SPECIAL BOARD OF ADJUSTMENT
PUBLIC LAW BOARD NO. 3729
CONSOLIDATED RAIL CORPORATION
"CARRIER"
and * CASE NO. 4
BROTHERHOOD OF MAINTENANCE OF * AWARD NO. 2
WAY EMPLOYEES
"ORGANIZATION"
STATEMENT OF CLAIM
Claim of the Brotherhood (CR-396--D) that:
"(a) The disqualification as Foreman and Assistant
Foreman assessed Claimant R.J. Baker was without just
and sufficient cause in an arbitrary and capricious
manner.
(b) The Claimant, R.J. Baker, shall be reinstated
as a Foreman and Assistant Foreman and shall be compensated for any lost earnings as a result of this disqualification."
This case arose when the Carrier charged Robert J.
Baker, hereinafter the Claimant, with failing to be properly
attired at work. The specific charges, contained in a Notice
of Investigation dated July 1, 1983, were as follows:
"Violation of Rule "B" of the Rules of the
Transportation Department which reads:
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'Employees must be familiar with and
obey all rules and special instructions.
They must follow instructions from
proper authorities and must perform
all duties efficiently and safely.'
Violation of Rule 3001 (a) of the Conrail
Safety Rules or Maintenance of Way Employees which reads:
'Immediate Supervisor shall: (a) be
responsible for the safety instruction and safe performance of all
the men under his jurisdiction,
including employees from another
department or gang.'
Violation of Rule 3020 (a) of the Safety
Rules for Maintenance of Way Employees
which reads:
'Wear suitable gloves and clothing
(a) that gives ample body, arm and
leg protection. When acetylene,
electric or thermit cutting or
welding, wear cuffless overhalls or
trousers. Short sleeve or "T" type
shirt may be worn if not performing
work requiring arm protection.'
Violation of Rule 3051(a), (b) of the
Safety Rules for Maintenance of Way
Employees which reads:
'Employees to whom company personal
protective equipment has been
issued will be responsible for:
(c) Having the equipment available
for immediate use; (d) Wearing the
equipment in a manner to provide
the intended protection.'
Violation of Rule 3060 of the Safety
Rules or Maintenance of Way Employees
which reads:
'Wear approved helmet with nape
strap while on duty (except in a
building or highway vehicle, unless
working on same)."
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CASE
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Alleged violation of these rules took
place on June 29, 1983, when you-were
found at 10:40 A.M. working in Goodman
Street Yard at Rochester, New York,
without hard hat, without shirt, with
pant legs rolled up to the knees and
fastened there with safety straps."
The hearing was held on September 27, 1983. The
Claimant was present and represented by the Organization. By
letter dated September 27, 1983, the Carrier notified the
Claimant that he had been found guilty of the charges and
assessed a penalty of being "disqualified as foreman and
assistant foreman." The above quoted claim was then filed on
behalf of the Claimant.
In June, 1983, the Claimant was a foreman, a position he had held for seven years-. The Claimant had at that
time worked with the Carrier nine years.
On June 29, 1983, the date of the incident giving
rise to this claim, the Claimant was working the Goodman
Street Yard at Rochester, New York. At approximately 10:40 A.M.
Assistant Division Engineer Hammons and Track Supervisor McCartney
drove by the Claimant and three or four other men under the
Claimant's jurisdiction. They noticed that the Claimant did
not have a shirt or hardhat and his pants were rolled up to
his knees. The Claimant was standing in the guage of the track
with a hammer in his hand, and Hammons believed the Claimant
and his gang were in the process of applying rail anchors.
Hammons believed the Claimant's dress violated Carrier
safety rules. As he had previously spoken to the Claimant on
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several occasions about the need to wear a hardhat and follow
safety rules, Hammons confronted the Claimant, told him that
formal charges would be brought and told him to get on the proper attire or leave the Carrier's property. Hammons then left
and did not see the Claimant again that day.
The Claimant worked approximately 90 more days after
this incident as foreman before being disqualified.
POSITION OF THE PARTIES
The Carrier contends that the Claimant's culpability
is clearly established in the substantial, eyewitness accounts
of Hammons and McCartney, both of which testified that the
Claimant was working without a hardhat or shirt and with his
pant legs rolled up to the knee. The Claimant's attire violated
safety rules, which the Carrier has the right and responsibility
to establish and enforce for the safe conduct of its operations.
Moreover, the disqualification assessed against the
Grievant was entirely commensurate with the gravity of the
proven offense. Claimant's refusal to follow safety rules is
inconsistent with performing the supervisory duties of a foreman or assistant foreman. As the penalty was not arbitrary
or unreasonable, this Board does not have authority to substitute its judgement for that of the Carrier.
The Carrier rejects the defenses raised by the Organization. First, the Claimant's self-serving statement that
he had completed a particular task. eoes not mitig.=.tc his guilt,
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as he was still on Carrier's property to work. Second, the
Claimant's contention that other employees violated safety
rules is unsubstantiated, and it is well-settled that the dereliction or negligence of others does not excuse an employee's
own dereliction.
The Organization initially contends that the charges
against the Claimant are improper in their entirety, as the
Carrier discriminatorily enforced the safety rules concerning
dress. The Claimant testified credibly that the gang to which
he was assigned also violated the alleged safety rules and were
not disciplined. Furthermore, the Claimant was not properly -
warned that improper dress could result in discipline.
The Organization further maintains that the Claimant
was not improperly dressed while working. Rather, his pant
legs were fastened at mid-calf with safety straps rather than
rolled up and he was not wearing a shirt because he had just
finished working on a particular job and was wiping off his
sweat. The Carrier has no evidence that the Claimant was
dressed improperly while working, as . Hammons and McCartney
both testified that they did not observe the Claimant before
or' after confronting him at approximately 10:40 A.M.
Without departing from its position that the Claimant
was not guilty of the charges, the Organization alternatively
argues that the discipline assessed was excessive and arbitrary. -
The Claimant is obviously capable of serving as foreman, as he
held the position seven years before and 90 days after the
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incident. The penalty of permanent disqualification is not
reasonably related to the seriousness of this offense. Prior
awards establish that in this circumstance, the penalty should
be set aside.
OPINION
There is substantial, credible evidence in the record
to support the Carrier's finding that the Claimant was guilty_
as charged. Two eyewitnesses clearly testified that they observed the Grievant without a hat and shirt. This violated
Carrier safety rules. The Claimant was on Carrier property and
in the middle of his work shift. In addition, Hammons testified
that he had repeatedly instructed the Claimant to follow the
safety rules.
The record does not support the Organization's contention that the discipline assessed against the Claimant was
improper because other employees similarly dressed were not
disciplined. There is no evidence that those employees had
been previously warned. Furthermore, as the Claimant was a
foreman, his disregard for the safety rules was'more serious
than a regular employee. Foreman by definition must lead men
under their jurisdiction. A foreman that flaunts safety rules
likely affects the habits of other employees.
However, this Board agrees with the organization
that the penalty of permanent disqualification from foreman or
assistant foreman was excessive and not reasonably related to
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the seriousness of the offense. The Board agrees that misdemeanors do not require lifetime penalties. Moreover, the
Claimant apparently functioned effectively as a foreman before
and after the incident. Accordingly, the Board shall order the
disqualification removed.
AWARD
The claim is sustained in part. The Carrier shall
within 30 days remove the Claimant's disqualification for foreman or assistant foreman. The Carrier shall not be required
to compensate the Claimant for any lost earnings as a result
of the disqualification.
S. BUCHHEIT
Neutral Member
.i
R. O N LL
Carrier Member
i~j/- &~ J P. CASSESE
Organization Member