NATIONAL MEDIATION
BOARD
PUBLIC LAW BOARD NO. 2406
NATIONAL
RAILROAD PASSENGER CORPORATION (AMTRAK)
-and
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYES
CASE NO. 37
AWARD NO. 37
Public Law Board No. 2406 was established pursuant to the
provisions of Section 3, Second (Public Law.89-456) o£ the Railway
Labor Act and the applicable rules of the National Mediation Board.
The parties, the National Railroad Passenger Corporation
(Amtrak, hereinafter the Carrier) and the Brotherhood o£ Maintenance
of Way Employer (hereinafter the Organization), are duly constituted
carrier and labor organization representatives as those terms are
defined in Sections 1 and 3 of the Railway Labor'Act.
After hearing and upon the record, this Board finds that it
has jurisdiction to resolve the following claim:
"(a) The Carrier violated the effective agreement, dated
May 19, 1976, on May 7, 1980, when the Carrier,
unfairly and without just cause, improperly disqualified the Claimant, Roy Penman, as Foreman in
all capacities, subsequently reducing the disqualification to one hundred eighty (180) calendar days.
"(b) The one hundred eighty (180) day disqualification
shall be removed from the Claimant's records and he
shall be compensated for all wage loss en account
of this disqualification."
The Claimant, Roy Penman, entered the Carrier°s service on
May 19, 1976, after being originally hired by the. Penn Central
Transportation Company on February 23, 1976. On March 27 and
P.L. Board No. 2406'
Case/Award No. 37
Page Two
March 28, 1980, the Claimant was assigned as a Track Foreman,
at 30th Street, Philadelphia. By notice dated April 7, 1980, the
Claimant was instructed to attend a trial scheduled for April 15,
1980, in connection with his alleged violations of Rules A, I, K
and Y. These rules read, in pertinent part, as follows:
A. "Employees must render every assistance in carrying
out the rules and special instructions and must
promptly report to their supervisor any violation
thereof."
I. "Employees will not be retained in the service who
are insubordinate ."
I '
K. "Employees must attend to their duties during the
hours prescribed ."
Y. "Employees must obey instructions from their
supervisors in matters pertaining to their respective
branch.of the service ... ."
The support for these charges was based on the Claimant's
alleged failure to set his work gang directly to work on March 27
and 28, 1980, and his alleged improper use of a company vehicle
on those dates. The trial was postponed until April 22, 1980,
and held on that day. The Claimant was present at the trial and
was represented by a duly designated representative of the
Organization.
The record indicates that the Claimant and his work gang were
observed by two Carrier. officials on March 27, 1980, and by one
of those officials on March 28, 1980. While the testimony of
these two officials contained certain significant discrepancies,
there is substantial evidence in the record that the work gang
wasted time and did not go directly to perform their assigned work
P.L. Board No. 2406
Case/Award No. 37
Page Three
on those dates,
and also
that they used a company bus to go to
breakfast and lunch. However, there is nothing in the record
that will support a charge of violation of Rule I, i.e., insubordination.
However, it is the view of this Board that, under the special
circumstances of this case, the Claimant was improperly disciplined,
and that the claim should be sustained. To begin with, the record
does not clearly establish that the Claimant was in charge of the
work gang on March 27, 1980. The Claimant testified that he was
not in charge; rather that his
assignment on
that day was to assist
another foreman. One of the Carrier officials also stated that it
was his impression that on March 27, 1980, the Claimant was working
as an assistant to the other foreman.
The Organization argues that the Carrier officials, having
observed what they perceived to be infractions of the Carrier's
Rules on March 27, 1980, should have notified the Claimant at
that time that his activities did not meet the Carrier's requirements.
The failure to do so, in the organization's view, constitutes
entrapment. While
the Board does not agree that entrapment is
present in this case, it does agree that the Carrier was remiss in
not immediately informing the Claimant that he was not meeting his
responsibilities to the Carrier. It should also be noted that,
concerning the activities of March 28, 1980, two gangs and two foremen
were involved at the work location. The Carrier official acknowledged
under cross examination that at the time of his observation, he was
not distinguishing the activities of one gang from the other.
P.L. board No, 2406
Case/Award No. 37
Page Four
The final issue to be addressed concerns the use of the
company vehicle: The parties are in dispute as to whether
using a company vehicle to get meals' is a recognized and condoned
practice. This Board is not convinced from the record that such
use is clearly and uniformly forbidden by rule and/or practice.
For the various reasons cited above, it is the opinion of this
Board that the Carrier has not met its burden of proof in this
claim. Accordingly, this claim must be sustained.
AWARD:. Claim sustained. Any reference to the disqualification
shall be removed from the Claimant's records. The Claimant shall
be compensated for the rate differential between foreman and
trackman for the period of the one hundred eighty (180) day
disqualification ending on November 3, 1980.
L.Hricz c,C~er Member W.E. :Rue., organization
Member
Richard R. Rasher, Chairman and Neutral Member
April 1, 1983
Philadelphia, PA
^·.:
PL/j 2qc(0
Aw
ro 37
CARRIER MEMBER DISSENT
PUBLIC LAW BOARD 2406
AWARD NO. 37
The Board has erred in its decision in Award No. 37 by
considering arguments never made in the record nor progressed by
the Appellant or Organization on Carrier's property. The
majority therefore, has exceeded its authority in seeking to
justify the decision
in
this award.
The Neutral Member of this Board found in Award No. 37 that
the Carrier had proved that ". . . there is-substantial evidence
in the record that the work gang wasted time and did not go
directly to perform their assigned work on those dates, and .also
that they used a company bus to go to breakfast and lunch."
Therefore, the exoneration of the Appellant, whether he was
clearly a Foreman over the employees of one of the two gangs or
an Assistant Foreman over the employees of one of those two
gangs, is not based upon the record in this matter and is
erroneous.
The record in this matter contains an admission by the
Appellant on page 45 of the trial transcript that he did not
feel he performed his job as Foreman to the best of his
ability. Further, on page 41 of the trial transcript,
Appellant,
in
response to questioning, admits that he and the
members of his gang utilized a company vehicle to go to lunch
and that to the best of his knowledge that was not approved
Company policy.
The record also discloses that in the appeal of this matter
on the Carrier's property, Appellant only contended that as this
was his first offense in more than four years he felt the
discipline was harsh and unjust (Carrier's ex parte submission,
Exhibit No. 9). During appeal, the Appellant himself never
contended that he was not guilty and should be exonerated.
In view of the foregoing, the Carrier cannot accept the
exoneration granted Appellant by Award No. 37 without dissent.
L. C. Hriczak%
Carrier Member