PUBLIC LAW BOARD NO. 4768
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYEES
AND
BURLINGTON NORTHERN RAILROAD COMPANY
AWARD N0. 8
Carrier File No. DMWB 87-11'2
Organization File
No.
B-Y-358
STATEMENT OF CLAIM
1. The five (5) days' suspension imposed upon
Sectionman T. A. Boehm for alleged violation of
Rules 301, 307 and 333 of Safety Rules and General
Rules, was arbitrary, on the basis of unproven
charges, excessive and in violation of the Agreement
(System File B-Y-358/DMWB 87-11-12).
2. The Claimant's record shall be cleared of the
charges leveled against him and he shall be compensated for all wage loss suffered, including the lost
opportunity to perform overtime
service
during the
period August 1 through August 5, 1987.
F I N D I N G S
Following an investigative hearing, the Claimant received
the following notice of disciplinary action:
July 30, 1987, censured and suspended from
the service of BN for five (5) days, commencing
8:00 AM, August 1, 1987, and ending August 5, 1987,
for violation of rules No. 301, 307, 333 of
Safety Rules and General Rules, by failing to
PLB No. 4768
Award No. 8
Page 2
operate Boom Truck #8300 in
a
safe manner, resulting in an accident that involved the crane on
Boom Truck #8300 coming in contact with and tearing
down REC power line at MP 29.4 on Yellowstone
Division 4th Sub., on June 8, 1987, at approximately 11:30 AM.
There is little dispute as to the facts in this matter,
as evidenced by the text of the disciplinary notice. The Organ- -
ization, however, raised several procedural matters during and
subsequent to the hearing. These deserve review.
The Board finds that the notice for the disciplinary hear
ing was sufficiently specific to allow the Claimant and the
Organization to prepare a full defense. This was not impaired -
by the failure to refer to specific rules in the notice. The
Board finds further that there was not substantial impairment
of the process in the incidental delay in providing the Organ
ization with copies of the exhibits which were part of the hear
ing record.
The Organization contends that the Claimant did not receive
a "fair and impartial investigation", as required by Rule 40.
The Organization notes that the officer who conducted the hear
ing was the direct supervisor of the Claimant and thus obviousl, warm
involved in the pre-hearing investigation of the incident.
Further, this same officer issued the notice of hearing and
the notice of discharge.
PLB No. 4768
Award No. 8
Page 3
In support of its position, the Organization cites First
Division Award No. 21046 (Daugherty) which stated as follows:
After studying the transcript of the investigation the Division is persuaded that petitioner's
position is valid. At this late date there is little
excuse for the managerial personnel of a carrier to
ignore the princi-1e that in a discipline case carrier
is essentially, a..d must conduct itself like, a trial
court. Among several things this means that the carrier official who conducts an investigation of a charge
made by a carrier against an employe (1) should not
normally have been involved in the occurrences leading
up to the leveling of the charge and (2) shouldcomport
himself at the investigation, in his questioning of
allwitnesses (managerial as well as employe) in a
truly objective and aloof manner, just as would an
outside judge. If, as here, the evidence shows that the
investigating officer did not so behave, then this
Division, as a court of appeals, must find the trial -
court subject to procedural error and reversal.
On the other hand, the Carrier cited Public Law Board
No. 4381, Award No. 30 (Miller):
The central argument presented by the Organization concerns the multiple roles served by Roadmaster L. R. Ross in this matter. Mr.
Ross
notified
Mr. Myers of the charges, conducted the investigation
and rendered the decision-. Such multiple roles do not
per se preclude a fair and impartial hearing. A determination as to due process in this matter rests on a
consideration of the entire record.
There is no evidence of record to support the contention that the investigating officer prejudged the
matter. To the contrary, the record is quite clear.
Mr. Myers was late because his breakfast was delayed
and he did not call in to advise his supervisor that
he was on his way to work. Mr. Myers was not confronted with any emergency. Furthermore, although Mr.
Ross
was Mr. Myers' supervisor (to whom Mr. Myers
reported after arriving late), the fact of Mr. Myers
being late speaks for itself. This situation
is
not
PLB
No. 4768
Award
No. 8
Page
4
analogous to a matter, such as insubordination,
where the interaction between supervisor and subordinate should preclude that supervisor from serving
as the investigative officer. We find that Mr. Ross'
multiple roles did not .deprive Mr. Myers of a fair
and impartial hearing.
In the incident here under review, the Board finds that it
would be preferable to have a hearing officer who is not the
Claimant's supervisor. However, the hearing provided full opportunity for a full presentation on behalf of the,Claimant. The
hearing officer was not directly involved in the incident.
The record shows that the Carrier reasonably held the
Claimant responsible for the boom of his crane not being in
proper configuration and thus causing the boom to hit an overhead power line.
The resulting penalty of five days' suspension was not
inappropriate and was generally in consonance with pens
given to other employees like situated.,A W A R D
Claim denied.
HERBERT L. MARX, JR., Chairman and Neutral Member
r~yu k Q . C
-
WENDELL A. BELL, Carrier Member
-r`
MARK J. CHAPPAUGH, E loyee Member
NEW YORK, NY
DATED: