BEFORE PUBLIC LAW BOARD NO. 6043
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYEES
and
ILLINOIS CENTRAL RAILROAD
Case No. 28
STATEMENT OF CLAIM:
Appeal of the fifteen-day suspension assessed Claimant W. Gaines, Jr., on charges
that the Claimant allegedly violated Carrier rules and/or instructions during an
incident on November 9, 2005, in which the Claimant sustained a personal injury.
FINDINGS:
By letter dated November 11, 2005, the Claimant was notified to attend a formal
hearing and investigation to determine whether the Claimant "violated any company rules
and/or instructions during an incident where you sustained an alleged personal injury."
The investigation was conducted, as scheduled, on November 16, 2005. By letter dated
December 5, 2005, the Claimant was notified that as a result of the investigation, he had
been found guilty of violating Operating General Rule C, and that he was being assessed
a fifteen-day suspension. The Organization thereafter filed a claim on behalf of the
Claimant, challenging the Carrier's decision to impose the fifteen-day suspension. The
Carrier denied the claim.
The Carrier initially contends that direct testimony in the record shows that the
incident and subsequent injury to the Claimant was a result of the Claimant's directly
violating the cited rule. The evidence demonstrates that the Claimant sbould have seen
the signal foundation, and the incident resulted from the Claimant's not seeing the
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obstruction because he was not being alert and attentive to a hazard.
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he Carrier additionally emphasizes that there was a safety briefing on the
morning of the incident, during which employees were specifically warned to remain
vigilant and on the lookout for unsafe conditions that may be present. The Carrier asserts
that there was good visibility out of the machine, and the back portion of the foundation
was exposed. The Carrier argues that it is clear that the Claimant was familiar with the
area in that he had regulated that portion of the railroad only one day before the incident
in question.
As for the Organization's contention that the charees were va"e and imprecise.
the Carrier insists that the Notice clearly apprised the Claimant of the intent of the
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as stated in the Notice - to gather information as to whether the Claimant had properly
and safely performed his work, and/or whether the Claimant had violated any Carrier
rules or instructions when he was injured on November 9, 2005.
The Carrier further argues that the discipline assessed was appropriate given the
seriousness of the Claimant's rule violations and his personal record. The Carrier asserts
that there is no basis for the Organization's argument that the discipline violates the
current working Agreement.
The Carrier ultimately contends that the instant claim should be denied in its
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The Organization initially contends that the Carrier failed to meet its burden of
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proof in this matter. The Organization asserts that innuendo and supposition are not
substantial evidence of wrongdoing. T he Organization maintains that a thorough review
of the transcript demonstrates that there is no probative evidence to support the Carrier's
findings of an alleged rule violation in connection with the Claimant hitting the invisible
foundation with the wing on the machine that he was operating.
The Organization argues that the Board consistently has held that the severity of
the punishment must be reasonably related to the gravity of the offense. The
Organization points out that minor rule infractions do not require exceedingly harsh
sentences. The Oruanization asserts that the nurnose of discinline is not nrimarilv
punitive, but corrective. The Organization maintains that had the Carrier actually proven
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Claimant would have been subject to the discipline prescribed. The Organization insists,
however, that although the Carrier has a recognizable concern in this particular instance,
the penalty of a fifteen-day suspension is arbitrary, capricious, and unwarranted, in light
of the circumstances and the absence of proof of a rule infraction. Moreover, the
discipline assessed is in violation of the current working Agreement. The Organization
ultimately contends that the instant claim should be sustained in its entirety.
The parties being unable to resolve their dispute, this matter came before this
Board.
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the Carrier has failed to meet its burden of proof that the Claimant violated Operating
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General Rule C on November 11, 2005. There is no question that an incident occurred
and that the Claimant was injured; but, in order to assess discipline against the Claimant,
the Carrier must show with sufficient evidence that the Claimant violated some rule or
acted in some fashion that was against Carrier policy. A thorough review of this record
makes it clear that the Carrier had failed to meet that burden of proof in this case. Since
the Carrier failed to meet its burden of proof, there is no basis upon which to assess
discipline. Consequently, the claim must be sustained.
AWARD:
The claim is sustained.
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PETE-Rift. OR6,~ IZATION BER CARRIEAEMBER
DATED: -,~-Il DATED
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