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PUBLIC LAW BOARD NO. 1838
Award Nc. 59
Case Nc:. 60
carrier 1·'i lc b&7-ROFt-BO
UW-ROR-80
t-W-ROR-80-S
Parties Brotherhood of Maintenance of Way aployes
to and
Dispute Norfolk and Western Rai14ray Company















.,. .. , ..
handling itldt r;?SS1C"'..1T.'..u. _.r< r.; . C::1'c_ 4.',.':5 ;l=Si _SilaL)lh(Z U;: `;
17th was the first <:·:Y CAL Ul0 Ci1Yiration off the garq. T(r~ro :%Cuo .I"I
particular assignmcttL:: riade for wvrb: acti%-ic:ies either I)v . ~nic)rit·,' C:

special skill. The P.-4 Rail. Gang was wider the supervision of T2. C. Carbaugh with tsvienty-t!v:ee (2-3) years railroad experience, and nine (°) years experience as an assistant roadmaster.

Supervisor Carbaugh, with the knowledge that Claimant Caudill had previous experience operating the Adzer machine, approached Clai<;L~nt Caudill, and requested him to op-erate the Pfizer machine. Caud,ill refused. Supervisor Carbaugh then summarily dismissed Claim~t Caudill.

Supervisor Carbaugh then approached Claimant Scherer requesting hit; to operate the Aizer machine; Claimkznt Scherer likewise refused, resulting in a surm-uy dismissal by Supervisor Carbaugh.

Next in line was Claimant R. ?1. Beck who was also re:uesteel 'cc operate the Adzer machine and, he too, refused and eras dismirscd.

Bursuant to Pules 33 and 35 of the applicable schedules a claim was instituted. As a result thereof under date of April 3, 1980 at investigation eras held into the dismissals of the Claimants herein. As a result of that hearing under. date of April 21, 1980 Engineer of Track G. W. Wads sustained the dismissals. From said determination the Claimants appeal to this Board.



r

. Past 3 ::ward io. 59 -Ila





























Organization advances the appeal not on the grounds that there is a factual issue over Claimants apparent insubordination but rather, that
Claimants fall witj-Liji « reccg:ized =cepcicn to the ::acn:irerr.:et to ~.:;r·-

out all proper tu;L? lawful in_tivczirn::; of sa:pervis<~rrs. Org.--uuzatic:: clearly ackna.;tedges that the record discloses Clau^.aiit's reaciadmittance to their refusal to operate the Arizer machine. Organizaticr stresses that Claimants were acting tinder an imminent rear for their health and safety if they would kfiave been required to operate the Adzer machine, since all three Claimants clearly indicate, and the record so supports, previous injuries resulting from the operation of that type of machine. Organization contends that to have requested the men to operate said machine is a violation of Carrier's cum Safety Rules, to wit - Rule 1 in the Carrier's Safety Rule Book, which i.n pertinent part reads:


" ..Safety i:: of the first importance in the discharge of duties..."

Organization contends that it would be violative of the essential principle of the safety mandates to require a man who is in fear of reinjury to operate an Adzer machine because of its alleged propensity to inflict injuries on the operator.

In support thercof Organization offers the decision of Public Law Board No. 1844, resulting in Award No. 6 (Eischen), which, Organization contends, dealt with an exception to the mandate that all employees are required to carry out the reasonable and proper orders of their immediate supervisors. That claim involved a refusal of the Claimant therein to operate a company truck over a portion of a state highway because the Claimant did not hold the appropriate chauffeur's license. The Board, in assessing the merits of that claim, discussed the two

Page 6 Award ::o. 59--/83$
recognized exceptions to the general rule, which may justify a refusal
by an employee which would otherwise be considered an insubordinate act,
to wit - (1) a reasonable apprehension that the act ordered would expose
a claimant to imminent danger to his well-being, and (2) a reasonable
belief that the act ordered would be illegal. In sustaining the claim
the Board found that as a fact that the Claimant did not hold the
appropriate license required to operate the truck in question over a
public highway and such act would have been violative of a state law
and, consequently, was an inappropriate order for the supervisor.

The record before us discloses that on March 17, 1980 Claimants were part of a continuous weld rail gang which had just begun a start up operation at Salem, Virginia. The supervisor in charge sequentially requested the three Claimants herein to operate the Pfizer machine. A.11 three Claimants had prior experience on the machine, all three Claimants had prior injury on the machine.

The machine in question was a "new", rebuilt, repowered Adzer machine in an "as new" condition. The supervisor in question testified that the machine had never been worked, had been =crated right at the job site, that all the safety devices on the machine were intact and in operating condition, that the proper foot protection and leg protection devices were readily available and used by the subsequent operators, that dust masks and goggles were readily available, that hard hats were available, and that the subsequent operators never did receive any reportable injuries from the handling of the Adzer machine.

Supervisor Carbaugh testified that tie leg guards available for the protection of the operator consisted of a metal shin guard-type of

f~ri.a 7 1`:N:1L·'1 .,C). 59 "
protector, in two pieces, running frcn above the kneecap dcsrr. to the
ankle and then covering the entire foot all the way around the wholo
foot. Further, Carbaugh testified that the Pfizer machine is equipped
with a steel guard that was designed to protect an employ"- from the
discharge of material from underneath the machine, describing the device
to be approximately a two foot guard that slides along the edge of the
ties and on the ballast, approximately eight inches wide and two foot
long.

Supervisor Carbaugh testified that he subsequently learned that the reason that all tree men refused to operate the machine was that all of them had previously received injury, and feared reinjury if they were required to operate the Adzer.

The Claimants testified that in the operation of the Adzer machine, which consisted of a planing or "scraping" of the ties to even the surface to receive new tie-plates, it is often the case that rocks and old pieces of spikes or "deadheads", are hurled out at high speed frcm underneath the Pfizer bits which often times result in injury to the feet or legs of the operator, despite the wearing of protective gear, which all three men believed to be inadequate.

Claimant Scherer testified that some tin-e in August of 1977 he experienced the same or similar problem with Supervisor Carbaugh concerning the operation of the Pfizer machine and that he had not been required to operate the machine since his injury in August of 1977. Claimant Caudill and Claimant Beck both testified that as a result of the previous injuries which resulted in one case in an off-titre for

1=acy: E ·:war·i .. . s9 ~I4~3~
approximately three o:eeks as a result of a fractured fort receivP6 o:::ii~
operating the Adzer machine. They were fearful of reinjury.

Each readily admitted that they had refused to operate the machine, testifying that they were afforded scant opportunity by Supervisor Carbaugh to explain why they refused.

Supervisor Carbaugh acknowledged that he had a prior "understanding" with Claimant Scherer. That "understanding" was anplified at the hearing before this Board when the Local Chairman advised, without exception or objection from Carrier, that he (the Local Chairman) and Claimant Scherer, after Claimant's injury which resulted in a two and a half month lay-off while recuperating from his injuries, approached Supervisor Carbaugh and reached an understanding that Claimant would not be required to operate the Adzer machine because of the serious, potentially crippling injury which could result if Claimant reinjured his foot.

Carrier, in seeking to sustain its position and uphold the discipline stressed that Claimants herein . readily admitted their insubordinate act in refusing to operate the machine. Carrier contends that Claimants have failed to carry the burden to establish a record that would support the recognized exception to the requirement to carry cut proper and lawful orders. In support thereof Carrier cites Second Division Award No. 8520 (Vernon), which held in pertinent part:

















    Additionally, Carrier offered Third Division Award No. 21059

(McBrearty), which in pertinent part held-

        "The Board finds that it is not the Claimant's right to substitute his judgment for that of his foreman ...the Claimant should have grieved such action, but not take it upon himself to be insubordinate. The rule of thumb here is, "Work now, grieve later.' The work place is not a debating society, where employes may challenge the orders of manag~nt through insubordinate action. Whenever eloyes refuse to follow a proper order of supervision, the Carrier is placed in a

        Esition where it nust immedia take steps to eliminate

        such insubordination, or else &I-xinsubordination will create

        havoc throughout the work gang. Consequently, it is well

        established that dismissal is not inappropriate in cases of insubordination. (Awards 20770, 20769, 20651, 20102, 18563, 18128, 17153, 16948, 16704, 16347, 16286, 16074, 15828, 14273, and 14067) ."

                                  (Underscoring supplied)

The matter before this Board is the appeal of a discipline action by Carrier. It has been too often stated to need citation in support thereof that the authority of the Board in such discipline matters is limited to the transcript of the procedure below to determine whether or not Claimant was afforded his full and fair procedural rights granted under the schedule, to determine the adequacy and sufficiency of proof

                          Page In <al:;,.:;C~ :7:). 5g

offered in support of the charges made, and to determine whether or rc`
Carrier acted arbitrarily, capriciously or excessively in administerin~-:
discipline.

Claimants appeared at the hearing before the Board and offered their statements to the effect that were they confronted with the same situation again they would equally refuse to operate the Pfizer machine because of their belief that they would, be reinjured as a result thereof. Such statements are outside of the scope of the evidence before the Board, but nonetheless, are received by the Board in considering possible mitigating circumstances.

The Board finds that Claimants were in fact afforded a fair and impartial hearing, free from procedural defect. There was ample evidence, including the admissions of Claimants, to support the conclusion that Claimants were, in fact, insubordinate in refusing to operate the Adzer machine. Claimants sought to raise an affirmative defense to the insubordination by seeking shelter in a recognized exception to their respective obligations to carry out the directives of their supervisor. Each Claimant repeatedly stated their imminent fear of reinjury. However, attendant therewith is the obligation to advance sate affirmative proof to show that there existed a lack of safety or sufficient protection that created an imminent danger to their health or safety. To meet that burden Organization submitted a letter from M. D. .Scott, a mechanic who had working experience with the Adzer machine and stated his observations to be that the Adzer machine was a hazardous machine to both the operator and fellow employers, an opinion that was

Page 11 Award No. 59 -/$3°u
shared by a number of other mechanics. That letter also contained _h
notation frtm a fellow mechanic, J. B. Williams to the effect that,

"...I consider it a dangerous job but have no idea how to correct it..." an opinion and observation shared by six other mechanics.
Under the circumstances herein the Board finds that Cl aimants have failed to carry the necessary burden to establish lack of safety precautions as sufficient justification for failing to carry out an appropriate directive of their immediate supervisor.

The Board finds that the R-4 Gang was just starting up, a condition that could best be described as scar-what chaotic, due to the necessity of starting the operating procedures for the gang, handing out assignments, getting the machinery in its appropriate and proper. order and making the necessary assignments to operate that machinery. There is no question that all of the Claimants had suffered previous injury in operating the machine, nonetheless there are few assignments on the rail gang that do not have scar inherent danger in them.

Main tenance of Way work is inherently a hazardous occupation. If, in fact, the Adzer machine is a poorly designed, hazardous machine then Claimants are left to pursue a civil remedy against the manufacturer thereof in a different jurisdiction. The particular machine in question was a new machine. The adequacy of the design and/or existence of safety devices is not an issue before this Board.

None of the Claimants involved had any prior working experience with that particular machine, consequently, it is irpossible for the Hoard to conclude that the machine that they refused to operate was an inherently dangerous machine due to a deterioration of the safety

:age 12 Award No. 59 - / $3 a
devices or equipnent provided, since there was no attendant wore:
experience by anyone at the titre of their refusal to accept the
assignment given. The record does disclose testimony to the fact that
there were no reportable injuries from March 17th until the date of the
hearing, even though the machine was being operated by inexperienced
operators- Said operators are given a pay differential in recognition
of the fact that they are. required to accept additional
responsibilities. The adequacy thereof is not a matter for this Board.

we ineluctably conclude that Claimants Caudill and Beck failed to meet the necessary burden to show that there existed a lack of safety creating an imminent danger to their health or well-being. There exists no cause within the record to permit the Board to change or alter the discipline administered. Insubordination is a most serious offense and a dischargeable one. See, amongst others, Second Division Award 3568 (Corey), which, in pertinent part, held:


        "***the charge of insubordination was established and*** there is no basis for the ccnlaint that the carrier acted

        arbitrarily or capriciously in dismissing claimant from service. The evidence shows that the claimant refused to carply with a proper request of his supervisor and that he walked off the job without permission***"


                                (Emphasis added)

However, this Award should in no way estop. Carrier from considering Claimants for restoration to service on a leniency basis, particularly in the circumstances of this case.


    Claimant Scherer, however, sits in a different posture.

It is admitted by Supervisor Carbaugh, and not denied by Carrier, that since August of 1977 Claimant Scherer, by a prior arrangement between Carbaugh and Claimant's local Chairman, was excused from any

.i , L'aac 13 Ffmar:~ No. ,55g -)g36
        requirement to operate the 7ldzer machine because of the potential, of

        receiving a permanent, crippling injury. There is nothing in the recorc;

        to indicate any change in such arrangement. Consequently, we find that

        Carbaugh should not have required Claimant Scherer to operate said Adzer

        machine. It is clear to the Board from the transcript that Super isor

        Carbaugh was prepared to test the response of all seventy-eight (78)

        men, if necessary. Notwithstanding, Claimant Scherer by prior

        understanding with the same supervisor was excepted from that

        assignment. Consequently, his case warrants a distinction from that of

        Claimants Caudill and Beck. Claimant Scherer should be restored to

        service with full benefits pursuant to Rule 33 (c).


        AWARD: Claim disposed of as per findings.

                ORDER Carrier is directed to make this Award effective within thirty (30) days of date of issuance shoc-m below.


          A. D. Arnett, Flue ee Mgnber E. N. Ja s, Jr. ier C^Aanber

                                                    i


                              s Van Wart, Chaianan

                              and Neutral Member


                Issued at Salon, New Jersey, May 3, 1982.