PUBLIC LAW BOARD NO. 4244 Award No. 309
Brotherhood of Maintenance of Way Employes
PARTIES TO DISPUTE: and
Burlington Northern and Santa Fe Railway
(Former ATSF Railway Company)
STATEMENT OF CLAIM:
Claim of the System Committee of the Brotherhood that:
1. The Carrier violated the Agreement on January 31, 2003, when it dismissed
the Claimant, Mr. R. D. Phillips, from service for allegedly violating Rules
1.3.1, 1.6, 1.9, 1.13, 1.18, and 1.26 of the Maintenance of Way Operating
Rules, and rule S-26.1 of the Maintenance of Way Safety Rules by engag
ing in actions that allegedly created a conflict of interest.
2. As a result of the violation referred to in part (1), the Carrier shall return
the Claimant to service with seniority intact, remove the discipline mark
from his personnel record, and make him whole for all time lost. [Carrier
File No. 14-03-0057. Organization File No. 120-13C4-021.CLM].
FINDINGS AND OPINION:
Upon the whole record and all the evidence, the Board finds that the Carrier and Employees ("Parties") herein are respectively carrier and employees within the meaning of the Railway
Labor Act, as amended, and that this Board is duly constituted by agreement and has jurisdiction
of the dispute herein.
The Claimant, Mr. Ricky D. Phillips, entered the Carrier's employment in 1977. He was a
regularly assigned Track Supervisor at Lubbock, Texas on September 25, 2002, although on
authorized paid vacation on that date. The record shows that he is a certified track inspector,
qualified by training and experience to determine whether track meets the regulatory requirements
of the U. S. Department of Transportation's Federal Railroad Administration ("FRA").'
On December 19, 2002, he was sent a notice of investigation and charges by the Carrier's
Road Foreman of Engines, reading as follows, in pertinent part:
'Title 49, Code of Federal Regulations, (49 CFR) §213.7 prescribes the training and/or
experience required of an individual designated to inspect track.
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Attend investigation . . . on Monday, December 30, 2002, at 9:00 a.m., for the
purpose of ascertaining the facts and determining your responsibility if any, in
connection with your possible violation of Rules 1.3.1, 1.6, 1.9, 1.13, 1.18 and
1.26 of the Maintenance of Way Operating Rules,. . . and Rule S-26.1 of the
Maintenance of Way Safety rules, . . . concerning your alleged engagement in
another business or occupation which created a conflict of interest with your
employment on the BNSF Railway, discriminated among railroad shippers, and
placed the BNSF Railway's reputation and financial well-being at risk, when,
without instruction from your Supervisor and on your own time, you inspected
track for Mr. O. E.
F_,
a BNSF customer, representing yourself as an agent of
the BNSF Railway, and certified Mr. O. E. F _'s track as meeting FRA Class I
requirements, stating such in a letter authored by you on September 25, 2002; and
your alleged disobedience of the instructions relating to conflict of interest from
the Division Superintendent addressed to you in a letter dated June 28, 1993.
The rules in the above notice read as follows:
Maintenance of Way Operating Rule ("MWOR"1 1.3.1
Safety Rules. Employees must have a copy of, be familiar with, and comply with
all safety rules issued in a separate book or in another form.
Maintenance of Way Operating Rules. Employees governed by these rules
must have a current copy they can refer to while on duty.
Hazardous Materials. Employees who in any way handle hazardous materials
must have a copy of the instructions or regulations for handling these materials.
Employees must be familiar with an comply with these instructions or regulations.
Timetable/Special Instructions. Employees whose duties are affected by the
timetable/special instructions must have a current copy they can refer to while on
duty.
Classes. Employees must be familiar with and obey all rules, regulations, and
instructions and must attend required classes. They must pass the required
examinations.
Explanation. Employees must ask their supervisor for an explanation of any rule,
regulation, or instruction they are unsure of.
Issued, Cancelled, or Modified. Rules may be issued, cancelled, or modified by
track bulletin, general order, or special instructions.
Engineering Instructions. Employees governed by the Engineering Instructions
must be familiar with and comply with all their provisions; additionally, a copy of
Engineering Instruction No. 1 must be available for reference while on duty.
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MWOR 1.6
Employees must not be
1. Careless of the safety of themselves or others
2. Negligent
3. Insubordinate
4. Dishonest
5. Immoral
6. Quarrelsome
or
7. Discourteous.
MWOR 1.9
Employees must behave in such a way that the railroad will not be criticized for
their actions.
MWOR 1.13
Employees will report to and comply with instructions from supervisors who have
the proper jurisdiction. Employees will comply with instructions issued by
managers of various departments when the instructions apply to their duties.
MWOR 1.18
Employees must not engage in another business or occupation that would create a
conflict of interest with their employment on the railroad or would interfere with
their availability for service or the proper performance of their duties.
MWOR 1.26
Employees must not discriminate among railroad customers. Employees must not
accept gifts or rewards from customers, suppliers, or contractors of the railroad
unless authorized by the proper manager.
Maintenance of Way Safety Rule ("MWSR"1 S-26.1
No officers or employees of the company may have personal interests which might
conflict or appear to conflict with the interests of the company or its affiliates or
which might influence or appear to influence their judgment in performing their
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duties. The outside activities and affairs of all officers and employees should be
conducted so as to avoid loss or embarrassment to the company and its affiliates.
Employees must not engage in another business or occupation that would create a
conflict of interest with their employment on the railroad or would interfere with
their availability for service or the proper performance of their duties.
This policy is designed to foster a standard of conduct which reflects credit in the
eyes of the public on the company, its officers, and its employees, and which
protects the reputation and financial well-being of the company. There is no intent
to interfere with the personal interests or activities of officers and employees.
By agreement, the investigation was postponed to and held on January 17, 2003. The
Claimant testified in his own behalf and was represented by the Organization's Vice General
Chairman. The Carrier's Superintendent of Operations, offered testimony and documentary
evidence. Mr. F , a businessman engaged in the sand and gravel trade, and Mr. M , the
owner of M Railroad Construction Company, a contractor performing track construction
and repairs, appeared as witnesses for the Claimant. Mr. M testified that he is qualified to
perform FRA track inspections. A transcript of testimony and evidence taken in the investigation
is a part of the record before this Board.
Mr. M testified that his company had repaired a privately owned track connecting
Mr. F _'s industrial facility with a short line rail carrier, and deemed the track met the FRA's
Track Safety Standards. The short line's operator, a Mr. W , nevertheless refused to serve
Mr. F _'s facility, contending the track and/or connecting switch were in an unacceptable
condition. In an effort to resolve the dispute, Mr. M proposed to Mr. F_ that a third,
neutral party, an FRA-qualified inspector, examine the track and switch and render an informed
opinion as to their fitness for service. Mr. M suggested the names of several track
inspectors in the vicinity. Because his company frequently performed contract repair work on
industry tracks served by the Carrier, he had made the acquaintance of the Claimant and other
Carrier-employed personnel. Since the Claimant was located nearest the subject site, and was on
vacation at the time, Mr. M offered to contact him. He also gave one of the Claimant';s
business cards to Mr. F_. Mr. M said he called the Claimant, who agreed to perform
the inspection. Mr. M picked up the Claimant at his home and drove him to the inspection
site.
The Claimant performed the inspection, deemed the track safe to be used, and presented
Mr. F_ a handwritten statement (herein "inspection report") dated September 25, 2002,
reading as follows:
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To whom it may concern
I inspected switch 039D 9/25/02 and found that this switch and track qualifies
under 213.53 class 1 under 213.63 class 1 qualifies
No defects under 213.133
qualifies under 213.143 class 1
qualifies under 213.135 class 1
qualifies under 213.109 class 1
This switch and Track qualifies as class one and found no defect to render this
track out of servicez
The Claimant signed this inspection report and added his employee number and title, "Track
supervisor BNSF Ry. Co." Mr. M testified that he asked the Claimant to show his
qualifications on the inspection report, hence the entry of his job title under his signature.
Mr. M fiuther testified that Mr. W still refused to accept his and the Claim-
ant's appraisal of the track's condition. He therefore recommended that Mr. F_ contact the
Carrier, the short line's only connection to the nation's rail network, because Mr. F
anticipated a substantial volume of traffic which would benefit the Carrier, as well as the short
line, if he could obtain rail service. Mr. M stated that the inspection performed by the
Claimant did not affect his relationship with the Carrier. He also stated that he did not hire the
Claimant to do this work; that he had "never known of them [track inspectors] to charge anyone
for looking at a track."
Mr. F_ testified that after his privately owned track was repaired and deemed fit for
service by Mr. M 's company, the short line operator, Mr. W_, said the connecting
switch and the track were "bad and out of service and had been for a period of time," even though
he was aware of the repairs made by Mr. M 's company. Mr. F_ then told Mr. M
that they needed another opinion. He testified that Mr. M said he knew a Carrier-employed
inspector who was on vacation. Mr. M brought the Claimant to the site. Mr. F_ said
this was the first time he had seen the Claimant. He firrther testified that there was no exchange
of money or any other compensation for the inspection; "We just shook hands and I thanked
him." He denied that the Claimant represented himself as an agent of the Carrier for this
inspection. When asked if the Claimant performed the inspection by using the Carrier's rules, or
the FRA regulations, he answered:
I assumed it would be under the FRA. He had that little booklet and he read, you
know, what everything's supposed to be. Of course, he already knew it, but, but
2These sections of 49 CFR Chapter II describe permissible track characteristics with
respect to gage, surface, guard rails, crossties, etc.
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anyway he read all the things and he was using. I never [saw] any that belong to
Santa Fe, as far as I know. [Transcript Answer No. 189]
Mr. F_ testified that the Claimant's business card was given him by Mr. M
When Mr. W continued refusing service to Mr. F _'s facility, he attached the business
card to the Claimant's inspection report, and submitted a photocopy, showing the attached card,
to the Surface Transportation Board ("STB"), a Federal agency that Mr. F_ had petitioned to
resolve his conflict with the short line carrier, and to obtain service on the private track serving his
facility. Mr. F stated that this Carrier's, i.e., Burlington Northern & Santa Fe's, reputation is
in no way diminished in his view. If he could establish service on his track, he would be able to
offer a considerable volume of business to both the short line and the BNSF.
The Claimant testified that he was on vacation and received a call from Mr. M on
September 25, 2002. He described the contact:
It was just a spur of the moment thing. I received a phone call and asked if I'd be
a tie breaker. Would I look at a switch that they felt was serviceable, and they
were being told it was not serviceable, and if I would mind looking at a switch, and
I agreed. [Transcript Answer No. 146]
He said he had never met Mr. F_ before he arrived at the inspection site. He did not represent
himself as an agent of the Carrier, and he did not give a business card to Mr. F_. He did not
charge for the inspection; he said he "did it for a handshake." There was no intent, nor even a
realization, that his act would result in any adverse effect to the Carrier.
He testified that he based his conclusions on the track's condition "strictly" on the FRA's
standards, it met all the FRA's standards for a Class l track, and he wrote the inspection report.
His business card was not appended to the inspection report by himself. He showed his job title
to attest that he was qualified to inspect track. He further testified that he was not directed by the
Carrier to perform this inspection, nor did he seek permission from any Carrier officer to do so.
He did, however, advise his immediate supervisor, a Roadmaster, after he completed his vacation.
He gave this account of their discussion:
When I returned from vacation we were at the pancake house having a track
supervisors meeting, and I told him that I had inspected that switch and wrote a
statement up. And, he just sat there saying that it was their problem and he didn't
want to get involved. And the witness to that was John Malone, I believe Steve
Kaufinan was there, a couple other guys, but I don't know to what extent of who
all heard what. [Transcript Answer No. 152]
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The Claimant alluded to several past instances of problems between himself and Mr. W , and
suggested that Mr. W was motivated by their previous disagreements, about which he
supplied details.
The Carrier's Superintendent of Operations, (herein "Superintendent") tested that on
December 10,
2002,
he was contacted by the Carrier's Law Department, concerning an inquiry or
complaint that the Claimant had represented himself as an agent of the Carrier while inspecting
track on September
25, 2002.
He said that the Law Department had told him that Mr. W
has threatened to file a lawsuit against the Carrier because of the Claimant's inspection. The STB
had sent the Law Department a copy of the inspection report with the Claimant's business card
stapled to the upper left corner. The Superintendent testified that by affixing his business card
and by entering his employee number, his job title, and his employer's initials on the inspection
report, the Claimant was representing himself as the Carrier's agent. These acts, he testified,
subject the Carrier to possible lawsuit damages, criticism, and STB fines, and the Claimant risked
the reputation and financial well-being of the Carrier.
He placed in evidence the letter dated June
28, 1993,
alluded to in the notice of investigation and charges. This letter, written over the signature of then-Superintendent K. W. Ross, and
sent to the Claimant by Certified Mail, Return Receipt Requested, reads as follows:
I understand that you and Mr. Sadler on your off-duty time are in the
business of performing track repairs for various industries located on Santa Fe's
lines in the Texas/New Mexico area. I have been further advised that over the past
several years you have performed such repairs for more than a dozen of Santa Fe's
customers.
Your position as a section foreman in Santa Fe's Maintenance of Way
Department empowers you to take the industry track of Santa Fe's customers outof-service until appropriate repairs are completed and subsequently approved by
you or someone in your position. Consequently, your operation of a business
which engages in the repair of such tracks creates a serious and obvious conflict of
interest with respect to your Santa Fe employment. Furthermore, the operation of
such a business by you could be viewed as a violation of Rules L, 1006, 1007 an
[sic] 1023,
among others, of Santa Fe's General Rules for All Employees.
You are hereby directed to immediately cease and desist from soliciting,
accepting or performing any type of repair work, track or otherwise, for customers
located on Santa Fe's lines. If you desire to continue your track repair business for
Santa Fe's shippers, then the Company will have no alternative but to remove you
from service for a failure to obey instructions, a conflict of interest (Rule 1023) or
various other rules violations.
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If I misunderstand your outside business operations, please let me know
and I will be glad to again review this matter. However, absent express written
permission from Santa Fe's Chairman, President and Chief Executive Officer or
Vice President - Law, you are henceforth prohibited from performing repairs for
Santa Fe's customers, shippers and industries for as long as you choose to remain
in Santa Fe's employ.
In response to a series of leading questions by the Conducting Officer with respect to the
above letter, the Superintendent testified that the Claimant's inspection closely resembles the
activity proscribed by Mr. Ross's letter, constitutes a conflict of interest, negligence, and
insubordination, risked the Carrier's reputation with the STB and its customers, and placed its
financial well-being at risk. He further asserted that the short line carrier itself and all its
customers are customers of the Carrier, as the short line's exclusive connection. He therefore
concludes that the Claimant's inspection and inspection report created a conflict among the
Carrier, the short line, and the short line's customers. Although he was unable to state with
certainty that the Carrier had lost any business as the consequence of the inspection, he testified
that adversarial contact from Mr. W 's attorney represents a loss of good will and affected
the Carrier's reputation.
On January 31, 2003, the Road Foreman of Engines wrote the Claimant:
This letter will confirm that as a result of formal investigation held on January 17,
2003, you are dismissed from employment effective immediately for violation of
Rule(s) 1.3.1, 1.6, 1.9, 1.13, 1.18 and 1.26 of the Maintenance of Way Operating
Rules, . . . and Rule S-26.1 of the Maintenance of Way Safety Rules . . .
The Organization promptly appealed the Carrier's disciplinary decision to the Carrier's
Labor Relations Department, and it was there denied. The dispute has therefore been referred to
this Board for fiuther consideration.
The Board must address a threshold procedural issue raised by the Organization. An
objection to the investigation's timeliness was twice submitted by the Claimant's representative
before any testimony was taken, reiterated at the investigation's close, and renewed by the
Organization in its appeal
The Organization argues, supported by the Claimant's testimony, that he told his
immediate supervisor, the Roadmaster, in the presence of witnesses, of his inspection and written
report on September 30, 2002, but the Roadmaster said "he didn't want to get involved." From
this, the Organization concludes that the investigation was not timely held, the notice of charges
coming more than two months later.
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The Board concludes that the investigation was not untimely held. Schedule Agreement
Rule 13, the Discipline Rule, has two discrete time limit provisions. The second provision may be
quickly disposed of. Rule 13 - (b) provides that the investigation will be held within thirty (30)
calendar days after an employee is held out of service pending the investigation. Here, the
Claimant was not withheld from service. In the alternative, Rule 13 - (a) provides, in part, "[N]o
employe who has been in service more than sixty (60) calendar days will be disciplined without
first being given an investigation, which will be promntlv held." (Emphasis added). "Promptly" is
an imprecise term, which must be interpreted from its context. From the record, it is apparent
that the Roadmaster found no fault in the Claimant's inspection. Of course, he had not seen the
inspection report submitted to the STB, with the attached business card and the Claimant's job
title and the Carrier's initials. From the Claimant's account in the pancake house, there was
nothing which sparked the Roadmaster's interest. The triggering event was the Law Department's receipt of the inspection report, referred by it to the Superintendent on December 10,
2002. The notice of charges was written on December 19, 2002, initially setting the investigation
for December 30, 2002. The Board is persuaded, on this record, that the investigation was
"promptly held" after
the Carrier
received information indicating a possible violation of its rules.
The Board's determination here, however, is not intended to establish a hard and fast interpretation of Agreement Rule 13 - (a). Differing circumstances might dictate a different determination
in another case.
Turning to the merits, the Organization argues that the inspection was carried out in
conformity with FRA standards and the Claimant did not represent himself as a representative of
the Carrier. He did not attach his business card to the inspection report, and indicated his
employment status only for the purpose of showing that he was a qualified FRA inspector. The
Carrier responds that when he identified himself as an employee of the Carrier, this constituted a
conflict of interest not permitted by the Carrier's rules.
The record clearly proves that the Claimant did not give his business card to Mr. F -
It was obtained by him from Mr M . Its attachment to the inspection report was not
intended by, sanctioned by, nor even known to the Claimant. The Board is persuaded that the
endorsement of his job title and the Carrier's initials on the inspection report was an unmindful or
unguarded act intended only to establish his credentials as a competent, trained inspector. In
retrospect, it was imprudent to do so, but the Board believes that the Claimant could not have
foreseen at that time the adversarial reaction which followed.
The more important issue here is the Carrier's conclusion that the inspection constitutes a
"conflict of interest."
Black's Law Dictionary, Sixth Edition,
West Publishing Co., (1990),
defines "conflict of interest" as follows:
Term used in connection with public officials and fiduciaries and their relationship
to matters of private interest or gain to them Ethical problems connected there-
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with are covered by statutes in most jurisdictions and by federal statutes on the
federal level. The Code of Professional Responsibility and Model Rules of
Professional Conduct set forth standards for actual or potential conflicts of interest
between attorney and client. Generally, when used to suggest disqualification of a
public official from performing his sworn duty, term "conflict of interest" refers to
a clash between public interest and the private pecuniary interest of the individual
concerned . . . . A situation in which regard for one duty tends to lead to disregard
of another . . . . A conflict of interest arises when a government employee's
personal or financial interest conflicts or appears to conflict with his official
responsibility .... [Citations omitted]
Webster's New World Dictionary of the American Language, Second College Edition, Simon &
Schuster, (1984), defines the term in this fashion:
[A] conflict between one's obligation to the public good and one's self-interest, as
in the case of a public officeholder who owns stock in a company seeking government contracts.
When Mr. Ross wrote the Claimant in 1993,' the Claimant's track repair business typifies
the above definitions of a conflict of interest. From the text of that letter, it appears the Claimant
was, for remuneration, repairing tracks connecting with his employer, and then in his capacity as
an employee, he was in a position to approve the work that he himself had done as an outside
contractor.
His actions in this instant case are easily distinguishable. The Board does not concur in
the Superintendent's assessment that this "closely resembles" the business he was engaged in in
1993.' The Claimant was not engaged in a "business" of repairing tracks. The use of the word
"business" in Mr. Ross's letter denotes a commercial enterprise for profit. Furthermore, the
Claimant was directed to cease and desist from soliciting, accepting, or performing repair work
for customers located on Santa Fe's lines. Since the Claimant - according to his own testimony
and that of two witnesses not in the Carrier's employ - received no remuneration from anyone,
Mr. F- could hardly be characterized as a "customer" of the Claimant. Black's defines a
'The Organization argued that the Claimant never received the 1993 letter. Lacking
certain evidence that it was or was not received, the Board assumes that it was sent, for the
purposes of this discussion.
"'Closely resembles" is not the Superintendent's words, but reflects his affirmative
response to a leading question propounded by the Conducting Officer. (Transcript Question and
Answer No. 56).
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"customer" as one who repeated or red has business dealings with a tradesman or
business, or a buyer, purchaser, consumer, or patron. The Claimant performed this inspection
work more in the manner of a favor for an acquaintance, Mr. M , who in turn arranged the
inspection for his customer, Mr. F_, as a "tie breaker." The Claimant was not engaged in a
"business" which sought or solicited the inspection. Rather, it was a happenstance that the
Claimant was known to Mr. M , was available, and was nearby. In any event, Mr. F _'s
track was not located on the Carrier's lines. Under the totality of these circumstances, the Board
finds no conflict of interest and no disobedience of the instructions in the 1993 letter.
The Board has considered whether the Claimant could have or should have foreseen the
chain of events resulting from his inspection report. The record does not show that he expected,
knew, or intended that his business card (supplied by the Carrier) would appear on a document
submitted to the STB in support of a petition involving a service dispute between Mr. F and
the short line carrier. He did not give his card to Mr. F_, whom he met for the first time when
brought to the inspection site by Mr. M . While it was imprudent to put the Carrier's initials
on the inspection report, the Board is persuaded that it was not intended to represent the Claimant
as an agent of the Carrier. He testified, "The way I described myself was just for the qualifica
tions to show that I was qualified to inspect track." (Transcript Answer No. 155).
The Claimant, or any person not privy to the apparent tension between Mr. F and Mr.
W_,
for that matter, could not have foreseen the repercussion which was forthcoming, i.e.,
the threat of a lawsuit. This reaction might be explained by reference to Mr. F 's assertion
that Mr. W_, himself, has a conflict of interest:
192. Q.Has this inspection by Mr. Phillips diminished BNSF's reputation in
any way in your eyes?
A. No, not really.
193. Q. So, it hasn't affected you, your relationship with the BNSF in any
way?
A. No, it hasn't.
194. Q. Your main conflict is with the slx)rtline operator Mr. W
himself, is that correct?
A. As fitr as I know that's the only conflict.
195. Q. And, this conflict arises from a side business that W is in and
is in competition against you. is that correct?
A. That is my opinion. I think that's what the, what the reason he
won't give me service. [Answers by Mr. F___J
The Board, of course, cannot know whether the witness's opinion is well-founded, but no better
explanation has been offered for the short line's refusal to provide service to Mr. F _'s facility,
after the track and switch were deemed to meet FRA Class I standards by both Mr. M and
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Case No. 320
the Claimant. It seems unlikely that a simple difference over the track's condition would have
induced the short line operator's irascible reaction.
The Board must, unavoidably, consider the Claimant's account of some previous
disharmony between himself and Mr. W . (See page 7, supra). At worst, one might
speculate that the Claimant's inspection was a retaliatory gesture toward a person who had
troubled him in the past. But such speculations are not proof. Without more persuasive
supporting evidence, the Board is not warranted in imputing any such sinister motive to the
Claimant.
The Board has carefully considered the sundry rules with which the Claimant was charged
and found to have violated. MWOR 1.3.1 has broad application, and was not discussed in detail
in the transcript. It does, however, require employees to be familiar with and obey all rules,
regulations, and instructions. The Board finds no violation of this Rule.
MWOR 1.6 requires, among other injunctions, that employees must not be negligent nor
insubordinate. The Superintendent testified that the Claimant was negligent in perfomvng the
inspection at Mr. F 's facility and writing the inspection report, placing the Carrier's
reputation and financial well-being at risk. He also asserted that the Claimant was insubordinate
when he disobeyed the specific instructions in the 1993 letter. The Board believes that the
inspection and the consequent inspection report cannot be considered negligence, which connotes
a lack of reasonable care to prevent damage or injury. The Claimant's acts do not constitute
insubordination. The 1993 letter was the basis for the Superintendent's conclusion that he was
guilty of insubordination. The Board finds no such disobedience, as discussed on page 10, supra.
MWOR 1.9 directs employees to behave in such a way that the Carrier will not be
criticized for their actions. Understandably, when the Superintendent saw the inspection report
bearing the Claimant's business card and other identification, it appeared that the Claimant had
represented himself as an agent of the Carrier. The Superintendent concluded that because the
Carrier received criticism from the short line and the STB, even a threatened lawsuit, the Claimant
violated MWOR 1.9. (Transcript Question and Answer No. 39). The Board does not concur in
this conclusion, in light of all the evidence and testimony. The inspection and the inspection
report were not unlawfirl. On their face, they were not confrontational. It was only the short line
operator's reaction that engendered the tempest. That an action results in a negative response
does not, of itself, prove that the act was somehow wrong. The Claimant could not have foreseen
the outcome. In today's litigious society, no person or entity is immune from threatened lawsuits,
whether or not based on facts, good evidence, or sound judgment.
MWOR 1.13 requires employees to comply with instructions from their supervisors and
managers of other departments when they apply to their duties. The Superintendent testified that
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the
1993
letter came within the coverage of this Rule. The Board has already discussed the
1993
letter and is persuaded that the Claimant did not disobey that letter, nor MWOR
1.13.
MWOR 1.18 prohibits employees from engaging in another business or occupation that
would create a conflict of interest. The Board, for reasons discussed above, finds no conflict of
interest by the Claimant.
MWOR 1.26 prohibits employees from discriminating among railroad customers. The
Carrier concluded that the Claimant's inspection and qualification of Mr. F _'s track consti
tutes discrimination between Mr. F 's interests and those of Mr. W . The problem with
this analysis is that the alleged discrimination is solely the product of Mr. W 's reaction to
the inspection. On its face, an honest, unbiased assessment of a privately-owned track does not
rise to the level of prolnbited discrimination. The discrimination must be obvious, not hidden
from the observation of guileless persons. It must arise from the clean hands of the one asserting
discrimination. While not finally determinative, Mr. F 's testimony alluding to Mr. W 's
other business interest casts a shadow of insincerity over his concern about the condition of Mr.
F _'s track, and suggests that his refiisal to service this facility did not have its genesis in purely
safety issues.
MWSR S-26.1 prolu'bits employees from having personal interests which conflict or
appear to conflict with those of the Carrier. Outside activities are to be conducted so as to avoid
loss or embarrassment to the Carrier. It also repeats MWOR 1.18, word for word, with respect
to engaging in other businesses or occupations which create a conflict of interest with their
employment by the Carrier. It finther states that these rules are designed to protect the reputation
and financial well-being of the Carrier. The ultimate question is whether the Claimant could have
reasonably foreseen the end game which resulted from his inspection and inspection report.
Certainly, he did not go as a representative of the Carrier, and Mr. W 's erroneous conclu
sion that he did is based on the business card and his identification of himself as an employee of
the Carrier. This was ill-advised, in the brilliance of hindsight, but it does not rise to the level of
misconduct which wan-ants severe discipline, much less dismissal from the Carrier's service.
Although the Board has determined that the investigation was "promptly" held, the
Claimant's account of his conversation with the Roadmaster on September
30, 2002,
serves to
reinforce the Board's conclusions about the chain of events which culminated in the charges
against the Claimant. When the Claimant told the Roadmaster about his inspection, this candid
disclosure confirms that the Claimant had no realization of wrongdoing. The Roadmaster's
indifference to his disclosure further indicates that no misconduct was clearly in evidence. The
Board is persuaded, therefore, that it was Mr. W 's reaction, not the inspection, of itself,
which caused the Carrier's Road Foreman of Engines to draw up charges against the Claimant.
plb4244_309
13
Public Law Board No. 4244 Award No. 309
Case No. 320
The Claimant has more than 25 years' service with the Carrier. His only disciplinary entry
was in 1990, an accumulation of demerits cleared by good conduct. He received a quality
performance entry in 1994. The 1993 letter is not remarked in his personal record. The Board
cannot find that the Claimant violated the several rules with which he was charged. The claim will
be sustained
AWARD
The claim is sustained. The Carrier is ordered to comply with this Award within thirty
(30) days from its date.
1
Robert J. Irvin, Neutral Member
RR. . B. Wehr ' Employe Member William L. Yeck, Carrie ember
~9 Q~
Date
plb4244 309
14