OFFICE OF File: AMWB 82-12-15C
Public Law Board No. 4161
Parties to Dispute
Brotherhood of Maintenance of )
Way Employee )
Case No. 20
vs )
Award No. 32
Burlington Northern Railroad ).
STATEMENT OF CLAIM
1. The dismissal of Laborer D. R. Reister for alleged
violation of Rule 702(B) was unwarranted and in
violation of the Agreement.
2. That the Claimant be compensated for all wages
lost as a result of the discipline assessed by the
Carrier and that his record be cleared of the
charge levelled against him..
FINDINGS
By notice dated June 16, 1982 Roadmaster G. Frank informed
the Claimant .and seventeen (17) co-workers that they were to
attend an investigation on June 22, 1982 to determine facts and
place responsibility, if any, in connection with their alleged
insubordination at approximately 6:30 AM on the morning of June
8, 1982 at Trident, Montana. The Claimant and the seventeen (17)
co-workers in question were members of the Carrier's Billings
Region Tie Gang No. 964. After the investigation was held as
scheduled, the Claimant and his co-workers were informed that
they had been found guilty as charged and they were dismissed
from service as of July 19, 1982. It was the position of the
19$1
PVC'
_2_
Public Law Board No. 4161 (Award No. 32; Case No. 20)
Carrier that the employees in question had violated Rule 702(B)
of the Burlington Northern Maintenance of Way Rules. On
September 12, 1982 an appeal was filed by the Organization for
the Claimant and fellow worker K. G. Porter on the grounds that
the Carrier had been in procedural error under Rule 40(C) of the
Agreement since the Claimants had only "...received their notice
of investigation on the day before the investigation (-which was)
held" on June 22, 1982. In this appeal the Organization also
claimed that the.discipline assessed by letter dated July 17,
1982 was unwarranted on merits. After the appeal was denied by
the Carrier on September 23, 1982 the General Chairman of the
Organization informed the Carrier by correspondence dated October
4, 1982 that Mr. K. G. Porter had withdrawn his claim but that
the Claimant to the instant case, Mr. D. R. Reister, was pursuing
his claim "as presented". In its denial of the appeal by letter
dated November 8, 1982 the Carrier noted that Mr. Reister was one
"...of the 18 employees dismissed for the same offense" and that
as of that date six (6) had returned to service "on a leniency
basis solely and no claims were to be progressed on their
behalf". On December 15, 1982 the General Chairman of the
Organization again appealed the claim on behalf of Laborer
Reister on both procedural grounds and on merits. Absent
resolution of the claim on property it was ultimately docketed
According to the Carrier's submission all but three (3)
of those dismissed from service ultimately accepted reinstatement
on leniency basis
' -3-
Public
Law Board
No. 4161
(Award
No. 32; Case No.-20)
before this Public Law Board for final adjudication.
The procedural issue argued by the Organization references
current Agreement Rule 40(C) which states the following:
(A)t least five (5) days advance written notice of the
investigation shall be given the employee and the
appropriate local organization representative, in order
that the employee may arrange_for representation by a duly
authorized representative or an employee of his choice, and
for presence of necessary witnesses he may desire. The
notice must specify the charge for which the investigation
is being held. Investigation shall be held, as far as
practicable, at the headquarters of the employee involved.
On page 4 of the transcript of investigation the Claimant
testified that he had not received the notice of investigation
until the day before the date of the investigation itself. This
was noted by the Vice General Chairman of the Organization at the
investigation and his allegation of the Carrier's violation of
Rule 40 of the Agreement was entered into the record. The fact
that Mr. Reister received the notification on June .21, 1982, and
that the investigation itself took place on June 22, 1982 is not
in dispute.
The role of a Board such as this is limited to the
interpretation of the language of contracts in the railroad
industry (Third Division Awards 6695, 21697 inter alia). In its
denial of the claim on property Carrier officers argue two
points. First of all, the Carrier argues in correspondence sent
to the General Chairman of the Organization which is dated
February 8, 1983 that the proper interpretation of the language
of Rule 40(C) hinges on when the notice of investigation is dated
-4Public Law Board No. 4161 (Award No. 32; Case No. 20)
and not when the notice is received. In the language of that
letter, the Carrier officer states: "...(w)hen the Claimants
actually received the notice is not dispositive of the matter".
The Board must underline that the language of Rule 40(C) does not
address the issue of when notices are dated, but that the Rule
states, in what the Board concludes is unequivocal language, that
at least five (5).days advance written notice of the
investigation "...shall be given the employee..." in order that
the employee may arrange for representation, the calling of
witnesses and so on. Clearly the parties who wrote this
provision had a time-frame in mind to permit the accused to
prepare a defense in the case of assessment of discipline. And
this time-frame is clearly spelled out in the Agreement at five
(5) days. It is contrary to, clear language construction to
interpret the Rule in the manner which the Carrier officer is
suggesting. It is also contrary to any possible application, by the
Claimant, of due process procedures which is presumably what the
parties had in mind when Rule 40(C) was written by them. The
second argument proposed by the'Carrier effectively places
responsibility on the Claimant for the Agreement violation
committed by the Carrier. This second argument suggests a
potential solution to the Claimant's problems with regard to
time-lines, if the Claimant felt that the Carrier had been in
violation of Rule 40(C) prior to the investigation, which is
operationally impossible to implement in view of the combined
Public Law Board No. 4161 (Award No. 32; Case No. 20)
contractual requirements of both Rule 40(A) and Rule 40(C) of the
Agreement. Rule 40(A) states that an investigation must be held
no later than "...fifteen (15) days of the date of the
occurrence". The alleged act(s) of insubordination occurred on
June 8, 1982. Fifteen (15) days from this date was June 23,
1982. The Carrier officer writes to the Organization that "...if
any of the Claimants believed they were not prepared to proceed
with the investigation, they coqld have requested a
postponement". Rule 40 (A) required that this postponement not
go beyond June 23, 1982. Yet Rule 40 (C) required that the Carrier
give this particular Claimant until June 25, 1982 to prepare
his case for the investigation since there is no dispute of fact
that the notice was not received by this Claimant until June
21, 1982. This second argument introduced by the Carrier, therefore, is contractually impossible to implement in view of the requirements of Rule 40(A) and Rule 40 (C) taken together unless both
parties mutually agree to implement Rule 40(I) of the Agreement.
Nothing in the language of this latter provision requires the Claimant
to request a postponement in the face of the Carrier's violation of
any other provision of the Rule. An alternative which is open to
the employee, which is the one which he followed, is to appeal
the discipline under Rule 42 of the Agreement which, in turn, has
its own time-frame requirements which must be followed. For the
Public Law Hoard No. 4161 (Award No. 32; Case No. 20)
record, rule 40(1) of the Agreement states the following:
(T)he date for holding an investigation may be postponed _if
mutually agreed to by the company and the employee or his
duly authorized representative. If there is a change in the
location of the investigation, the employee and his duly
authorized representative will be notified. (Emphasis added)
On procedural grounds the Carrier was in violation of
contract. Arbitral forums in the railroad industry have ruled on
numerous occasions that claims can be won or lost if one side or
the other, as party to a dispute, does not properly follow the
time-lines outlined in an Agreement (Third Division 11505, 14354,
16163). Such forums have also ruled that it is not sufficient on
evidentiary grounds for Carrier officers to argue that because
notices or letters have been dated or mailed that this fulfills
time-line requirements of the type here at bar (Third Division
10173, 10742, 17291, 25100). More specifically, prior Awards of
the National Railroad Adjustment Board have ruled that a Carrier
must give proper notice, in accordance with the Agreement, prior
to holding an investigation (Third Division 19566). Third
Division Award 22748 was issued on this property in 1980 and it
deals specifically with the issue here at bar between this
Carrier and this same Organization. In that Award, relative to
the violation of Rule 40(C) of the Agreement, the Board stated:
...we believe that the Awards of this Board which hold the
parties to their Agreements with respect to time limits
should be followed. The wording of the Rule is clear; 5
days written notice is required. This is a bargained for
right of an employee subject to discipline...
-7-
Public Law Hoard No. 4161 (Award No. 32; Case No. 20)
A search of the public record of the National Mediation Board
shows that the Carrier never filed a dissent to the above
decision. The conclusion reached by the Board in the instant
case, therefore, is in line with the arbitral precedent
established by the cited line of Awards. The claim must be
sustained as presented. As moving party in this contract
interpretation dispute the Organization has sufficiently met its
burden of proof (Third Division 22180, 22292, 22760; Fourth
Division 3379, 3482).
Given the Board's ruling on the procedural issue raised by
the Organization the question of merits need not be addressed.
AWARD
The claim is sustained in accordance with the Findings.
Part 2 of the Statement of Claim shall be implemented in a manner
which is consistent with Rule 40(G) of the Agreement'and with the
principles outlined in Award No. 1 of Public Law Board 4161. The
latter states that payment for time lost shall be made to the
Claimant minus any earnings by the Claimant during the time-frame
in question. Cumulative earnings during the time-frame shall be
defined as pro rata rate which the Claimant would have earned.
It is the responsibility of the Claimant to present documentary
evidence to the Carrier on earnings prior to implementation of
this Award by the Carrier. The Claimant's seniority shall be
unimpaired during the time he lost work. The Claimant shall be
Public Law Board
No.
4161 (Award
No.
32; Case
No. 20)
notified of his rights by the Carrier within thirty (30) days of
the date of this Award.
ward L. Suntrup, Neutral Member
H~te . arrier Member
e i~
7Karl P. Knuts n, mployL&e em e
Date:. ~~
lie