AWARD NO. 3
CASE NO. 3
PUBLIC LAW BOARD NO. 4402
PARTIES ) BROTHERHOOD
OF MAINTENANCE OF WAY EMPLOYES
TO )
DISPUTE ) BURLINGTON
NORTHERN RAILROAD COMPANY
STATEMENT OF CLAIM
1. The Carrier violated the Agreement when it improperly withheld
Laborer J. M. Duffey from service beginning July 25, 1984
(System File #9 Gr./DMWA 84-12-27).
2. The discipline of censure (while continuing to be withheld from
service) imposed upon Claimant J. M. Duffey for alleged violation
of Rule 576 was unwarranted and an abuse of the Carrier's
discretion (System File Reg. Gang/Gr. 10 DI - Duffey 1. M.).
3. Chief Engineer W. H. Feryman failed to disallow the claim
(appealed to him under date of January 9, 1985) as contractually
stipulated within Rule 42.
4. As a consequence of Part (1) hereof, the Claimant shall be reinstated
to service and he shall be compensated for all wage loss suffered,
i.e., eight (8) hours each regularly assigned day plus any overtime
worsted by junior laborers on Steel Gang #1 from July 27, 1984
until he is returned to active service.
5. As a consequence of Parts (2) and/or (3) hereof, the Claimant shall
be returned to service, his record cleared of the charge leveled
against him and he shall be compensated for all wage loss suffered.
OPINION OF BOARD
Claiatant is a sectionman with a seniority date of June 5, 1978. At the relevant
time, Claimant was assigned to Steel Gang No. 1, Denver Region.
The Carrier asserts that due to Claimant's attendance problems, on July 20, 1984
Roadmaster R L RosidIly directed Claimant to secure a statement from his physician
stating that Claimant was medically able to work. Specifically, Roskilly requested a
detailed explanation of the kind of medical treatment Claimant received between June 27
and July 6, 1984. The record indicates further that on July 20, 1984 Claimant divulged to
the Carrier's Program Coordinator -M. M. Crespin that Claimant had a drinking problem.
PLB 440:. ,ward No. 3
J. M. Duffey
Page 2
Claimant failed to famish the requested statement
On July 25, 1984 Claimant was approached by Roskilly and Manager of Regional
Gangs S. K. Kluthe and was instructed to report to Carrier's Social Counselor T. Owens.
According to the Carrier, as a result of meeting with Owens it was agreed that Claimant
would be allowed a 30 day leave of absence from his assignment so that he could enter St.
Lukes Hospital and undergo evaluation and treatment for his condition. Further, according
to the Carrier, Claimant did not admit himself to St. Lukes Hospital, report back to service
or make contact with any Carrier supervisors. The Carrier further asserts that Claimant's
last day of work was July 24, 1984.
The Organization asserts that on July 27, 1984 Claimant was told by Roskilly and
Kluthe that he was being withheld from service. By letter dated September 18, 1984, and
using the date of the event as July 27, 1984, the Organization filed a claim protesting the
withholding from service.
By letter dated August 16- 1984 Maintenance Engineer B. M. Lutzenberger
instructed Claimant to contact the Carrier's Chief Medical Officer T. M. Mears concerning
Claimant's position as an employee. According to Lutzenberger, tire last established
contact with Claimant was on July 27, 1984 concerning sick leave. Lutzenberger further
informed Claimant that:
The current status of your sick leave is lacking. Arrange to submit
detatJed Medical Report of treatment that has taken place and provide
evidence of ongoing treatment; if still continuing.
Lutzenberger further directed Claimant to submit the information to Dr. Mears in Fort
Worth, Texas. Again, Claimant did not submit the documentation.
After a meeting between Claimant and Lutzenberger on October 8, 1984 and by
letter of the same date given to Claimant at the meeting, Claimant was instructed by
Lutzenberger to furnish the medical records from his personal physician Dr. N. Pollack to
Dr. Meats by October 15, 1984. fa a subsequent conversation between Claimant and
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J. M. Duffey
Page 3
Lutzenberger on that date, Claimant indicated that the records might be a few days late in
arriving. Lutzenberger states that he told Claimant that as long as the records were mailed
by October 15, 1984 the records would be accepted. Claimant asserts that Lutzenberger
told him that "as long as I went ahead and did it and if it was a little late that would be okay
Claimant states that he then requested Dr. Pollack to send the records to Dr. Means.
Claimant further asserts that upon receiving the October 8, 1984 letter he contacted Dr.
Pollack and the first date he could get for an appointment was October 19, 1984. Claimant
also states that on October 19th, Dr. Pollack "didn't show, so I went in, again, on the 23rd
...." Claimant further states that he had no control over Dr. Pollack's submission of the
records to Dr. Mears.
By letter dated October 22, 1984 Claimant was directed to attend an investigation
arising out of his failure to provide the medical records to Dr. Mears by October 15, 1984.
Investigation was eventually held on November 5, 1984. The investigation revealed that
the requested medical information was submitted to Dr. Means on November 5, 1984.
By letter dated November 27, 1984 Claimant was censured for failing to provide
the records by October 15, 1984. By letter dated January 9, 1985 the Organization filed a
claim over the November 27, 1984 censure.
Both claims have been consolidated and are presently before us.
With respect to the withholding from service claim, the record sufficiently
establishes that Claimant was withheld from service for medical reasons. Claimant
disclosed the existence of a drinking problem and, under the given facts in this matter, that
problem coupled with the attendance problems were sufficient to permit the Carrier to
withhold Claimant
from service for medical reasons. Claimant's failure to provtde the
medical information as requested justified the continued withholding from service.
Withholding from service for medical reasons is not a disciplinary matter.
See Second
PLB 4402 ward No. 3
J. NC Duffey
Page 4
Division Award 10500 (" [Medical disqualification is not discipline requiring an
investigation before suspension-"). Therefore, contrary to the Organization's position,
Rule 40(A) does not apply and an investigation was not required. Considering Claimant's
attendance difficulties coupled with Claimant's disclosure of his drinking problem and
further considering the fact that Claimant initially did not submit the medical documentation
as requested, we cannot say that his being withheld from service was either arbitrary or
capricious.
The fact that Claimant may have worked for several weeks prior to his being
withheld from service and the additional fact that Claimant tray have provided some
documentation in early July 1984 prior to his being withheld from service do not change
the result. Nothing in the record establishes that the decision made in late July 1984 to
withhold Claimant from service was either arbitrary or capricious. Further, we disagree
with the Organizations argument that the record does not disclose how Claimant was
medically unsuitable to perform his duties. We believe the articulated factors of attendance
difficulties and a drinking problem were sufficient.
We shall therefore deny the claim
concerning the
withholding from service.
With respect to the disciplinary action of censure, we are unable to conclude that
substantial evidence exists in the record to support the Carrier's action. We note that the
charge is very narrow. The charge does not cover the entire time that the Carrier requested
Claimant to supply the medical information but only focuses upon Claimant's failure to
submit the documentation by October 15, 1984. Therefore, Third Division Award 25195
is not dispositive since that award dealt with a case where the employee was disciplined for
failure to produce medical documentation over a four month period. Here, the focus of the
charge was Claimant's failure to precisely meet the October 15, 1984 deadline.
When the Carrier decided to impose a deadline, the Carrier determined that Claimant
was to submit the documents within seven days as evidenced by the Carrier's letter of
PLB 4402 .ward No. 3
J. M. Duffey
Page 5
October 8, 1984. However, the record establishes that Claimant immediately undertook
steps to comply with that deadline. The record reveals that Claimant could not comply with
the deadline in the time set by the Carrier. Claimant could not get an appointment with Dr.
Pollack until October 19, 1984 (which was postponed until October 23, 1984) which
appointment appeared necessary for the supplying to the Carrier of the "current status ...
and evidence of ongoing treatment" as required in the Carrier's August 16, 1984 letter
concerning Claimant's condition. From the totality of the record, it appears that Claimant
acted in a reasonable fashion to comply with the given direction and deadline. The ultimate
control of the records was in Dr. Pollack's hands and given that the records were
eventually submitted a few weeks after the deadline and further given the fact that Claimant
was withheld from service until he complied with the demand for production of records,
we are unable to uphold the imposition of discipline for failure to precisely meet the
deadline.
The fact that Lutzenberger agreed to extend the deadline does not require a different
result The extension amounted to only one or two days in that, according to Lutzenberger,
the records needed to be mailed by October 15, 1984. Under the given facts, Claimant also
could not comply with that extended deadline. Claimant was cited for violation of Rule 576
("Employees must comply with the instructions from proper authority:'). Thus, the thrust
of the Carrier's theory is really one asserting that Claimant was insubordinate by failing to
comply with the established deadline. Insubordination generally requires a showing of a
positive act of defiance by the employee in refusing to carry out an order as opposed to an
inability to carry out an order. After the deadline was given, no positive act of defiance
was shown by Claimant Claimant simply could not comply within the given time period.
We note that Claimant did not benefit from his inability to comply in that he was continued
in a withheld status until he did comply and the necessary documentation was supplied.
We shall therefore require that the censure be removed from Claimant's record.
PLB 440: .ward No. 3
J. M. Duffey
Page 6
In light of the above, the Carrier's argument that the initial claim concerning the
withholding from service was untimely filed and the Organization's similar argument that
the Carrier did not timely respond to the Organization's appeal from the decision to impose
discipline need not be addressed. Since the parties have prevailed on those respective
claims (i.e., the Carrier prevailed on the withholding from service claim that it contends
was untimely filed and the Organization prevailed on censure claim that it contends that was
not timely responded to), those timeliness questions are moot. Finally, with respect to the
Carrier's argument that the Organization's claim over the censure was not timely filed, we
find that the record establishes that the Organization mailed the claim on January 9, 1985 -
well within the 60 day time Limit set forth in Rule 42(A). The claim was apparently lost and
under the circumstances we do not believe the Carrier can assert the claim was not timely
filed.
AWARD
The claim for withholding Claimant from service is denied. The claim for
imposition of censure is sustained and the censure shall be removed from Claimant's
record-
Neutral Member
. .I'-ren P.
S.°
wanson
Carrier Member Organization Member
Denver, Colorado
August 11, 1988