PUBLIC LAW BOARD NO. 4244 Award No. 286
Brotherhood of Maintenance of Way Employes
PARTIES TO DISPUTE: and
Burlington Northern and Santa Fe Railway
(Former ATSF Railway Company)
STATEMENT OF CLAIM:
"Claim of the System Committee of the Brotherhood that:
"1. The Carrier violated the Agreement when on August 26, 2002, Mr. E. W.
Whittle was dismissed from service for allegedly violating Rules 1.1 and
1.19 of the Maintenance of Way Operating Rules and Rules S-1.2.1 and
S-1.2.3 of the Maintenance of Way Safety Rules and Rule 1.6.4 of the
Track Welding Manual in conjunction with causing damage to Carrier
welding equipment.
"2. As a consequence of the Carrier's violation referred to in part (1) above,
Mr. Whittie shall be reinstated with seniority, vacation, all rights unim
paired and paid for all wages lost in accordance with the Agreement and his
record cleared.
"3. The Carrier violated the Agreement when on August 26, 2002, Mr. C. E.
Barlow was issued a (30) thirty day actual Suspension for allegedly violat
ing Rules 1.1 and 1.19 of the Maintenance of Way Operating Rules and
Rules S-1.2.1 and S-1.2.3 of the Maintenance of Way Safety Rules and
Rule 1.6.4 of the Track Welding Manual in conjunction with causing
damage to Carrier welding equipment.
"2. As a consequence of the Carrier's violation referred to in part (1) above,
Mr. Barlow shall be reinstated with seniority, vacation, all rights unim
paired and paid for all wages lost in accordance with the Agreement and his
record cleared." [Carrier File No. 14-02-0198. Organization File No. I 10
13C2- 028.CLM].
FINDINGS AND OPINION:
Upon the whole record and all the evidence, the Board finds that the Carrier and Employees ("Parties") herein are respectively carrier and employees within the meaning of the Railway
Labor Act, as amended, and that this Board is duly constituted by agreement and has jurisdiction
of the dispute herein.
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Public Law Board No. 4244 Award No. 286
Case No. 294
The first Claimant, Mr. Eric W. Whittie, employed since 1993, was working as a Lead
Welder near Houston, Texas, on June 18, 2002. He and another welder, Mr. Cedric Barlow, the
second Claimant, were engaged in building up frogs, utilizing a truck equipped for movement on
the rails, as well as off-track use. Their welding and associated equipment, including their
materials, were loaded onto their truck, or an integral part thereof.
It became necessary for them to clear the track for a train movement. They loaded the
equipment and materials they were using onto the hydraulic tailgate of their truck, and made a
movement described as approximately one-half mile to a road crossing where they could dismount
the track. They stopped to check a frog they later intended to work on while en route to the
crossing. At that point, their equipment was still intact. When they reached the crossing, they
discovered the equipment missing from the tailgate. Making a back-up movement, they found it
in the middle of the track, where a welding lead had apparently become dislodged and fallen to the
track structure, thereby snagging on a spike head and pulling the rest of the equipment off the
tailgate. They recovered the equipment, now badly damaged or destroyed, and reported the
accident. Losses from this accident totaled more than $6,000.00.
An investigation of this event was scheduled for July 5, 2002, twice postponed at the
request of the Organization's General Chairman, and finally held on August 6, 2002. The charges
against the Claimants were as follows:
"[F]or the purpose of ascertaining the facts and determining your responsibility, if
any, with the alleged violation of Maintenance of Way Operwing Rules 1.1-Safety,
1.19-Care of Property, Maintenance of Way Safety Rules S-i.2.1-Sufcient Time,
S-1.2.3-Alert and Attentive, and from the Track Welding Manual 1.6.4 - Equipment Care. The alleged rule violations occurred on June 18, 2002, on the Houston
Sub while you were working in restricted limits near Casey yard and resulted in
damage to BNSF welding equipment."
Welding Supervisor Don Hiatt appeared as the Carrier's sole witness at the investigation.
He presented documentary evidence of the repair and/or replacement costs for the damaged and
destroyed equipment. Additionally, since the welding equipment is truck-mounted, the truck was
out of service for about 2'/s days while undergoing repair and replacement of equipment. It was
his opinion that the Claimants should have properly stored their equipment when making the
move to the road crossing, rather than risk it falling from the tailgate.
Claimant Whittie testified that he had seen and made similar movements of such short
distances with the equipment temporarily placed on a tailgate, without accident or incident, during
his career. He estimated that it would have required something like 20 minutes to reel up their
hoses and store all the equipment away, and it was their purpose to resume work again after the
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Case No. 294
train passed. They also intended to take a lunch break while clear of the track. He admitted in
the record that the equipment was not stored properly when they made this move.
Claimant Barlow's testimony was similar to that of Mr. Whittie in most respects. He,
however, said he did not realize they would be moving as far as they did; he said he thought they
were traveling only about 100 yards to the next switch where they would resume work. As it
happened, the equipment was still in place when they got to that switch. He said that they usually
store all the equipment away but, ordinarily, that is when finished with the day's work. This was
the first time they had had two frogs to work on the same day, and those in close proximity. He
indicated that he was apprehensive about the longer move to the road crossing, but Mr. Whittie
assured him the equipment would ride alright, because he'd seen it done many times before.
On August 26, 2002, as the consequence of the investigation, Claimant Whittie was
notified that he was dismissed from the Carrier's employment, and Claimant Barlow was assessed
a 30-day actual suspension for violation of the same rules with which they had been charged.
These read as follows:
Maintenance of Way Operating Rule (MWORI 1.1
"Safety
Safety is the most important element in performing duties. Obeying the rules is
essential to job safety and continued employment.
"Empowerment
All employees are empowered and required to refuse to violate any rule within
these rules. They must inform the employee in charge if they believe that a rule
will be violated. This must be done before the work begins.
"Job Safety Briefing
Conduct a job safety briefing with individuals involved:
· Before beginning work
· Before performing new tasks
· When working conditions change
The job safety briefing must include the type of authority or protection in effect."
MWOR 1.19
"Employees are responsible for properly using and caring for railroad property.
Employees must return the property when the proper authority requests them to
do so. Employees must not use railroad property for their personal use."
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Maintenance of Way Safety Rule (MWSR) S-1.2.1
"Take suffcient time to perform job tasks safely."
MWSR S-1.2.3
"Assure that you are alert and attentive before performing duties."
Track Welding Manual 1.6.4 (in part)
"a. Welding crews shall take good care of all equipment assigned to them Keep
equipment in good working condition and clean with approved solvents.
"e. Do not leave equipment, tools, and material that can be easily moved, unattended along the right-of-way. After each day's work store equipment, tools, and
materials securely in a truck, tool car, or tool house.
"f. Lock and secure equipment and supplies properly to prevent damage during
transport, shipment, storage, and use."
The Organization's General Chairman, promptly appealed these disciplinary decisions to
the Carrier's Assistant Director - Labor Relations.
The Organization argues that the Claimants were denied a fair and impartial hearing
because pertinent information was omitted from the transcript. It is alleged that the Conducting
Officer denied the Claimants and their Representative the right to have a question and answer
inserted on cross examination. The Organization also points out that there are 128 instances in
which responses are denoted "unintelligible" in the transcript.
The Organization also argues that the disciplinary penalties assessed the Claimants are
harsh and drastic for a minor offense. It notes that their personal records were not entered into
evidence so they might present defenses thereto. In a subsequent conference on this dispute, the
Organization asserted that the disciplinary penalty imposed upon Claimant Whittie was not even
in compliance with the Carrier's own discipline policy.
The Organization points out that one piece of damaged equipment, valued at 51,950.00,
simply disappeared after it was hauled away from the Carrier's property with the truck, thereby
removing it from evidence and the ability to determine the degree of its actual damage.
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It is further argued that the record shows similar moves had been made before, and the
damage was simply the result of an accident arising from common practices, which had negative
consequences in this instance. But even if the charges were proven, the discipline assessed is
excessive in proportion to the evidence.
The Carrier responds that the alleged errors in the transcript are not fatal. The record
shows that Claimant Whittie admitted that his and Mr. Barlow's negligence caused the damage to
the equipment. As for the quantum of discipline, the Carrier pointed out that this is the fourth
disciplinary assessment against Claimant Whittie in less than one year. Two of these assessments
were for "Serious Rule Violations" as defined in the Carrier's Policy for Employee Performance
Accountability (PEPA). Under this PEPA, although a single "Serious Rule Violation" may not
result in dismissal, a second one within 36 months will subject the employee to dismissal. The
following disciplinary assessments in Claimant Whittie's record were noted:
9/26/01 Level-S 30-Day Record Suspension Not wearing required personal pro
tective equipment.
11/15/01 10-Day Record Suspension Failure to Comply with Instructions.
11/19/01 20-Day Record Suspension Improper Backing -- Damaged Truck
6/28/02 Dismissed Damaged Welder
Therefore, the Carrier argues, Claimant Whittie's record is such that he cannot be allowed
to continue in its employment, lest he hurt himself or someone else. Claimant Barlow's 30-day
suspension is neither harsh nor unfair, in consideration of his negligence in causing several
thousand dollars worth of equipment damage. The Carrier did not address directly the other
points in the Organization's appeal, except by a blanket rejection or denial.
The Board has carefully studied the record in this case and weighed the arguments of the
Parties. The determinative issues in this case will be addressed below.
The record in this case is deplorably transcribed. There are so many unintelligible
responses, according to the transcriber, that whole segments are, indeed, "unintelligible." Other
parts are crystal clear, however, and there is no question that the Claimants admitted that this loss
resulted from failure to store the equipment so that it could not have fallen or been pulled off the
truck.
With no better direction, the Board is unable to determine just what question and answer
were omitted from the transcript. In light of the numerous admissions, either outright or implied,
it is difficult to see how some unspecified answer would have resulted in the Claimants' exoneration, or any degree of mitigation or extenuation.
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Public Law Board No. 4244 Award No. 286
Case No. 294
The omission of the Claimants' personal records from the transcript, or even from the
investigation, is not a fatal error. Indeed, when one looks at Claimant Whittie's record, if it were
disclosed during the investigation, it could be argued that it was prejudicial to the outcome. It is a
general arbitral rule that an employee's past record may not be used to determine his guilt in a
current case, but may be considered to determine the quantum of discipline, only if he is found to
have violated the rules with which he is charged. It seems that is just what was done in this case.
The Board concurs in the Carrier's argument with respect to the provisions of the PEPA.
The list of "Serious Rule Violations" in the PEPA is expressly noted as being "a non-exhaustive
list." While the particular item named by the Carrier seems to be more a personal safety issue as
distinguished from a property damage issue, property damage is nevertheless listed therein, and
can certainly be implied.
The Board notices the Organization's comments about the piece of equipment which
disappeared. Mr. Hiatt testified that it was on the Claimants' assigned truck when it was removed
from the Carrier's property by its contractor, Wheeling Equipment Company. Wheeling told Mr.
Hiatt it was damaged beyond repair, but when he went to their site to look at it, it had disappeared. It therefore had to be replaced with a new one. While this disappearance is a puzzling
circumstance, that does not change the entire picture. It does not even diminish the overall cost
of the event, because if there had not been the accident which resulted in the removal of the
vehicle for repair and replacement of the damaged and destroyed equipment, this particular piece
of equipment would not have disappeared. Its disappearance is not directly chargeable to the
Claimants, of course, but there is little reason to doubt the assessment that it was a loss, in view
of the losses suffered by the rest of the equipment. Even if this particular item were removed
from the whole event, its value was less than one-third of the total equipment loss.
The fact that similar movements had been safely made before is of no consequence, in the
Board's opinion. There are countless traffic violations on the nation's highways every day, hour,
and minute. The vast majority do not result in casualties, by God's grace and skillful avoidance
techniques. Yet, when the inevitable accident does result in a casualty, their very prevalence does
not diminish the terrible result, nor accountability.
Even if the record indicated that Claimant Whittie was disarmed by the existence of a
practice of hauling equipment as was done in this instance, his personal record precludes the
Board from affording him the relief sought.
As for Claimant Barlow, who has more than 20 years' service with the Carrier, the Board
notices that this is his first disciplinary offense on more than eleven years. He testified that he was
initially uneasy about transporting the welding equipment on the truck's tailgate, but was assured
by Mr. Whittie, the Lead Welder, that it had been done safely many times before. In fight of this
assurance, and this Claimant's very good record, the Board believes the 30-day actual suspension
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Public Law Board No. 4244 Award No. 286
Case No. 294
is excessive, and orders that it be reduced to a ten (10) day actual suspension. He shall be paid
for all time lost in excess of ten (10) days.
AWARD
The claim on behalf of Claimant Whittie is denied. The claim on behalf of Claimant
Barlow is sustained in accordance with the Opinion. He shall be paid for time lost in excess of ten
(10) days within sixty (60) days from the date of this Award.
QU
J L~'
Robert J. Irvin, Neutral Member
R B. Wehrli, Employe Member Thomas M. Rohling, Carrier M
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