PUBLIC LAW BOARD NO. 2406
NATIONAL
RAILROAD PASSENGER
CORPORATION'(AMTRAK)
' CASE NO. 14
.. * AWARD N0.14
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYES
*
Public Law Board No.. 2406 was established pursuant to the
provisions of Section 3, Second (Public Law 89-456) of the Railway
Labor Act and the applicable rules of the National Mediation Board.
The parties, the National Railroad Passenger Corporation (Amtrak,
Hereinafter the Carrier) and the Brotherhood of Maintenance of Way
Employes(hereinafter the Organization), are duly constituted carrier
and labor organization representatives as those term s.are-defined in
Sections 1 and 3 of the Railway Labor Act..
After hearing and upon the record, this Board finds that it
has jurisdiction to resolve the following claim:
"The Carrier violated the Rules Agreement,
effective- May 19, 1976, as amended, particularly Rule 73 of the Rules Agreement, when it'
assessed discipline of dismissal on Camp
Overseer, Marvin Brown, effective-October 4,
1979.
. The dismissal was excessive, arbitrary and
capricious in light of the circumstances
introduced at the trial.
Claimant Brown's record be cleared of the
charges brought against him on September 14,
1979, relative to the incident which occurred
on September 7, 1979.
Claimant Brown be restored to service with
seniority and all other rights unimpaired and
be compensated for wage loss sustained."
- P.L. Bd No. 2406
Case/.Award No.~ 14 .
Page Two
Prior to his dismissal the Claimant held the position of Camp
Overseer, Track Laying System Gang, New-London,-CT. By letter
dated September 14, 1979, he was notified to attend a trial in connection with the following charge:
"Unauthorized use of Company vehicle,
bus
number 3491, and your involvement in accident
while driving
bus
number, 3491 without authority
on Friday, September 7, 1979 a.t. approximately
7:10 p.m- in the vicinity of New London, CT.
Train Station."
The trial was held-on September 25, 1979 and the Claimant was
found guilty. The Claimant received' notice of his dismissal on
October 11, 1979
by
letter dated. October 4, 1979. The organization
alleges a violation- of Rule 73 on the ground that the Carrier failed
to give timely written notice of the discipline.
The: Claimant appealed the discipline on October 12, 1979 in a
letter to the Assistant Chief Engineer-Track. - The- appeal hearing was
held on October 16, 1979-and the charges were sustained. The Organiza
tion again appealed on- November 9, 1979, in a letter to the Director of
Labor Relations. The appeal hearing was held on December 17, 1979 and
the appeal was denied. -
Two questions are presented:
(1y Did the Carrier violate Rule 73 of the
current Rules Agreement by failing to
follow the time limitation for written
notice of discipline?; and,
(2y Was the Carrier's dismissal of the Claim
ant an abuse of its managerial prerogative
in light of extenuating circumstances?
P.L. Bd. No. 2406
Case/Award No. 14
' Page Three
The procedural argument of timeliness of notice lacks merit.
Rule 73 specifies that written notice of discipline shall be given .
"within fifteen (15) days of the conclusion of such trial." The
Notice of Discipline, dated October 4, 1979, was sent by certified
mail on October 9, 1979. The Claimant received it on October 11,
1979. Thus, notice was sent on the fourteenth (14th) day and re
ceived on the sixteenth (16th) day after the trial. The practice
both on the property and enunciated in numerous-adjustment board
decisions is that the timeliness for issuance of a discipline notice
is determined_by the date that notice is sent, not the date on which
it is received: Third Division Award 13219 (Coburn) illustrates
the principle:
"The rule does not make the Carrier an insurer
nor can it reasonably be-read to mean that a
decision is not "rendered" until it is received
This. Line of authority holds, in effect, that
notice of the-decision must be dispatched within
the time limit in such manner as may reasonably
be relied on to actually get the notice to the
employee-, and_that prima facia evidence of compliance with the rule stems from the date the notice
is sent, not from the date it is received."
The Organization also made an- allegation that the investigating
officer deprived the Claimant. of a fair hearing by attempting to end.
the hearing without giving the Claimant an opportunity to question a
witness, and present pertinent data. The record does not beat out
the allegation. The Claimant was afforded a full and fair opportunity to present his case. After doing so, both the Claimant and his
representative had no criticism of the manner in which the trial had
P.L. Bd.
NO. 2406
Case/award-, Na. 14·:
Page Four
been conducted. The organization has not shown that the Claimant's
rights were denied, or that he was. in any way prejudiced during the
course of his trial.
Turning to the merits, this Board finds the dismissal was excessive in view df mitigating circumstances. The. Claimant should. be
reinstated but without back pay.
The record shows that on September 7, 1979, the Claimant stayed
on his assignment at New London after his tour had ended.- A genera-
tor, the source of electrial power for the camp, malfunctioned, and the
Claimant remained at the lob site after his assigned hours while repairs
were being made by a. mechanic. The problem with the_generator neces
sitated the use of an auxilary generator attached to a commissary car
so the car had. to be- opened When repairs reached the point where
the auxilary generator could. be turned off, the Claimant readied him
self to leave-
The Claimant was located at Midway Camp, CT_ and was returning at
the end of his work week to his home in Philadelphia, PA. The Claimant
found himself
in. an unfortunate situation.. He needed to travel
from Midway Camp to the New London Railway Station, a distance of
approximately five (5) miles. A11 personnel had.left the camp earlier,
however,. bus 349L was at the camp. The Claimant, after a futile attempt
to get authorization because no one was in the TLS office at Providence,
R.I. when he called, decided to use bus 3491 to get to New London. This
was a grave error in judgment.
P.L. Bd. No. 2406
Case,Awara No. 14
Page Five
While the Claimant's duties did occasionally require him to use
Carrier vehicles, the Claimant did not have a valid driver's license.
His decision to use the bus. was unquestionably a bad one. It became obvious just how. bad that decision was when the Claimant's bus
struck an illegally parked car while he was turning into the New London
Station.
The lack of discretion on .the Claimant's part clearly warranted
discipline. But dismissal in this case is out of proportion to the
offense. Under different circumstances the Claimant's decision may
have been laudable. His attending to duty beyond his required tour
and his delivering transportation for the next arriving crew may have
been praiseworthy save for the disabilities the Claimant had and
suffered. from.
But the Claimant's decision was a. bad one.. The only question is
how severely should he-be disciplined. The general rule, of course,
is that the imposition of discipline is a managerial prerogative and.
the Board should not substitute its judgment for' the Carrier's. The
severity of the discipline must, however, be reasonably related to the
gravity of the offense. Absent serious violations on an employee's
work record, disciplinary actions should, if possible, be taken to
educate rather than punish the employee. In this instance, alt=egh
the employee has many previous, and serious, violations on his work
record, due to the particular circumstances surrounding the offense in
this case, the Claimant should be given another chance. The Claimant
should be reinstated but without back pay.
P.L. Bd. No. 2406
Case/Award No.~14
Page` SiX'
AWARD:
Claim sustained.
R. Radke, Carries Member
E
LaRue, Organization Member
Richard R_ Kasher, Chairman
and Neutral Member
August 31, 1981
??iiladelphia PA-