular charge lodged against Claimant in this
case.
Accordingly we have no alternative but to sustain
the claim.
AWARD: CLAIM SUSTAINED.
.i
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LOUIS-VORRIS, Neutral and Chairman
S.E. FL D-ING, Organization Member
I~i~L
E.J.~H LL, Carrier Member
DATED: San Francisco, California
January 26, 1978
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