PUBLIC LAW BOARD NO. 4244 Award No. 347
Brotherhood of Maintenance of Way Employes
PARTIES TO DISPUTE: and
BNSF Railway
(Former ATSF Railway Company)
STATEMENT OF CLAIM:
Claim of the System Committee of the Brotherhood that:
1. The Carrier violated the Agreement on January 27, 2005 when it improp-
erly dismissed Claimant, A. Bert, from service for allegedly abandoning his
job when he was absent without authority more than five consecutive days
in violation of Letter of Understanding dated July 13, 1976.
2. As a consequence of the violation referred to in part (1), the Carrier shall
immediately return the Claimant to service with seniority, vacation and all
other rights restored, remove any mention of this incident from his personal
record, and make him whole for all time lost account of this incident.
[Carrier File No. 14-05-0103. Organization File No.240-13A1-052.].
FINDINGS AND OPINION:
Upon the whole record and all the evidence, the Board finds that the Carrier and Employees ("Parties") herein are respectively carrier and employees within the meaning of the Railway
Labor Act, as amended, and that this Board is duly constituted by agreement and has jurisdiction
of the dispute herein.
The Claimant in this case, Maintenance of Way Trackman Alonzo Bert, was hired by the
Carrier on April 21, 1997. The record indicates that he had been furloughed at some point in
t_-e. but was the successful applicant for a Sectionman position on newly established Tie
Production Gang TP02. He had been assigned by an award dated December 15, 2004, but the
reporting date for this Gang was January 17, 2005.
On January 27, 2005, the Claimant was notified that his seniority and employment with the
Carrier were terminated for being absent without authority for more than five consecutive work
days, beginning January 17, 2005, pursuant to the provisions of a Letter of Understanding dated
July 13, 1976. This Letter of Understanding reads as follows:
In connection with application of (Rule 13) [the Discipline Rule] of the
current Agreement, this will confirm our understanding reached in conference
today that, effective October 1, 1976, to terminate the employment of an employe
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who is absent from duty without authority, the Company shall address such
employe in writing at his last known address, by Registered or Certified Mail,
return receipt requested, with copy to the General Chairman, notifying him that his
seniority and employment have been terminated due to his being absent without
proper authority and that he may, within 20 days of the date of such notice, if he
so desires, request that he be given an investigation under (Rule 13) of the current
agreement.
NOTE: Effective January 1, 1984, the above understanding is to be
applied only in cases where the employe is absent from duty without authority more
than five (5) consecutive work days.
The Organization's General Chairman promptly requested an investigation in accordance
with Discipline Rule 13 of the Collective Bargaining Agreement which applies to employees holding
seniority on the former Atchison, Topeka & Santa Fe Railway Company (ATSF).1 The investigation was initially set for March 1, 2005, and finally hell on April 6, 2005. The exchanged correspondence between the Parties is part of the record before this Board. It is pertinent to the
outcome of this case, and will be discussed below.
The initial notice of investigation was dated February 22, 2005, and it reads as follows, in
pertinent part:
Mou are hereby notified to attend formal investigation in the Roadmaster's Office
located at 4006 E. Vine St., Bldg. B, Fresno, CA, at 1400 hours on March 1, 2005,
concerning report alleging your being absent without proper authority for more than
five (5) consecutive work days beginning January 17, 2005, and forward; so as to
determine facts and place responsibility, if any, involving possible violation of Rules
1.13 (Reporting and Complying With Instructions) and 1.15 (Duty-Reporting or
Absence) of the Maintenance of Way Operating Rules in effect October 31, 2004;
and Letter of Understanding dated July 13, 1976.
The above notice was sent to the Claimant's Post Offce Box address in Pinon, Arizona, by
Certified Mail, Return Receipt Requested. The Carrier offered in evidence a Return Receipt with a
corresponding number, indicating its receipt by the Claimant on February 28, 2005.
'The BNSF Railway, being the product of a series of mergers, is party to several different
collective bargaining agreements made between the Organization and predecessor carriers which
have application in various parts of the merged system.
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Case No. 358
The Organization's General Chairman requested a postponement, which was agreed to, and
the Carrier notified the Claimant by a letter dated February 28, 2005, postponing the investigation
until March 24, 2005. This letter was also sent by Certified Mail, and a receipt bearing the
corresponding number indicates it was received by the Claimant on March 7, 2005.
On March 16, 2005, the Organization's General Chairman requested yet another postponement, due to unavailability of a representative. On March 21, 2005, the Carrier notified the
Claimant that the investigation was postponed until March 31, 2005. This notice was also sent by
Certified Mail, Return Receipt Requested, but the Carrier was unable to produce either a receipt or
the United States Postal Service's advice of non-delivery.
On March 28, 2005, the Organization's General Chairman again requested a postponement
of the investigation due to unavailability of a representative. The Conducting Offcer at the
investigation mistakenly stated in the record that the General Chairman postponed the investigation
until April 6, 2005. There is no exhibit showing a letter from the Carrier to the Claimant setting the
investigation for April 6, 2005, but the Board believes that such exists, simply because the
Conducting Offcer, the Organization's Local Chairman, and a Certified Shorthand Reporter all
appeared for an investigation. The Claimant was not present, however. The Carrier offered no
Cc.^.f ed Mail Receipt to indicate whether the Claimant received notice of the investigation on that
aaLc, nor any proof of mailing.
At the beginning of the investigation on April 6, 2005, the Conducting Offcer asked the
Organization's Local Chairman, the Claimant's representative, if there was any reason why the
Claimant was not present. The following exchange then took place:
MR FRANCO [Local Chairman]: I don't know. I haven't talked to him
and don't know his whereabouts. I would like to know if he was formally notified?
Do you have a receipt for his notification of this meeting here?
MR PALACIOS [Conducting Officer]: Yes, I do, and it will be entered into
the transcript as we proceed. I do have certified mail receipts from Mr. Bert.
[Transcript page 6]
As discussed above, however, neither the notice of the April 6 hearing nor certified mail receipt for
the same were made a part of the record.
The Conducting Offcer offered the Local Chairman a recess of "five or ten minutes" to
attempt to contact the Claimant, but that suggestion was declined.
Near the end of the investigation, the Local Chairman requested a postponement until the
Claimant could be contacted. The Conducting Offcer responded, "That will be taken into
consideration, but at this time, I cannot make that decision." (Transcript page 16.) Almost
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Public Law Board No. 4244 Award No. 347
Case No. 358
immediately thereafter, the Local Chairman again requested a postponement, and the Conducting
Officer responded that the Claimant had been notified within the time limits of the Agreement.
(Transcript page 17.)
The following exchanges took place at the close of the investigation:
MR. FRANCO: I would like to request a copy of the receipt where he
signed to attend this investigation, and then I need the copies of the ones I gave you,
too?
MR. PALACIOS: You can have copies of all these.
(Off the record.)
MR PALACIOS: Alex, do you have anything else for the record?
MR. FRANCO: Yes, I would like to know if you can provide evidence that
Mr. Alonzo Bert received and acknowledged the letter of investigation notice for
April 6, 2005?
MR PALACIOS: No. The carrier cannot supply the certified mail receipt
for that postponement, which is the third postponement on that. And in the letter of
understanding, it is noted that the letter shall be sent to the employee's last known
address, which it was, by certified or registered mail. Why Mr. Bert did not answer
to that or did not sign for that, I cannot tell you.
MR FRANCO: Okay. And then, Mr. Bert did sign and acknowledge the
other letters before this, and because you have no proof that he received that letter in
time to be at this investigation today, we are objecting to the fact that he might not
have received the letter to be here today - in time for him to be here today. [Transcript pages 18-19]
During the course of the investigation, the Local Chairman entered into the record the
document awarding the Claimant a position on Tie Production Gang TP02, and also entered
Discipline Rule 40 from the Collective Bargaining Agreement which applies to employees represe--t-d by the Organization on the former Burlington Northern Railroad Company (BN), which is
commonly referred to as the "Northern Lines Agreement." He also offered in evidence an
agreement which provides for the establishment of Regional and Systemwide Production Gangs (RS
Gangs), which may consist of employees from either or both the former BN and/or ATSF, and such
RS Gangs working anywhere on the merged Carrier will be subject to the Northern Lines Agreement. The Northern Lines Agreement does not provide for summary termination of employment of
an employee who is absent from duty without authority, as does the Letter of Understanding dated
July 13, 1976, but provides, instead, that no employee will be disciplined or dismissed until after an
investigation. As will be seen below, this evidence was intended to provide a foundation for the
Organization's fiirther defense of the Claimant.
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On May 3, 2005, the Conducting Offcer advised the Claimant that as a result of the
investigation, he was dismissed from the Carrier's employment for violation of Maintenance of Way
Operating Rules (MWOR) 1.13 and 1.15, and the Letter of Understanding dated July 13, 1976.
Those Rules read as follows:
MWOR 1.13
Employees will report to and comply with instructions from supervisors who have
the proper jurisdiction. Employees will comply with instructions issued by managers
of various departments when the instructions apply to their duties.
MWOR 1.15
Employees must report for duty at the designated time and place with the necessary
equipment to perform their duties. They must spend their time on duty working only
for the railroad. Employees must not leave their assignment, exchange duties, or
allow others to fill their assignment without proper authority.
The Organization promptly appealed the Conducting Officer's decision to uphold the
Claimant's dismissal. The Organization first argues that the ATSF Agreement, of which the Letter
of Understanding dated July 13, 1976, is a part, is inapplicable to the Claimant, because he was, at
the time he was taken out of service, subject to the Northern Lines Agreement, by reason of his
assignment to RS Gang TP02 on December 15, 2004. The Organization relies on Northern Lines
Agreement Rule 40.A-, which reads:
An employe in service sixty (60) days or more will not be disciplined or
dismissed until after a fair and impartial investigation has been held. Such investigation shall be set promptly to be held not later than fifteen (15) days from the date
of the occurrence, except that personal conduct cases will be subject to the fifteen
(15) day limit from the date information is obtained by an officer of the Company
(excluding employes of the Security Department) and except as provided in Section
B of this rule.
and Rule 40.J.:
If investigation is not held or decision rendered within the time limits herein
specified, or as extended by agreed-to postponement, the charges against the
employe shall be considered as having been dismissed.
The Organization further argues that the investigation was not held within 15 days after
January 17, 2005, in violation of Rule 40.A., above.
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The Organization also argues that the Claimant was not properly notified of the time and
place of the investigation, when the agreed-upon date, April 6, 2005, was finally established.
The Organization argues that when it was determined in the investigation that the Claimant
had not been properly charged under the Northern Lines Agreement, and had not been properly
notified of the time and date, the Local Chairman asked for a postponement, and his request was
denied by the Conducting Officer.
The Carrier'S Labor Relations Department responded to the Organization's arguments. It
argues that the Northern Lines Agreement does not apply to the Claimant because he had not ever
reported to the position to which he was assigned, and he was therefore never paid nor compensated for working as a member of RS Gang TP02. Being under the ATSF Agreement, he was
properly terminated when he was absent for more than five consecutive days, pursuant to the Letter
of Understanding dated July 13, 1976.
The Carrier finther argues that the Claimant was properly notified and he chose not to
appear at his investigation at his own risk. It contends that the Organization never articulated a
single valid reason why the hearing should be postponed, and the Claimant's rights were not
violated when the investigation proceeded.
The Carrier also argues that the issue is the Claimant's absence without authority, in that he
never returned from furlough status and never marked up on Gang TP02. The Carrier states that
no defense to that charge was offered by the Organization.
The Organization presented fiirther argument before this case was submitted to this Board.
With respect to the issue of whether the Northern Lines Agreement or the ATSF Agreement
applied to the Claimant, the Organization argues that the Carrier "now wants it both ways." It
points out that each year, when RS Gangs are given notice of abolishment, the Carrier insists that
employees holding seniority under the ATSF Agreement must displace junior employees prior to
a1 -ishment of their jobs, as required by the ATSF Agreement, rather than giving them 10 days
following abolishment in which to displace, as provided by the Northern Lines Agreement.
To be consistent, therefore, the Organization argues that when the Claimant was assigned to
a position on the RS Gang on December 15, 2004, he was thereafter subject to the Northern Lines
Agreement, and the Carrier did not comply with Rule 40 of that Agreement.
The Organization fiuther argues that there is no receipt for the Carrier's letter of March 28,
2005, which advised the Claimant of the investigation on April 6, 2005. It points out that the Local
Chairman asked for this documentation, and the Conducting Officer said he did not have the
evidence. A postponement was requested and the request was denied. The Organization points out
that previous notifications by Certified Mail required a week to get to the reservation where the
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Case No. 358
Claimant resided, and there was insufficient time given between March 28 and April 6, 2005, to
allow receipt of the notice, which prompted the request for a postponement.
2
In conclusion, the Organization also argues that no evidence was presented at all to show
the Claimant was indeed absent January 17, 2005, and thereafter. The entirety of the Carrier's
evidence consisted of the investigation notices and receipts for two of them The Organization
concludes, in its words, "no evidence, no witness, and no case." The Carrier made no answer to
any of these arguments, and the case was submitted to the Board about three weeks later.
The Board has studied the transcript of evidence and its attached exhibits, and considered
the Parties' respective arguments. A difficult question is that of whether the ATSF Agreement or
the Northern Lines Agreement has application to this case. Both Parties offer persuasive arguments
for their respective positions. Fortunately, this question does not need to be answered to reach a
conclusion in this case. Since this decision turns on issues of adequate notice and suffciency of
evidence, it matters not whether the Claimant was subject to the ATSF Agreement or the Northern
Lines Agreement when his employment was terminated.
The Board is not persuaded that the Claimant received notice of the investigation's final
cony--ring on April 6, 2005. The Conducting Officer forthrightly admitted that he could not show
evidence of its receipt. Indeed, the record does not even contain a copy of the notice, although -
as we indicated herein-there is no doubt that such a notice exists. The Board recognizes that the
Carrier cannot be a guarantor of delivery, but it bears a burden of showing that a letter was sent to
the addressee's home address in suffcient time for him to appear at the investigation.
True enough, a charged employee who fails to appear at an investigation usually does so at
his own risk, and this Board has not been patient with those who wilfully ignore their opportunity to
present their defense. In this case, however, the Carrier's failure to offer evidence of his notification shifts the burden of risk from the employee to the Carrier.
By reason of his absence, we are without whatever defense the Claimant may have offered.
Any number of reasons may have prevented his showing up for the newly established Sectionman's
position on Gang TP02. He may have suffered an accident between December 15, 2004, and
January 17, 2005. For that matter, how do we know whether he was notified that he was the
successful applicant for a position on that Gang, having been furloughed? Was he notified so he
could report on that date?
'MapQuest©, an internet program, shows that Pinon, Arizona, is located in the Navajo
Indian Reservation in the northeast corner of the state, and is about 750 miles from Fresno,
California, the site of the investigation.
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Public Law Board No. 4244 Award No. 347
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Under the totality of these circumstances, the Carrier would be standing on firmer ground
had it agreed to a postponement for the purpose of sending the Claimant a notice by Certified or
Registered Mail, Return Receipt Requested, with sufficient time to obtain such receipt, or notice of
the post office's unsuccessful delivery attempts. His absence, then, would have been at the
Claimant's own risk.
This Board is also struck by the Carrier's failure to present substantial evidence that the
Claimant was, indeed, absent on January 17, 2005, and thereafter. While it would be incredible that
it would charge him with absence and convene an investigation when requested, if the Claimant
were not actually absent, the evidence in this record consists of a written notice that he was
terminated for absence, and a letter of charge. No witness appeared to testify that the Claimant was
absent. No payroll records were offered in evidence, showing that his absence was noted. There is
no evidence that he even knew he was awarded a position and expected to show up on January 17,
2005. While it might be assumed (as we do) that he did not report for work, the lack of substantial
evidence can be illustrated by comparison with other cases which have come before this Board. At
least one individual with personal knowledge of events is called as a witness, and is subject to cross
examination by the charged employee and/or his representative. Written documents are submitted
in the record. In this case, the only evidence is the letter of dismissal and the letter of charge.
These do not constitute evidence, and they cannot be cross examined.
The Board is persuaded that the claim should be sustained for the reasons set forth
immediately above. More problematical is the remedy, with particular regard to compensation.
The Claimant was on furlough. There is no doubt that he failed to report for work on January 17,
2005. (Although the evidence of such is lacking, the Board is persuaded that the Carrier is not so
foolhardy as to trump up completely false charges. Furthermore, the Organization has not
countered with any evidence that the Claimant had reported for work on January 17, 2005, or
thereafter.)
Without a better record of true events and circumstances, the Board would be remiss if it
awarded fiill compensation. The Claimant should not receive a windfall if his absence was wilful,
nor attributable to the Carrier. The reason for the Claimant's absence is not known; perhaps he was
unable to work; perhaps he had a better job elsewhere; perhaps he wasn't notified to come to work.
In any event, he had been initially notified of his investigation, and whether or not he received
notice of the postponements, one would expect an employee, who wants to work and needs to
work, to evince greater interest in knowing when the investigation - his only hope of continued
employment - would be convened. We will sustain the Organization's claim, but the case is
remanded to the Parties to determine what monetary compensation, if any, shall be allowed the
Claimant. The Board will retain jurisdiction of this case. In the event the Parties are unable to
reach agreement on the monetary aspect of the dispute, it would expect the Parties to present a
better record than presently exists in support of their respective positions.
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AWARD
The claim is sustained in accordance with the Opinion, and remanded to the Parties to
determine the amount of compensation, if any, to be awarded. The Carrier shall notify the Claimant
to return to service within thirty (30) days from the date of this Award. If he fails to respond to a
proper notice of his reinstatement within thirty (30) days thereafter, the claim will be denied.
Robert J. Irvin, Neutral Member
L
R B. Wehrli, Employe Member William L. Yeck-, Carrier Member
©5
Date
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