BEFORE PUBLIC LAW BOARD NO. 604
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYES DIVISION
HIT RAIL, CONFERENCE
and
ILLINOIS CENTRAL RAILROAD COMPANY
Case No. 60
STATEMENT ()F CLAIM: "Claim of the System Committee of the Brotherhood that:
l . The discipline of a ten (10) day suspension imposed upon Assistant Track
Foreman Kinte Brigham for violation of LIFE US Safety Rules - Section II Care
Safety Rules, Rights and Responsibilities #1 item h, U.S. Operating Rules -
General Rules A - Safety, C -- Alert and Attentive in connection with a personal
injury sustained by him on June 12, 2008 is based on unproven charges, unjust,
unwarranted and in violation of the Agreement (System File S.A07180$.0/ICBMWED-2008-00009).
2. As a consequence of the violation referred to Part 1 above, Mr. Brigham's personal
record shall be cleared of the charges immediately and he shall be made whole in
accordance with Rule 33(i) of the Collective Bargaining Agreement."
FINDINGS:
By letter dated June 19, 2008, the Claimant was directed to attend a formal hearing
and investigation to determine whether he had violated any Carrier rules or regulations in
connection with an incident in which the Claimant incurred a personal injury while on
duty. The investigation was conducted, as scheduled, an June 24, 2008. By letter dated
July 3, 2008, the Claimant was informed that as a result of the investigation, he had been
found guilty of violating LIFE US Safety Rules - Section II Care Safety Rules, Rights
and Responsibilities #1 item h, U.S. Operating Rules - General Rules A - Safety, C -
Alert and Attentive, and that he was being assessed a ten-day suspension. The
Organization filed the instant claim on behalf of the Claimant, challenging the Carrier's
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decision to discipline him. The Carrier denied the claim.
The Carrier initially contends that there is no foundation to the Organization's
position that the Carrier failed to meet its burden of proof in this matter. The Carrier
asserts that substantial evidence was developed at the investigation to show that the
Claimant did, in fact, violate the referenced rules when he permitted the angle bar to
strike and injure his right hand. The Carrier argues that the Claimant's own testimony
demonstrates that the incident and his resulting injury were caused by his failure to
properly and sufficiently grip the angle bar while removing it from the truck.
The Carrier maintains that the Claimant's decision to attempt to catch the bar with
one hand was not a sound one and was based on poor personal judgment, in violation of
Item l .h of the Core Safety Rules. The Carrier also submits that this decision certainly
was not in compliance with the other two vitally important operating rules, the general
rule on safety and the general rule on being alert and attentive. The Carrier emphasizes
that the Claimant failed to take the safe course in that he did not either take a two-handed
grip on the bar or let the bar drop when it started to slip from his hand. The Carrier
insists that the Claimant was not being attentive to the task being performed, and he did
not perform his work in such a manner as to prevent injury to himself. The Carrier
contends that this injury could have been avoided had the Claimant been more attentive
to his duties.
The Carrier argues that substantial evidence was developed at the hearing to show
that the Claimant's inattention and failure to comply with the cited rules resulted in a
personal injury to himself. Pointing to prior Board Awards, the Carrier submits that if
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substantial evidence supports a finding of guilt, a board is without authority to substitute
its judgment for that of the carrier.
The Carrier then asserts that the investigation in this matter was fair and impartial.
The Carrier notes that the Claimant was provided timely and proper notice of the
investigation. In addition, the Claimant and his representative were present throughout
the investigation, were able to hear all of the testimony, were allowed to question all
witnesses and review all documents used as exhibits, and were given the opportunity to
make any and all statements that they deemed necessary. The Carrier emphasizes that no
exceptions were noted by the Claimant or his representative.
The Carrier argues that once it has been determined that the charges have been
proven, it is prudent to consider the employee's past discipline history in determining an
appropriate measure of discipline. The Carrier paints out that the Claimant's service
record contains four prior disciplinary actions, including 10- and 20-day suspensions in
2004. The Claimant also had been issued seven letters of caution/instruction during his
seven and one-half years of service at the time of the incident at issue. The Carrier
maintains that it is evident that despite coaching and counseling, the Claimant has been
the recipient of warnings and actual suspensions for progressively longer periods of time.
Citing prior Awards, the Carrier then submits that when charges are proven by probative
evidence, a carrier's imposition of discipline must not be altered unless it is determined to
have been unreasonable, arbitrary, or capricious.
The Carrier ultimately contends that the instant claim should be denied in its
entirety.
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The Organization initially contends that the record reveals that the Claimant was
not in violation of any, much less all, of the cited Carrier rules. The Organization asserts
that the Carriers chief witness, Track Supervisor Lopez, could offer only his opinion
about the incident. Lopez speculated about what might have happened if the Claimant
had let go of the bar. The Organization argues that when the bar began to slip, it
triggered the Claimant's reflexes, which apparently indicated that the safest course of
action was to try to arrest the fall of the joint bar. The Organization speculates that the
Claimant's reaction might have prevented a more serious injury to himself or his coworker, just as the Carrier speculated that no injury would have occurred if the Claimant
had not tried to catch the bar.
The Organization maintains that numerous Boards have held that a carrier's
decision to discipline an employee must rest on substantially more than speculation and
conjecture. The Organization submits that simply entering rules into the record and
speculating as to how they might have been violated is not enough to support the
imposition of discipline. The Organization argues that there is no direct evidence that the
Claimant violated any of the cited rules.
The Organization suggests that the Carrier apparently assumed that because an
accident occurred, the Claimant violated its rules. Pointing to prior Awards, the
Organization contends that this Board consistently has rejected that notion. The
Organization emphasizes that the incident in question did not result in serious injury or
damage to property, and there can be no doubt that the Carrier failed to prove that the
Claimant was responsible for the injury sustained on June 12, 200$.
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The Organization ultimately contends that the instant claim should be sustained in
The parties being unable to resolve their dispute, this matter came before this
Board.
This Board has reviewed the evidence and testimony in this ease, and we find that
there is sufficient evidence in the record to support the finding that the Claimant was
guilty of violating Carrier rules which led to him sustaining a personal injury on June 12,
2008. Therefore, the claim must be denied.
A close review of the record shows that when the Claimant was unloading the
angle bar from the back of the truck, he was not acting safely in compliance with General
Rule A and he was not alert and attentive in compliance with General Rule C. The
Claimant's own testimony made it clear that he did not properly grip the angle bar when
he was removing it from the truck. He should have used both hands or just let it drop;
and, instead, he tried to catch a fifty-five pound steel bar with one hand.
Once this Board has determined that there is sufficient evidence in the record to
support the guilty finding, we next turn our attention to the type of discipline imposed.
This Board will not set aside a Carrier's imposition of discipline unless we find its
actions to have been unreasonable, arbitrary, or capricious.
The Claimant in this case has received seven letters of caution or instruction
during his seven and one-half years of service, as well as four disciplinary actions,
including a 10- and a 20-day suspension. Given that disciplinary background and the
seriousness of the offense here, this Board cannot find that the 10-day suspension issued
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to the Claimant for his wrongdoing in this case was unreasonable,
Therefore, the claim must be denied.
AWARD:
C1RdANIZATIMEMBER
DATED:
Y,
TdER R. MEYER
N utr~l Mem
6
or capricious.
CARRIE#~ M ;MBER
DATED:
jar.
f71