BEFORE
PUBLIC LAW BOARD NO. 3863
PARTIES TO DISPUTE: BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYES
and
NATIONAL RAILROAD PASSENGER CORPORATION (AMTRAK)
STATEMENT OF CLAIM: Claim, alleging improper assessment of 10-day suspension
against Norman Gomes, seeks reimbursement
"for
all wage
loss suffered and his record cleared of the charge against
him."
THE FACTS: On October 19, 1982, the claimant suffered an injury while
lifting a desk
which he
and a fellow carpenter were directed to move from one
floor to another of a Carrier Maintenance of Way facility.
On October 26, the claimant was notified to attend a trial
on the following charge:
"Alleged violation of Safety Rule 4256 of Amtrak
Safety Rules and Instructions and your responsibility, if any, in connection with the alleged
personal injury sustained by you on October 19,
1982 at approximately 11:30 AM at MP 185.1,
Providence Station."
Safety Rule 4256 consists of a listing of ten separate
stipulations as to what to do "When lifting material or other object alone
or with others." (Items (a) - (j))
Following the trial, the claimant was assessed discipline
of a ten-day suspension for the offense as stated in the charge. The Notice
of Discipline was dated November 23. It was received on November 24. By
notice dated December 7, 1982, received by the Carrier on December 9, the
claimant appealed initially to the Assistant Chief Engineer. The appeal was
denied at that step and at the next
higher level
.
The Brotherhood challenges the discipline on two grounds:
First, the trial was held in violation of Rule 71, because the claimant was
PLB-3863 -2'
Case No. 9
Award No. 9
not informed in advance, or at the trial, of "the exact charge" on which
he was to be tried. The Brotherhood notes the failure of both the charge
and the Hearing officer to specify which of the ten specifications listed
in safety Rule 4256 was allegedly violated. As a second ground, the Brotherhood
asserts lack of substantial evidence to support the charge.
The Carrier urges dismissal of the claim for the jurisdictional reason of time bar under Rule 74 (a), which reads:
"An employe who considers that in injustice
has been done him in discipli,~e matters
and who has appealed his case in writing
to the Chief Engineer within fifteen (15)
days, shall be given a hearing."
Holding that the 15 -lay period runs from the date the
Notice of Discipline is sent, the Carrier finds that the appeal was received
one day late.
The Carrier also defends the adequacy-of the charge, the
sufficiency of the proof, and the validity of the measure of discipline imposed.
FINDINGS: The Arbitrator finds on the whole record and all the evi
dence that the carrier and each employee involved in this dispute are carrier
and Employee within the meaning of the Railway Labor Act, as amended, and
that the Board has jurisdiction over this dispute.
We discuss first the timeliness of the initial appeal.
Since Rule 74 (a) does not specify the particular event that triggers the
start of the 15-day period, we must determine the parties' intention in this
respect by other accepted standards. We look then to the other language of
the rule as a guide to what must reasonably and sensibly be considered the
point from which the 15-day period starts to run. Accordingly, we hold that
point to be when the employee receives the Notice of Discipline. That is
when he first becomes aware of the action against him,- which is when he can
first consider "that an injustice has been done him." We see no reasonable
support for the Carrier's interpretation.
PLB-3863 -3 - - _
Case No. 9
Award No. 9
We hold that the appeal was timely and that this claim
is not barred from this Board's consideration.
We
add that the Carrier in
any event may be said to have waived that issue by failing to raise it on
the initial appeal level.
We next consider whether the claimant was given advance notice of "the exact charge" on which he was to be tried, as required
by Rule 71. We must conclude that the notice he was given did not meet
that requirement. By using the key word "exact," the parties emphasized
that the charge must be clear and specific, so that the employee can understand the precise nature of the accusation against him and prepare an intelligent defense.
There is serious doubt as to the claimant's ability to
understand precisely which of the ten diffqrent stipulations of Safety Rule
4256 he was being accused of violating in connection with the lifting he
performed. Rule 71 .protects against such uncertainty; it eliminates the
need to speculate. Denial of that protection is sufficient reason to invalidate the discipline.
We note further that the error was compounded at the
trial by the Hearing officer's total disregard of Rule 71 and his insistence
on restricting the testimony to the general charge of violation of the Safety
Rule "as a whole."
We conclude that the charge was invalid, and that this
essential defect invalidated the entire disciplinary proceeding. Thus the
disaiplino-was improperly imposed. The claim must be sustained.
AWARD: The claim is sustaindd.
- /t
_ Neutral Member and Chairman
Carrier Member Brotherhood Member
November 29 , 1985
3863 -
PUBLIC LAW BOARD 3863
AWARD NO. 9
CARRIER DISSENT
The majority has rxcpeded the authority granted in Paragraph 3
r,f the Agreement establishing this Board by stating that. Rule
74 (a) intended that the 15-day period for appeal in a
disciplinary matter starts to run when the employee receives the
Notice of Discipline while at the same time acknowledging that
"Rule 74 (a) does not specify the particular event that triggers
the start of the 15-day period" and dismissing the Carrier's
interpretation of Rule 74 (a) which it has consistently applied
nn this property. The Carrier's interpretation finds ample
support in the succeeding provisions of Rule 74. This decision
should it be considered precedential. has the effect of writing a
now rule between the parties.
The principle that a Board lacks such authority is not only
clear in Paragraph 3 of the enabling Agreement establishing this
Board but is also well established throuclh numerous; long
standing decisions of the National. Railroad Adjustment Board.
Quoting Referee Tipton, Third Division Award 1248, in pertinent
part below:
"This 'Board must construe and apply agreements as the
parties make them, and ft has no authority to change them
even to avoid inequitable results from their application'.
Award No. 794." (Emphasis supplied)
The Carrier dissents to Award No. 9 and does not consider it as
precedential.
L. C. firiczak
Carrier Member