Public Law Board No. 4161 -
Parties to Dispute -
Brotherhood of Maintenance of )
Way Employees ) Case No. 37
vs ) Award No. 26
)
Burlington Northern Railroad )
STATEMENT OF CLAIM
A claim is filed on behalf of David C. Lippert for
eight (8) hours' straight time at B&B truck driver
rate of pay for each regularly assigned work day and -
holiday beginning August 23, 1983. We are also claiming
any overtime and expense payments which Mr. Lippert
might have earned had he not been improperly dismissed. -
We are further claiming any and all fringe benefits,
including but not limited to vacation credit, unemploy
ment insurancecontribution, medical and dental insurance
and Railroad Retirement contribution which would have
accrued to Mr. Lippert had he not been improperly dis
missed. As a part of this claim we are asking that any
reference to this investigation or discipline be ex
punged from Mr. Lippert's personal record. This is an
open and continuing claim and will remain so until Mr.
Lippert is restored to service and his record cleared.
FINDINGS
The Claimant was advised, with others, to attend an investigation to determine facts and place responsibility, if any, in connection with his alleged violation of various Rules of the Carrier.
The Claimant was specifically charged with failure to provide
flag protection to Carrier's unit Ex 6741 on July 18, 1983 at -
Anoka, Minnesota at approximately 12:45 PM, with failure to place
torpedoes along with flag protection for the same train, with
failure to comply with instructions with respect to the same incident
and with failure to report that the train in question passed a
red flag. The Claimant was also accused of failure to protect his
crew. After the investigation into this matter was held on three
Public Law Board No. 4161 (Award No. 26; Case No. 37)
successive days, and a full record of same kept, the Claimant was
advised that he had been found guilty as charged and he was dismissedfrom service.
The Rules at bar applicable to this dispute are the following,
in pertinent part.
Rule 14
If the track is to be obstructed or to be made impassable, or is found
to be impassable, a red flag or a red light must be displayed in both
directions to the right of the track as viewed from an approaching train,
not less than 800-feet from the obstructed or impassable track. At a point
two miles in advance of the red signal, a yellow-red flag must be displayed
to the right of the track as viewed from an approaching train.
Note: When temporary conditions do not require that trains be stopped
and track is safe for movement, if it is not practical to take up all
flags, the red flags may be taken up and green flags placed to indicate -
the end of restricted track. This should only be done: When track is
restored to service to permit train movements, Cleared for trains, Cleared -
of men and equipment to permit crews to eat.
Before the track is again obstructed or made impassable the red flags
must be replaced and green flags taken up.
Torpedoes must be placed 800 feet in advance of the red signal; also
800 feet in advance of the yellow-red signal for each train, unless a
train order has been issued covering the condition,
A train or engine finding a yellow-red flag displayed to the right of
the track as viewed from an approaching train must be prepared to stop
before any part of the train or engine passes a red flag or red light
two miles beyond the yellow-red flag. In the absence of a red signal
at that location a train or engine may proceed at a speed of not more
than 10
MPH
unless a different speed is specified by Form Y train order.
Speed of train must not be increased until entire train has passed a green
flag displayed to the right of track.
Exception on B-sanch Line Divisions yellow-red advance track flags and
torpedoes as required by Rule 14 need not be displayed when line-up
covering the entire work day states no trains will be operated. Red
flags must be displayed between the rails in both directions, torpedoes
not required, individual subdivisions special instructions or Superintendent's
bulletins or notice must specify. Haintenance of Way Rule 14 Exception
applies on this subdivision.
-3-
Public Law Board No. 4161 (Award No. 26; Case No. 37)
Rule 14 (A)
Except when governed by Form Y Train Order, a train or engine
finding a red flag or a red light displayed between the rails of the
track or to the right of the track as viewed from an approaching train,
must stop before any part of train or engine passes the red signal and
must not proceed until a proceed signal given with a yellow flag or a
yellow light is received or verbal permission is received.
Red signal must be replaced when found between the rails.
Rule 14 (B)
When a Form Y train order is to be placed, employee in charge
of work must notify train dispatcher, furnishing time, date, location
and limits where such protection is desired. Work limits requested
should be as short as practicable, if necessary to accomplish this, a
second order has been issued, employee in charge will be advised the
order number, location and limits, speed, and time order is in effect,
or be furnished a copy of the order.
Rule 500
Employees will not be retained in service who are careless
of the safety of themselves or others, disloyal, insubordinate, dishonest, immoral, quarrelsome or other vicious,
or who do not conduct themselves in such a manner that the
Railroad will not be subject to criticism and loss of good
will.
Rule 502 (B)
Employees must comply with instructions from proper authority.
Rule C
Any violation of Rules or special instructions must be reported promptly to the proper authority ....
-4-
Public Law Board
No.
4161 (Award
No.
26; Case
No. 37)
After the discipline was issued by the Carrier-this was appealed
by the Organization up to and including the highest Carrier officer
designated to hear such before this case was docketed before this
Public Law Board for final adjudication.
The instant case contains a voluminous record dealing with
both procedural objections, and objections to the actions taken by
the Carrier on merits. After study of this record the Board must
conclude as follows. It will rule first of all on the procedural- -
objections raised by the organization.
The Vice Chairman and Secretary Treasurer of the Organization
argues first of all that the investigation itself was flawed because
not all principals were notifed. It is true that one of the employeeswas not notified. But it is unclear how this would have materially
affected the quality of evidence developed at the investigation
with respect to the specific charge brought against the Claimant.
This objection must be dismissed. Secondly, the Vice Chairman argues
that the transcript of the investigation is incomplete because
a number of comments made by a Carrier officer were not properly
recorded. While such is also true, such lacune in the record does
not also materially alter the quality of the evidence under consideration and on those grounds such objections must be dismissed.
Thirdly, it is argued that a procedural defect lies in the fact
that the Carrier did not call all necessary witnesses in order
that the investigation be complete. The evidence developed by the
Carrier in this case is the result of the witnesses it did call,
not those it could have called. If the Carrier loses its case on
insufficiency with respect to this issue, this is a question more
properly to be dealt with by the Board under title of merits, not
procedural flaw. On the other hand, if witnesses were not present
in sufficient number for the organization to have properly made
itscase, that is the result of its own actions and not those of
the Carrier. The third objection must also be dismissed. Fourthly,
the Organization argues that the seating arrangement at the
Public Law Board No. 4161 (Award No. 26; Case No. 37)
investigation was intimidating to the Claimant. To the Board such
ecological argument is novel: it cannot determine the logic between
such argument and investigation outcome and must dismiss such objection on those grounds. Fifthly, the Vice Chairman argues that
Rule 40(C) requires that the investigation be held at headquarters
of the Claimant under investigation. The investigation was held
at Minneapolis rather than Anoka, Minnesota. Given the proximity of
those two points, the Board fails to see how there was a violation
of the Rule at bar which states, in pertinent part, that "...investigations shall be held as far as practicable at the headquarters of
the employee involved".There is no mandatory requirement that all
investigations be absolutely held at the headquarters' point.
Lastly, the Organization argues that the use of more than one
hearing officer in this case presented prejudice against the Claimant.
Absent clear rationale of how this result would have come about the
Board must also dismiss this last procedural objection.
At the time of the incident(s) the Claimant held assignment
of Foreman, B&B Crew, Anoka, Minnesota.On the date in question the
Claimant and his crew was driving piling at Bridge No. 27 at that
location. About quarter till one PM on the date in question Carrier's
extra train 6741 which was going eastbound ran past a red flag located
at milepost 27.5 without securing authority to do so. After going
over the bridge, the train stopped and backed up to milepost 27.5.
The engineer of this unit then secured permission from the Claimant
to cross the flagged track and he proceeded to-do so. This incident
was not reported. Several days later the Carrier's officers discovered
whatallegedly happened, and filed charges which are subject to this
case. -
According to testimony at the investigation the B&B Supervisor -
had instructed the Claimant to set torpedoes for trains which would
be approaching Bridge No. 27 because it would become impassable or
be obstructed as outlined in Rule 14. There is indisputable evidence
-6Public Law Board No. 4161 (Award No. 26; Case No. 37)
that the Claimant failed to provide this protection and that
he was insubordinate with respect to the instructions he received.
He was thus in violation of Rule 14 and 502(B). Because he failed
to protect his crew he was also in violation of Rule 500. He was
also in violation of Rule C since he failed to report that the
Extra unit had passed a red flag. There can be no doubt that the
negligence exercised by the Claimant-could-have had very serious
repercussions and that members of his crew could have been seriously
injured by the incident when the Extra train passed its red flag.
No injuries occured because of luck. Violation of a Rule such as
Rule 500 is, under all circumstances, serious. The potential re- _-_
percussions of such violation proportionately increases when this
is the result of actions by a Foreman who is directly responsible
for the safety of others. On merits, the claim cannot be sustained.
Did the Carrier act reasonably when it assessed the Claimant
discipline of dismissal? The combination of the seriousness of the
Rule infractions, in tandem with the Claimant's past record, which
includes three prior suspensions, including one for thirty (30)
days which is before this Board under title of Case 27-Award 24,
warrants the conclusion that the determination by the Carrier in
this instance was neither arbitrary nor capricious.
AWARD
The claim is denied.
ward L. Suntrup Neutral Member
''fta~Zine M. Ti berm n, Carrier Member
l Go (,px.av
Br ce G. Glover, Employee Member
Date: