AWARD NO. 133
NMB CASE N0. 133
UNION CASE 99029
COMPANY CASE 1133653
PUBLIC LASXBOARD N0.4450
PARTIES TO THE DISPUTE:
UNION PACIFIC RAILROAD C011P_-1.\_Y
(Western Region)
_ and -
BROTIitRHOOD OF LOCOMOTIVE E\GLN7EERS
STATEMENT OF CLAE~ I:
Appealing the Upgrade Level = Dse:-iine assessed to Engineer L. L. Johnson and
request the expunyernent of discip'_ine assessed and pay for any and all time lost with
all seniority and vacation rights restored unimpaired. Action taken as a result of
formal investigation. held on Niay 1 7, 1999.
OPLVION OF BOARD: In this case, Er.gi leer L. L. Johnson ("Claimant") and the Organization
appeal a
Level 2
Upgrade disciplina-_: ac:icr, assessed by Superintendent K. H Hunt, following a
May 17, 1999 investigation into charges flied on ivlay 11. 1999, by Manager of Operating Practices
(TIOP) P. T. Varland that Claimant had violated Rules 1.13 and 1.15 of the
General Code
of
Operating Rules adopted and modined by Union Pacific Railroad, effective April 10, 1994.
Superintendent Hunt's May 27,19991
enter assessing
the discipline reads, in pertinent part as follows
While you were employed as Engineer on 'We ;tc-30 (OX=86) at M.P. 290 (La Grande) Subdivisions
La Grande (837) and Huntington (810), you failed to comply with instructions directing you to
minimize meertheemployement[sic]requirementsofyourassignmentissued
in conference on February 10, 1999, confnnied by letter dated February 26, 1999. Your continuing
failure to protect employmentby eecessively absenting yourself from service, as noted on your work
history and calendar between February 10, 1999, and flay 9, 1999, while employed as Engineer with
the Union Pacifc Railroad, is in vioiarion of
Rules 1
.13 and 1.15 of the General Code of Operating
Rules adopted and modified by Union Pacific Railroad, effective April 10, 1994. . .
The Rules which Superintendent Hunt found Claimant guilty of violating read as follows:
General Code of Operating Rules. Third Edition effective April 10.1994, Rule 1.13-Reporting
and Complying with instructions: E·mplo;:ees will report
to and comply with instructions from
supervisors
who ha·:e the proper;urisdic~on. Employees .vill comply >vith instntctions issued by
mana.-ors
olf
various deparrmenrs .she.c :he itumucrions applv to their duties.
i
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AWARD NO. 133
NIVIB CASE NO. 133
UNION CASE 99029
COMPANY CASE 1133653
General Code of Operating Rules. Third Edition effective April 10, 1994, Rule 1.15 - Duty
Report or Absence:
Employees mug: reportfor duty at the designated time and place with the
necessarveqtiipmenttoperonmtlte:rd:tries. Tnevmustspendtheirtimeondurvworkringonlvforthe
railroad. Employees must not lea~e rheir assignment, ecchange duties, or allow others to fill their
assignmenr ·.vithcut proper authorir;.
Contrary to the conclusion reached by Superintendent Hunt, a careful review of the
transcribed record of investigation reveals not a scintilla of evidence that Claimant violated Rule
1.15. The claimed violation of Rule 1.13 is, in essence, a charge of insubordination. It is elemental
that among the predicates for finding an eMplo, ee guilty of such a violation is clear articulation and
communication by the super;isor to the etnpioyee of a readily understandable order, instruction,
a:_ect:_._
_ r _ _ . _ . . . _ e
strtglytll, - the
.:,o
specific instruc;ion issued to the employee in the case decided as Award No. 139 of this Board.
The record in this case shows that a ie.^.er addressed to Claimant by Superintendent Hunt
under date of Februar; 26, 1999, purportirg to summarize supervisory instructions issued by 1IOP
Varland on February 10. 1999. was never received or read by Claimant. So far as the record shows,
the only instruction or performance stardard communicated to Claimant by his supervisor in
February 10, 1999 was a vamue admonition to "improve his attendance". As the transcribed
testimony amply demonstrates, even the super; isor was unsure about what he actually was telling
Claimant to do and what standard Claimant would be required to meet to avoid disciplinary charges.
In the facts of this record, we must sustain the claim.
AWARD
1) Claim sustained.
2) Carrier shall implement this award ·,vithin thirty (30) days of its e:cecutien by a
majority of the Board.
Dana Edward Eischen, Chairman
Dated at Spencer. New York otrMlarch 9, 2002
j
Uniorv ~ Iem$er' ~ Company Member