PUBLIC LAW BOARD NO. 4244 Award No. 274
Brotherhood of Maintenance of Way Employes
PARTIES TO DISPUTE: and
Burlington Northern and Santa Fe Railway
(Former ATSF Railway Company)
STATEMENT OF CLAIM:
"Claim of the System Committee of the Brotherhood that:
1.The Carrier violated the Agreement on, August 7, 2002, when it dismissed the
Claimant, Mr. R. R. Martinez from service for committing a second serious rules
offence within a 12 month time frame when he allegedly violated Rules 1.3.1 and
1.5 of the Maintenance of Way Operating Rules, and Section 3.1 and 7.9 of the
BNSF Policy on the Use of Alcohol and Drugs.
2. As a result of the violation referred to in part (1), the Carrier shall return the
Claimant to service with seniority intact, remove the discipline mark from his
personnel record and make him whole for all time lost." [Carrier File No. 14-020043. Organization File No. 160-1312-0118.CLM.]
FINDINGS AND OPINION:
Upon the whole record and all the evidence, the Board finds that the Carrier and E^.r:oyees ("Parties") herein are respectively carrier and employees within the meaning of the Railway
Labor Act, as amended, and that this Board is duly constituted by agreement and has jurisdiction
of the dispute herein.
The Claimant, Mr. Robert R. Martinez, was hired by the Carrier on July 6, 1999. His
personal record shows that he was assessed a 30-day record suspension, and a one-year probationary period, on July 18, 2001, for being absent without leave for more than five consecutive
days.
On November 14, 2001, while on duty, he was selected for a random drug and/or alcohol
test. The result was positive for the metabolite of marijuana.
On November 30, 2001, the Claimant was issued a notice of investigation by General
Manager Greg A. White, reading in part as follows:
"[T]o develop the facts and place responsibility, if any, in connection with alleged
violation of Rules 1.3.1 and 1.5 of Maintenance of Way Operating Rules .... and
Sections 3.1 and 7.9 of BNSF Policy on the Use of Alcohol and Drugs, effective
September 1, 1999, concerning report received November 19, 2001, alleging you
tested positive for a controlled substance while on duty November 14, 2001."
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Public Law Board No. 4244 Award No. 274
Case No. 282
The investigation was first set for December 5, 2001, but by agreement of the Parties was
postponed to and held on January 24, 2002. A transcript of evidence and testimony taken at the
investigation appears in the record.
There is no dispute that the test was positive for the metabolite of marijuana. The
Claimant denied that he had used marijuana while on duty, and attributed his positive test to his
attendance at a party on the previous weekend.
On February 20, 2002, as the consequence of the investigation, Mr. White sent the
Claimant a notice of discipline, reading in part as follows:
"[Y]ou are dismissed from employment for violation of Rules 1.3.1 and 1.5 of the
Maintenance of Way Operating Rules, . . . and Sections 3.1 and 7.9 of the BNSF
Policy on the Use of Alcohol and Drugs,. . ."
The Rules and Sections referred to in Mr. White's letter read as follows:
[Maintenance of Way Operating Rule (MWOR) 1.3.1].
"Safety Rules. Employees must have a copy oty be familiar with, and comply with
all safety rules issued in a separate book or in another form
Maintenance of Way Operating Rules. Employees governed by these rules
must have a current copy they can refer to while on duty.
Hazardous Materials. Employees who in any way handle hazardous materials
must have a copy of the instructions or regulations for handling these materials.
Employees must be familiar with and comply with these instructions or regulations.
Timetable/Special Instructions. Employees whose duties are affected by the
timetable/special instructions must have a current copy they can refer to while on
duty.
Classes. Employees must be familiar with and obey all rules, regulations, and
instructions and must attend required classes. They must pass the required
examinations.
Explanation. Employees must ask their supervisor for an explanation of any rule,
regulation, or instruction they are unsure of.
Issued, Cancelled, or Modified. Rules may be issued, cancelled, or modified by
track bulletin, general order, or special instructions.
Engineering Instructions. Employees governed by the Engineering Instructions
must be familiar with and comply with all their provisions; additionally, a copy of
Engineering Instruction No. 1 must be available for reference while on duty."
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Public Law Board No. 4244 Award No. 274
Case No. 282
[MWOR 1.5]. "The use or possession of alcoholic beverages while on duty or on
company property is prohibited. Employees must not have any measurable alcohol
in their breath or in their bodily fluids when reporting for duty, while on duty, or
while on company property.
The use or possession of intoxicants, over-the-counter or prescription drugs,
narcotics, controlled substances, or medication that may adversely affect safe
performance is prohibited while on duty or on company property, except medica
tion that is permitted by a medical practitioner and used as prescribed. Employees
must not have any prohibited substances in their bodily fluids when reporting for
duty, while on duty, or while on company property."
[Section 3.1, Alcohol and Drug Policy]. "While on BNSF property, on duty or
operating BNSF work equipment or vehicles, no employee may:
· Use or possess alcohol;
· Use or possess controlled substances or illegally obtained drugs;
· Possess drug paraphernalia;
· Report for duty or remain on duty or on property when his or her ability to
work safely is impaired by alcohol, controlled substances or illegally
obtained drugs;
· Report for or remain on duty or on property with a blood or breath alcohol
concentration greater than or equal to 0.02%; or
· Report for or remain on duty or on property while exhibiting symptoms of
alcohol or illicit or illegally obtained drugs.
[Section 7.9, Alcohol and Drug Policy]. "DismissaL Any one or more of the
following conditions will subject employees to dismissal:
· More than one confirmed positive test either for any controlled substance
or alcohol, obtained under any circumstances during any 10-year period.
· A single confirmed positive test either for any controlled substance or
alcohol obtained under any circumstances within three years of any `serious
offense' as defined by the Burlington Northen Santa Fe `Policy for Em
ployee Performance Accountability.'
· Failure to abide by the instructions of the Medical & Environmental
Department and/or Employee Assistance Program regarding treatment,
education and follow-up testing.
· Failure to provide a urine or breath alcohol specimen without a valid,
verified medical explanation.
· Adulteration, substitution or dilution of urine samples.
· Possession of alcohol, controlled substance, illegally obtained drugs,
adulterant substance, or drug paraphernalia on BNSF property obtained
under any circumstances as follows:
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Public Law Board No. 4244 Award No. 274
Case No. 282
1. within 3 years of any `serious offense' as defined by the Burlington
Northern Santa Fe `Policy for Employee Perfonnance Accountabil
ity', or
2. within 10 years of a confirmed positive test either for any controlled
substance or alcohol, or
3. involving a criminal conviction."
The Organization promptly appealed the Carrier's disciplinary decision to is General
Director - Labor Relations, who denied the claim It therefore comes before this Board for
review and a final decision.
The Organization presents a somewhat intricate argument on the Claimant's behalf. It
points out that the Claimant was dismissed from service pursuant to the Carrier's Policy for
Employee Performance Accountability (PEPA), which defines a first-time violation of MWOR 1.5
as a "serious violation," which may result in dismissal from service if it is the second serious
incident within a 36-month review period. However, the Organization argues, a provision in the
PEPA states that if the PEPA conflicts with the Carrier's alcohol/drug policy, the latter takes
precedence over the PEPA. That being true, it reasons, the alcohol/drug policy provides that a
first-time offender is referred to the Carrier's Employee Assistance Program, and upon meeting all
the requirements of that program, and finally presenting a negative return-to-work test for alcohol
and drugs, the employee will be returned to work. The Organization goes on to state that the
Claimant in this case has undertaken the required steps, and after fiill compliance therewith,
should be returned to service.
The Carrier's rebuttal is more simplistic. It points out that Section 7.5 of its alcohol/drug
policy reads as follows:
"All drug and alcohol offenses are considered serious. Drug and alcohol violations
will be considered with prior and future serious offenses for assessing appropriate
discipline."
The Carrier then refers back to the Claimant's disciplinary entry in 2001 for being absent
without leave for more than five consecutive work days, and the application of a three-year
probationary period following that offense. It then turns to this provision in the PEPA:
"A second serious incident within a 36-month review period will subject the
employee to dismissal."
Thus, the Carrier asserts, only five months after the previous disciplinary action, the
Claimant tested positive for marijuana use on a random drug test, which constitutes a second
serious offense within the review period, which warrants his dismissal from service.
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Public Law Board No. 4244 Award No. 274
Case No. 282
The Board questions whether absence without leave for more than five consecutive work
days constitutes a "serious rule violation" as defined in the PEPA. Among the list of "Serious
Rule Violations" defined in Appendix B, only one definition addresses absences:
"Extended unauthorized absence (as may be defined by labor agreements and
applicable law)."
But the Parties seem to be in agreement that the Carrier's Policy on the Use of Alcohol
and Drugs takes precedence over the PEPA. The Carrier posits that Section 7.5 of that Policy
permits it to consider drug violations in conjunction with prior violations of the Carrier's rules in
assessing appropriate discipline. Although the Board does not have before it the disciplinary
decision in the 2001 case, since it is only summarized in the Claimant's personal record document,
probationary review periods generally provide that subsequent infractions of its rules during the
review period may subject the employee to dismissal.
The Board is compelled to advise the Parties that it does not find iself bound to walk in
lockstep with either the PEPA or the Carrier's Policy on the Use of Alcohol and Drugs. These
are unilaterally promulgated Carrier policies, and while they are quite useful in establishing
uniformity in the application of disciplinary procedures and the United States Department of
Transportation's regulations for the control of alcohol and drugs use in railroad operations,
respectively, they do not rise to the level nor carry the force of the agreements negotiated by the
Parties, to which they are bound. But the PEPA and the Policy are of practical value in establishing a degree of order and fairness in dealing with these very important matters.
The Claimant is not a long-time employee with a generally good record. He had only 28
months of service with a prior disciplinary entry. He was clearly guilty of the rule infiractions with
which he was charged, and he did not challenge the result of the drug test. Although the 13r_::n:aation's position has substantial merit and appeal, the Board holds that the Carrier has the better
position.
Although the Board's Neutral Member might not have applied the same degree of
discipline, if he had been the person making the decision, neither can we find that the severe
penalty of permanent dismissal is so unconscionable as to warrant its reversal.
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Public Law Board No. 4244 Award No. 274
Case No. 282
AWARD
Claim denied.
U~
Pu,~
Robert J. Irvin, Neutral Member
R. B. Wehrli, Employe Member Thomas M. I(ohling, Carrier Mber
10.~mz3
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