PUBLIC LAW BOARD NO. 2406
*
NATIONAL RAILROAD PASSENGER CORPORATION (AMTRAK)
* CASE NO. 35
-and-
* AWARD NO. 35
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYES
*
' Public Law Board No. 2406 was established pursuant to the
provisions of Section 3, Second (Public Law 89-456) of the Railway
Labor Act and the applicable rules of the National Mediation Board.
The parties, the National Railroad Passenger Corporation
(Amtrak, hereinafter the Carrier). and the Brotherhood of Maintenance
of Way Employes (hereinafter the organization), are duly constituted
carrier and labor organization representatives as those terms are
defined in Sections 1 and 3 of the Railway Labor Act.
After hearing and upon the record, this Board finds that it
has jurisdiction to resolve the following claim:
°'1. The Carrier violated the Rules Agreement, effective
May 19, 1976, as amended, particularly Rule 71(a)
when it assessed discipline of dismissal on Trackman,
Anthony J. Cole, Baltimore, Maryland.
"2. The discipline was arbitrary, capricious, excessively
harsh and.unsupported by the testimony.
"3. Claimant Cole's record be cleared of all the charges,
he be restored to service with seniority and all other
privileges.unimpaired, and compensated for all lost
wages as a result of being held from service."
The Claimant, Anthony J.Cole, entered the Carrier's service
On July 19, 1976, as
a
Trackman, and was so employed at the time
of the incident giving rise to this claim. By notice dated
P. L. Board No. 2406
Case/Award No. 35
Page Two
September 22, 1978, the Claimant was instructed to attend a trial
scheduled for September 25, 1978, in connection with his alleged
violation of General Rules I and C. The Claimant received the
notice after the date scheduled for trial and the trial was rescheduled for October 11, 1978. The trial was again rescheduled and
held on October 17, 1978. The Claimant was present at the trial and
accompanied by a duly designated representative of the Organization.
On October 30, 1978, the Claimant was notified that he would be
assessed the discipline of immediate dismissal for violation of
General Rules I and C.
Rules I and C, read in pertinent part:
I. "Employees will not be retained in the service who
are insubordinate ... ."
C. "Reporting for work under the influence of alcoholic
beverages ...or the use of alcoholic beverages while
on or subject to duty or on company property is
prohibited."
The record shows that at approximately 11:30 a.m. on September
21, 1978, the Claimant was working at the B&P Tunnel, Baltimore,
Maryland. At that time the Claimant's foreman, Luther Perry, saw
him fall. Mr. Perry came over to find out what was wrong. He
smelled alcohol on the Claimant's breath, determined that he was
physically incapable of performing his duties, and ordered him off
the property. The Claimant refused to leave, and Mr. Perry called
the Assistant Supervisor of Track, Steven Moniz, for assistance
in removing the Claimant.
When Mr. Moniz arrived, he too smelled alcohol on the Claimant's
breath. Mr. Moniz told the Claimant to cease working and to come
P. L. Board No. 2406
Case /Award No. 3 5
. Page Three
with him to the Medical Center for a sobriety test. When the
Claimant refused, Mr. Moniz told him that if he did not obey he
would be out of service. The Claimant still refused and Mr. Moniz
then put him out of service. -
The Claimant acknowledges that he fell, that he refused to
leave the property as ordered by his foreman and that he refused
to go to the Medical Center for a sobriety test. However, he denies
being intoxicated. While there is no specific indication in the
record of the Claimant's reason for refusal to obey the orders of
his foreman or of the Assistant Superintendent, Track, the Claimant
did testify that he was angry with his foreman for accusing him of
being intoxicated on the job. It was presumably for this reason,
that he felt he was being improperly accused, that the Claimant
refused either to leave the property or to go to the Medical Center.
It seems clear to this Board that the Carrier has met its
burden of showing by substantial evidence that the Claimant was
guilty of violation of General Rule C. It is true that no one saw
the Claimant imbibe; however, the testimony of Messrs. Perry and
Moniz supports the contention of the Carrier that the Claimant was
under the influence of alcohol while on duty. The fact that they
are laymen does not mean that they are unqualified to judge when
someone is in an intoxicated condition.
Even if, for the sake of argument, this Board were to accept
the Claimant's assertion that he was not intoxicated, he was
obligated to obey his foreman's order to leave the property. The
foreman's concern, as stated at the trial, concerned safety, and
P. L. Board No. 2406
Case/Award No. 35
Page Four
the-foreman had the authority to order the Claimant off the
property for safety reasons. Finally, Mr. Moniz' order that the
Claimant go to the Medical Center for a sobriety test was a perfect
opportunity for the Claimant to prove that he was, in fact, sober.
Anger because of what he considered unjust accusations does not
excuse the Claimant's insubordinate refusal to obey proper orders.
The Organization argues that the Carrier's case is marred by
serious procedural flaws, and that the penalty is disproportionately
severe, especially considering the fact that the Claimant enrolled
in the joint Employee Assistance Program (EAP). The Organization's
first procedural objection concerns Rule 71(a), which reads:
"An employee who is accused of an offense and who is
directed to report for a trial thereof, shall within
fifteen (15) days of date of the alleged offense, be
given notice in writing of the exact charge on which
he is to be tried and the time and place of the trial."
The original trial was scheduled for September 25, 1978. The
Claimant was orally informed on September 23, of the time and place
of the trial. However, he did not receive written notice as called
for by Rule 71(a), until September 28. As a result, the trial was
postponed.
It. is this Board's view that neither the letter nor the spirit
of Rule 71(a) was violated in this instance. The Claimant received
notice within seven (7) days of the incident, although the notice
came after the scheduled date of the trial. The trial was postponed,
the Claimant had knowledge of the charges against him, and was well
represented.
P.L. Board No. 2406
' Case/Award No. 35
Page Five
The Organization's second procedural objection concerns the
introduction, at the trial, of a letter from the Claimant, dated
May 11, 1978. The letter states, "I, Anthony Cole, reported to
duty on Thursday, May 11, 1978, under the influence of alcohol."
The Organization objects that the letter is irrelevant to the
September 21, 1978, incident, and was not brought into the record
until the day of the trial.
The Board accepts the Carrier's argument that the May-11, 1978,
letter was not part of the charge against the Claimant, but rather
that it was intended for use in determining the degree of discipline
to be assessed. In the Board's view it would. have been preferable
if the letter had been made part of the record prior to the trial,
but the failure to do so is not a fatal flaw. The use of an
employee's prior record may be properly considered in determining
the appropriate measure of discipline in a case such as this.
Finally, this Board turns to the issue of the. appropriateness
of the penalty and the Claimant's participation in the EAP. The
efforts of the Carrier and the Organization in establishing an
effective EAP deserve commendation, and the Claimant too, is to be
commended for his successful participation in the Program. However,
participation in the EAP, salutory though it is, cannot be considered
an automatic basis for reinstatement where an employee's prior
record is 'poor. Under these circumstances, this Board will not
disturb the Carrier's judgment. However, we strongly recommend
to the Carrier that in view of alcoholism's recognition as a disease,
P.L. Board No. 2406
Case/Award No. 35
Page Six
that it give the Claimant "one last chance" on a leniency basis,
recognizing that leniency is the Carrier's prerogative, not the
Board's.
AWARD: Claim denied.
v
L, Hriczak, Carrier Member W. E. LaRue, Organization Member
.~.ew~
Richard R. Kasher, Chairman and Neutral Member
April 1, 1983
Phiadelphia, PA