PUBLIC LAW BOARD NO. 6089
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYES )
Case No. 13
and )
Award No. 11
UNION PACIFIC RAILROAD COMPANY )
Martin H. Malin, Chairman & Neutral Member
R. B. Wehrli, Employee Member
D. A. Ring, Carrier Member
Hearing Date: August 26, 1999
STATEMENT OF CLAIM:
(1) The discipline (withheld from service and subsequent
dismissal) imposed upon Sectionman L. M. Rojas for alleged
violation of ". . . Union
Pacific
Rule 1.5
with supplements,
and 90.1 . . .'1
(emphasis in original) was arbitrary,
capricious, unwarranted and in violation of the Agreement
(System File D-270/1063827D).
(2) As a consequence of the violation referred to in Part (1)
above, the Claimant shall be reinstated to the Carrier's
service with seniority and all other rights unimpaired, his
record shall be.cleared of the charges leveled against him
and he shall be compensated for all wage loss suffered
beginning January 16, 1997.
FINDINGS:
Public Law Board No. 6089, upon the whole record and all the
evidence, finds and holds that Employee and Carrier are employee
and carrier within the meaning of the Railway Labor Act, as
amended; and, that the Board has jurisdiction over the dispute
herein; and, that the parties to the dispute were given due
notice of the hearing thereon and did participate therein.
On January 16, 1997, Carrier notified Claimant to report for
an investigation on February 3, 1997. The notice charged
Claimant with violating Rules 1.5 and 90.1, in that he was .
convicted of felony possession of a controlled substance.
/"o 8~ -~I
The hearing was held as scheduled. On February 19, 1997,
Carrier notified Claimant that he had been found guilty of the
charge and had been dismissed from service.
The Organization contends that Carrier violated the
Agreement because it withheld Claimant from service pending the
investigation. Carrier responds that it had the right to do so
under Rule 48(o). This Board has recognized on numerous
occasions that Rule 48(o) authorizes Carrier to withhold an
employee from service pending investigation when charged with
flagrant or serious violations. See PLB 6089, Awards 1, 2, 3, 4,
5, and 9. Clearly the violation alleged in the instant case was
very serious. We find that Carrier acted within its rights under
Rule 48(o).
On the merits, the Organization contends that Carrier failed
to prove the charge by substantial evidence. The Organization
urges that Claimant did not plead guilty and was not found guilty
by a jury. Carrier responds that Claimant's plea of nolo
contendere resulted in his conviction and that it is the
conviction which established the Rules violations. We agree with
Carrier. Rules 1.5 and 90.1 provide, in relevant part and in
identical language: "The conduct of any employee leading to
conviction of any misdemeanor involving moral turpitude . . . or
of any felony is prohibited." Claimant's conviction established
the violation conclusively.
The Organization also contends that dismissal was an
arbitrary, capricious and excessive penalty. Carrier justifies
the penalty based on the seriousness of the violation and its
consistent practice of dismissing employees under such
circumstances.
Conviction of felony possession of a controlled substance is
an extremely serious offense. Under most circumstances, we would
deny a claim challenging dismissal of even a long term employee.
The instant case, however, presents facts and circumstances so
unique, that after due consideration we have concluded that the
penalty of dismissal is excessive.
Claimant was a long-term (17 years' seniority) employee with
a good record. Standing alone, his length of service might not
mitigate against the seriousness of the misconduct. However, the
unique underlying facts and circumstances of this case are
striking.
Claimant originally was charged with two counts of delivery
of a controlled substance, alleged to have taken place in 1995.
law enforcement authorities searched his home twice and found no
drugs or other evidence of such a transaction. In addition,
Claimant tested negative on all random drug screens to which he
was subjected. Nevertheless, because an informant was prepared
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to testify that Claimant was his partner in a drug trafficking
operation, Claimant was vulnerable to possible conviction if he
proceeded to trial.
Conviction of felony delivery would have resulted in
Claimant being deported to Mexico. Such deportation would have
been very costly to Claimant who was a homeowner and who was
raising his thirteen year old stepson who had applied for United
States citizenship. Consequently, Claimant accepted a plea
agreement whereby he pled no contest to a charge of felony
possession and received a sentence of probation. Conviction of
felony possession would not result in deportation. Since his
conviction, Claimant has successfully completed his probation.
Considering all of the peculiar facts and circumstances
presented in the instant claim, and without setting a precedent
for any future cases, the Board finds that Claimant should be
given one last opportunity to demonstrate that he can be a
productive and rule abiding employee. Accordingly, Claimant
shall be reinstated to service with seniority and other benefits
unimpaired, but with no back pay or other compensation for time
held out of service. Claimant's reinstatement shall be
conditioned on his passing any reasonable physical examination,
including a drug screen, that Carrier may require.
AWARD
Claim sustained in accordance with the Findings.
ORDER
The Board, having determined that an award favorable to
Claimant be made, hereby orders the Carrier to make the award
effective within thirty (30) days following the date two members
of the Board affix their signatures hereto.
Martin H. Malin, Chairman
D.A-:., Ring, R.B. Wehr i
Carrier Memb r Employee Member
Dated at , Illinois, September 30, 1999.
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