PUBLIC LAW BC)AP D NO. 1844
AHARD NC? . y
CASE NO. 17
PARTIES TD THE DISPUTE:
Brotherhood of Maintenance of Way Employees
and
Chicago and North Western Tmsportation
Company
STA7DENT OF CLAIMz
Claim of the System Committee of the Brotherhood that;
1. The dismissal of Foreman L. H. Gobeli was without just and
sufficient cause and on the basis of unproven charges (System
File D-11-24-19) .
2. The claim presented by General Chairman S. C. Zimmerman on
July 30, 1975 to Division Manager D. H. Carlisle is allowable
as presented because said claim was not disallowed by Mr.
Carlisle in accordance with Rule 21.
3. Because of (1) and/or (2) above, Foreman L. H. Gobeli be re
instated with all rights unimpaired and with pay for time lost.
OPINION OF BOARD:
This case involves the dismissal from service of Foreman L. H. Gobeli
.following an investigation at which he was found culpable by Carrier of "falsifying
report of time worked on Work Report.', The issues before us, as joined on the property and argued in the parties' submissions, concern both the merits of the dismissal
and a violation of the time limit on claims rule by Carrier. With respect to the
merit: of the case the parties are in disagreement as to whether Carrier adduced
sufficient evidence on the record to support a charge that Claimant falsified his
work report. In connection with the violation of Rule 21 (Time Limit on Claims Rule)
Carrier admits that it made untimely denial of the appeal on the property and the
only point of contention before us for resolution is the appropriate remedy for such
procedural violation.
In June, 1975, Claimant was employed as section foreman with headquarters
near Dike, Iowa. On June 19, 1975, his i'diate supervisor, Roadmaster T. J.
Crubaugh, and another supervisor arrived at the section headquarters at approximately
2:30 p.m. They observed Claimant and another employee washing their hands and
"assumed" that they were quitting work early. During the period of time in question
Claimant had regularly assigned hours of 7:30 a.m. to 12:00 noon and 1:00 p.m. to
1x:00 p.m. The record indicates that Crubaugh and the other supervisor did not remain
at the site after observing Claimant and could not say of their'own knowlete whether
Cliiuant left work early on June 19,
1975.
Claimant's work report for the day in
question showed that he worked until 4:00 p.m. and at the hearing he testified with-
out
contradiction that
after washing his hands at approximately 2:30 p.m. he performed
paper work until quitting time at 4:00 p.m. Based upon his observations of June 19_
1975,,
Crubaugh and another roadmaster returned to the section headquarters on June 20,
1975, at approximately 2:45 p.m. to find Claimant's truck locked and no employees
in and around the headquarters. Claimant's work report for that day showed that
he reported working on inspection of track and switches until Lt:00 p.m. on June 20,
!.^?5.
Subsequently, by notice dated July
7, 1975,
Claimant was instructed to appear
for a hearing on July
15, 1975,
into charges reading as follows: "Your responsibility in connection with falsifying report of time worked on Work Report."
Following the investigation Claimant was found responsible as charged and
he was dismissed from all service of Carrier effective July
24, 1975.
By letter
dated July
30, 1975,
the Organization's General Chairman filed this claim with the
Carrier's Division Manager appealing the discipline assessed Mr. Gobeli and asking
that he be reinstated with seniority and vacation rights unimpaired and compensated
at his straight time rate for all time lost. The record indicates that Carrier's
y
Division Manager never responded in any form to this claim letter. Thereafter, on
October 15, 1975, the Organization appealed to Carrier's Director of Labor Relations
in a letter reading as follows:
'·0n July 30, 1975, I wrote to
Divz~lion Manager I;. Ir. Carlisle
asking that Mr. L. H. Gobeli be reinstated
with seniority
and
vacation rights unimpaired and he be compensated at his straight time
rate for
all time lost. As to di)te,
I have not received a reply
from Division Manager Carlisle. The t`orementioned claim should be
allowed not only on its merits bvt by the default provisions of the
claim and grievance rule (Rule 21) which
specifically stipulates
that should any such claim or grievance
be disallowed the
Company
shall, within sixty (60) days from the
date
same is
filed, notify
whoever filed
the
claim or grievance in writing of the reasons
for such disallowance. If not so notified, the claim or grievance
shall be allowed as presented.
"Therefore, Mr. Cobeli should be reinstated with his. seniority and
vacation rights unimpaired and he tie compensated at his straight time
rate for all time lost.
"Please advise."
By letter dated December 10,
1975,
Carrier's Director of Labor Relations (NonOperating) denied the claim
as
to the merits of the dismissal, admitted failure by
the Carrier to timely deny the appeal of July 30,
1975,
and suggested conference to
determine the appropriate reedy for the violation
of
Rule 21. Extensive discussions
on the property in an effort to settle this claim proved unavailing and the matter
accordingly has been appealed to our Board for final and binding disposition.
Turning our
attention initially to the violation of Rule 21, sae have
studied in detail and considered carefully the well-documented arguments and extensive citations furnished by both parties relative to the appropriate measure of
damages for Carrier's failure to timely deny the Organization's appeal of July 30,
1975.
The details thereof are well known to the parties, are clearly understood by
this Board, and no useful purpose can be served by lengthy reiteration herein. The
organization relies for the most part on the literal language of Rule 21 and cites
certain ajards supportive of its view that the Rule requires as remedy for late denial
complete reinstatement of the Claimant,with all rights, benefits and back pay as
demanded in the July
30, 1975,
appeal. It should be noted that the Organization refuses to recognize the December 10,
1975,
denial by the Director of Labor Relations
(Non-Operating) and insists that only demo;
by the Division
Manager, to whom the
claim was initially presented, may effectiv*-~toll Carrier's liability. Argue~ndo,
the Organization maintains that even if the JDecember 10, 1975, late
denial.
is recognized, the Rule still requires Carrier to grant every element of relief demanded in
the July 30,
1975,
claim letter. Carrier, an the other
hand, contends
that the
December 10,
1975,
denial by the Director of Labor Relations (Non-Operating) is
effective to limit its liability under Rule :l and cites numerous authorities for
the proposition that the proper measure of damages for the procedural time limit
violation is
compensation for
the period July 30,
1975,
until December 10, 1975,
when the claim was denied by Carrier. Both parties cite in support of their respective positions Decisions No. 15 and 16 of the National Disputes Committee established
May 31, 1963 (NDC). As noted supra, we have considered carefully all of the authorities cited by both parties. The contentions of the Organization have substantial
merit and if this were a case of first impression we might well find them persuasive.
But we do not sail here in uncharted waters and in our considered ,judgment the best.
indicator .for the proper interpretation and ~-tpplication of Pule 21 in cases such as
the one we have before us ar-e the decisions
of
the NDC. Tn cur considered judgment
a careful reading of Decision No. 16 (a unanimous decision of the bilateral NDC)
supports the position advocated herein by Carrier. We have examined all of the awards.
cited by the parties construing and applying the principles announced in Decision
No. lb and conclude that those reaching a contrary result either may be distinguished
on their facts or the state of the evidentiary record or else are in plain error.
Applying these guiding principles to the instant case, we find that the Carrier denial
of December 10, 1975, albeit a late denial, was effective to toll Carrier's liability
for the procedural violation as of that date. We find further, based upon all the
precedents before us that the proper measure of damages for Carrier's violation of
Rule 21 is compensation to Claimant at his straight time hourly rate from July 24, 1975,
through and including December 10, 1975.
With respect to the merits of the ilsmlssal, the Organivation contends
that Carrier
has
riot presented sufficient evidence to support its charges. Our reView of the
record,
including the transcript of the hearing on the property,
persuades
us of the validity of
the Organization's
position
with respect to July 19,
1975. The only record evidence adduced by Carrier
on this point is
that Claimant
was washing his hands at 2:30 p.m. that day. From this
fact
Carrier assumed that he
took an early quit and charged him accordingly
with
falsifying his records which
showed he worked until 4:00 p.m. Claimant testified that
he
did in fact work until
4:00 p.m. that day and there is no record evidence whatever to gainsay this
testimony.
Indeed, the sole Carrier witness on this point testified that he did
not know
whether
Claimant returned to work after washing his hands. Aecordigly, we must conclude
that Carrier has not carried the burden of persuasion by substantial record evidence
that Claimant falsified his time report on July 19, 1975.
With respect to July 20, 1975, the record is somewhat equivocal and credibility conflicts are presented. Claimant testified that he took an early quit on
July 20, 1975, on instructions of his Roadmaster to make up for overtime
he had coming
as a result of attending a safety meeting on June 6, 1975. The Roadmaster denies
granting any such permission to Claimant. Working from a cold transcript and with
out the
ability to observe the demeanor of witnesses, there is no way we
car. resolve
this conflict in testimony. Assessing the record objectively, we cannot positively
conclude that Carrier's judgment of
Claimant's culpability
on July 20, 1975, is unfounded. It is evident, however, that the extreme penalty of dismissal was premised
upon a conclusion that Claimant was guilty of falsification on at least two occasions and the transcript contains unfounded allusions to several other instances.
Inasmuch as we find evidence of only one such transgression, in the particular facts
and circumstances of this case, we must conclude that the penalty of dismissal is
-5_
`R
unreasonably harsh and inappropriate. Accordingly, we shall reduce the penalty to
a disciplinary suspension and direct Carrier to reinstate Claimant with seniority
tights unimpaired but without compensation except for the period July 24, 1975,
through December 10, 1975, as discussed
supra.
FIN DINGS :
Public Law Board No. 184L, upon the whole record and all of the evidence,
finds and holds as follows:
1. That the Carrier and Employee involved in this dispute are, respectively, Carrier and Employee within the meaning of the Railway Labor Act;
2. that the Board has jurisdiction over the dispute involved herein; and
3. that the Agreement was violate to the extent indicated in the Opinion.
AWARD
Claimant is to be reinstated with seniority rights unimpaired, but without
back pay, except he shall be compensated at his straight time hourly rate for the
period July 24,
1975,
through December 10, 1975. Carrier is directed to comply with
this Award within thirty (30) days of its issuance.
Dana E. Eischen, `6bsn
~Il V
0. M. Barge, ~~E~ployee~ er R. W. Schmiege,
Carrier Memr
Dated:\,-" 15
/ 27
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