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AWARD NO. 125
NMB CASE NO. 125
UNION CASE 20051
COMPANY CASE 23365 7D
PUBLIC LAW BOARD NO. 4450
PARTIES TO THE DISPUTE
:
UNION PACIFIC RAILROAD COMP- .NY
(Western Region)
T
BROTHERHOOD OF LOCOMOTIVE ENGLN-EE?RS
S T ATEVfENT OF CLALM
:
Appealing the Upgrade Level 5 Discipline assessed to Engineer KD Gustafson and
request the a xpungement of discipline assessed and pay for any and all time lost with
all seniority and vacation rights restored unimpaired. Action taken as a result of
fornal investigation held on Viay 30, June 14, and July 21, 2000.
OPLVION OF BOARD
: On May 13, 2000, Engineer K D Gustafson ("Claimant'), a Western
Region locomotive engineer assigned to Carrier's Portland Service Unit, was assi --ned train IGN AP-1
3. At approximately 1:35 p.m., in the vicinity of bIP 7.0 (Penn Junction) on the Portland Sub
Division, he was observed by Manager-Operating Practices (?vIOP) Patterson, in the company of
Director-Road Operations (DRO) Nua_. to be not wearing eye protection, allegedlywith the windows
of his locomotive open. On that basis, he was charged with violating General Code of Operating
Rules reading in pertinent part as follo·.vs:
Rule 71.5 Eve Protection
- Wear Coapany-approved eye protection in all des iggmated areas or when
specified by the appropriate department heads. It is not required in:
* Office areas and lunch rooms;
a .Enclosed-: eh_·cles (inc:udin_ lccc= ·: esj.
t
Pea No · 44.5'd
AWARD NO. 125
NMB CASE NO. 125
UNION CASE 20051
COMPANY CASE 233657D
Rule
71...1
Areas that Reeuire Eve Protection - Safetv Glasses. Wear spectacle-type, 100-percent
safety glasses with side shields when on duty at locomotive
or
car repair, servicing facilities,
maintenance of way
work sites, shops and facilities. Employees requiring corrective lenses must wear
either company-approved prescription safety glasses or coverall-we safety glasses . . . .
Following a three-day hearing and investigation, Carrier found Claimant Qttilty as charged
and assessed a Level 2 penalty which. given Claimant's then-current Upgrade status at Level 4,
yielded a level 5 termination of employment. At the joint request of the Parties, by letter dated
march 25, 2001, the Chairman issued m ---Ipedited decision in this case an two companion cases
involving Engineer Gustafson, as follows:
Case
Nos. 123
(Claim de :i°-d);1==(C:a=.a d:^ied):and 1=(Claim sustained): The Level
5
Upgrade
discharge
of
Claimant
h D
Gustafson
mtsr 5e adjusted to a Level 3 Upgrade
discipline
(30-day
suspension without
pay),
with anendant r-instatcment to service.
Careful examination of the record led this Board to modifythe penalty in this case. As the
charging party in a disciplinary matter; the Employer bears the burden of proving, by at least a
preponderance of the record evidence, ail the necessary material facts to demonstrate that the
Employee committed the transgressions cited in the charge letter. In this case Carrier persuasively
demonstrated that Claimant did not have
his
safety Masses on when he was observed but failed to
establish that the windows of the locomotive were open.
2
PLB
uo . 44V
AWARD NO. 125
NMB CASE NO. 125
UNION CASE 20051
COMPANY CASE 233657D
A`VARD
Claim sustained to the extent indicated in the bench decision rendered March 25, 2001.
Dana Edvz-ard Eischen, Chairman.
Dated at Spencer, \e:v York on Sentember 8. ?001
Union Member
IL
Company Member