PUBLIC LAW BOARD NO. 4244
Award No. 228
Case No. 227
( BROTHERHOOD OF I\iAINTENANCE
( OF WAY EMPLOYES
Parties to Dispute: ( -and
(
(
(
( BURLINGTON NORTHERN SANTA FE RAILWAY
(
Statement of Claim: 1. That the Carrier's decision to remove Central Flagman
Mario E. Vallejos from service was unjust.
2. That the Carrier now reinstate Claimant Vallejos with
seniority, vacation, all benefit rights unimpaired and pay
for all wage loss as a result of Investigation held 9:00
a.m. May 21, 1996 continuing forward and/or otherwise
made whole, because the Carrier did not introduce
substantial, credible evidence that proved that the
Claimant violated the rules enumerated in their decision,
and even if Claimant violated the rules enumerated in the
decision, removal from service is extreme and harsh
discipline under the circumstances.
3. That the Carrier violated the Agreement particularly but
not limited to Rule 13 and Appendix 11 because the
Carrier did not introduce substantial, credible evidence
that proved the Claimant violated the rules enumerated in
their decision.
Public Law Board No. 4244
Award No. 228
Case No. 227
File No. 150-13C2-961.EXP
INTRODUCTION
This Board is duly constituted by agreement of the parties dated January 21, 1987, as
amended, and as further provided in Section 3, Second of the Railway Labor Act ("Act"), 45
U.S.C. Section 153, Second. This matter came on for consideration before the Board pursuant
to the expedited procedure for submission of disputes between the parties. The Board, after
hearing and upon review of the entire record, finds that the parties involved in this dispute are
a Carrier and employee representative ("Organization") within the meaning of the Act, as
amended.
FINDINGS
On April 23, 1996, the claimant, Mario E. Vallejos, was assigned as a flagman at NIP
911.5 on the Glorieta Subdivision. The claimant was instructed to provide protection for a
private contractor construction crew. At approximately 12:50 p.m.,
a
backhoe belonging to
the SP Construction Fiber Optics Project was permitted to occupy the main track without
proper protection. As a result, Amtrak passenger train no. A-41-22 collided with the backhoe.
The claimant was located at his truck, approximately 150 feet from the backhoe, at the time
the accident occurred. Although there were no serious injuries, $181,000 in damages was
sustained by the Amtrak train.
The claimant was notified to attend a formal investigation to determine his
responsibility, if any, in connection with the incident at issue. As a result of the formal
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Award No. 228
Case No. 227
File No. 150-13C2-961.EXP
investigation held on May 21, 1996, the claimant was issued a Level 6 dismissal by the
Carrier for violation of Rules 1.1, 1.1.2, 1.3, 1.4, 1.6, 6.3, and 10.3.2 of the General Code of
Operating Rules (GCOR), Rule 20.1.2 of the Maintenance of Way Rules (MOWR), and Rule
50.1 of Safety and General Rules for All Employees. For the following reasons, the Board
cannot sustain this decision.
The following rules are applicable to the Board's decision in this case. Rule 1.1-
"Safety", of the GCOR provides: "Safety is the most important element in performing duties.
Obeying the rules is essential to job safety and continued employment." Rule 1.1.2- "Alert
and Attentive", of the GCOR provides: "Employees must be careful to prevent injuring
themselves or others. They must be alert and attentive when performing their duties and plan
their work to avoid injury." Rule 1.4- "Carrying Out Rules and Reporting Violations", of the
GCOR states: -
Employees must cooperate and assist in carrying out the rules and instructions.
They must promptly report any violations to the proper supervisor. They must
also report any condition or practice that may threaten the safety of trains,
passengers, or employees, and any misconduct or negligence that may affect
the interest of the railroad.
Rule 1.6- "Conduct", of the GCOR, provides:
Employees must not be:
1. Careless of the safety of themselves or others
2. Negligent
3. Insubordinate
4. Dishonest
5. Immoral
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Public Law Board No. 4244
Award No. 228
Case No. 227
File No. 150-13C2-961.EYP
6. Quarrelsome
7. Discourteous
Rule 6.3- "Main Track Authorization", of the GCOR provides that a main track shall
not be occupied unless authorized by a particular Rule of the GCOR, verbal authority from the
control operator or a controlled signal that indicates proceed, or special instructions or general
order. Rule 6.3 of the GCOR further provides that, "when unable to obtain authority and it is
necessary to foul or occupy a main track, protection must
be
provided in both directions as
outlined under Rule 6.19 (Flag protection)." Rule 20.1.2- "Lookout Responsibilities", of the
MOWR provides that an employee assigned as a lookout must not be involved in the work or
distracted in any way. Safety Rule 50.1- "Job Safety Briefing", provides:
Employees must attend or conduct a job safety briefing before beginning work -
or when work or job conditions change. The briefing will include a discussion
of the general procedure plan, existing or potential hazards, and ways to eliminate
or protect against hazards. -Outside parties or contractors involved in the work
or who are in the work area also must be included in the job safety briefing.
The claimant testified at the investigation that he did not give the private contractor
permission to be on the track at the time the accident occurred. (Tr. 20). The claimant stated
that he informed the construction crew that a train would be passing through their work area
between 12:45 and 1:00 p.m. (Tr. 21). The record reveals that the claimant was well aware
that the Amtrak passenger-train was in the vicinity and would soon be passing by his location.
Jr. 26).
The construction crew offered testimony that the claimant gave permission for the
backhoe to occupy the track and that the crew had authority to occupy the track from their
starting time until 1:00 p.m. However, the Board cannot conclude that given the claimant's
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Public Law Board No. 4244
Award No. 228
Case No. 227
File No. 150-13C2-961.EXP
knowledge of the train schedule and location of the construction crew, that the claimant gave
express permission for the construction crew to occupy the track at the time of the accident.
This conclusion is supported by the fact that the claimant had instructed the construction crew
not to occupy the track when a train passed by earlier in the day. The Board also finds that
the Carrier was aware of difficulties the private contractor and its employees had following
instructions given by Carrier employees. Moreover, the Board finds that the construction
crew may have been disregarding instructions in an attempt to complete more work on account
of the construction project being behind schedule.
For these reasons, the Board finds that the claimant should be reinstated to the service
of the Carrier. However, the Board's findings -do not preclude the claimant from being held
partially responsible for the accident which occurred. The Board finds that the accident may
not have occurred if the claimant was attentive and providing the proper lookout protection.
The Board further finds that the claimant should have been at the location of the construction
crew instead of sitting in his truck in order to ensure that the crew was not occupying the
track, even though the claimant previously instructed the crew that the Amtrak train would be
passing by between 12:45 and 1:00 p.m. The length of the disciplinary suspension reflects the
seriousness of the situation caused, in part, by claimant's violations of the rules as charged.
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Public Law Board No. 4244
Award No. 228
Case No. 22_7__
File No. 150-13C2-961.EXP
AWARD
The claim is sustained as follows. The claimant is reinstated to service without back
pay or benefits, but with his seniority unimpaired. The Carrier is directed to comply with this
Award within thirty (30) days of the date of issue.
homas M. Rohling, Carrier ber R.
B.
Wehrfi, Employee
Member
/ f r 1
1.
r .
Jonathan I. Klein, Neutral Member
This Award issued the
/%' day of
OC1~
b.a~- ,_1998.
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